Trading · authorized participant (AP)
Barclays Capital Inc.
Barclays Capital Inc. was an authorized participant (AP) for 2,281 US ETFs in Form N-CEN periods ending Aug 31, 2024 to Jun 30, 2026. It created $211.2bn and redeemed $180.4bn of their shares. It was active in 172 of them.
ib.barclays, the firm’s website ↗| # | Ticker | Fund | Category | Created | Redeemed | Created and redeemed ↓ | Share of the fund’s AP dollars | Active APs in the fund | Period ending |
|---|---|---|---|---|---|---|---|---|---|
| 1 | SPY | SPDR S&P 500 ETF Trust | U.S. stocks | $59.9bn | $45.8bn | $105.8bn | 5.0% | 26 | Dec 31, 2025 |
| 2 | IVV | iShares Core S&P 500 ETF | U.S. stocks | $43.2bn | $45.7bn | $88.9bn | 11.0% | 25 | Mar 31, 2026 |
| 3 | VOO | Vanguard S&P 500 ETF | U.S. stocks | $29.8bn | $28.1bn | $57.9bn | 9.5% | 21 | Dec 31, 2025 |
| 4 | LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | Bonds | $6.7bn | $6.6bn | $13.3bn | 10.8% | 11 | Feb 28, 2026 |
| 5 | JAAA | Janus Henderson AAA CLO ETF | Bonds | $6.8bn | $3.7bn | $10.5bn | 29.1% | 10 | Oct 31, 2025 |
| 6 | SPYM | State Street SPDR Portfolio S&P 500 ETF | U.S. stocks | $5.5bn | $3.9bn | $9.4bn | 7.5% | 18 | Jun 30, 2026 |
| 7 | VO | Vanguard Morningstar Mid-Cap ETF | U.S. stocks | $4.4bn | $4.3bn | $8.7bn | 17.7% | 14 | Dec 31, 2025 |
| 8 | VTI | Vanguard Morningstar Total Stock Market ETF | U.S. stocks | $4.2bn | $4.3bn | $8.6bn | 10.9% | 15 | Dec 31, 2025 |
| 9 | HYG | iShares iBoxx $ High Yield Corporate Bond ETF | Bonds | $2.2bn | $6.0bn | $8.2bn | 11.9% | 8 | Feb 28, 2026 |
| 10 | IWM | iShares Russell 2000 ETF | U.S. stocks | $4.7bn | $3.0bn | $7.7bn | 3.0% | 15 | Mar 31, 2026 |
| 11 | VXF | Vanguard Extended Market ETF | U.S. stocks | $3.8bn | $3.8bn | $7.6bn | 26.9% | 16 | Dec 31, 2025 |
| 12 | SPIB | State Street SPDR Portfolio Intermediate Term Corporate Bond ETF | Bonds | $7.3bn | $86.5m | $7.4bn | 14.7% | 12 | Jun 30, 2026 |
| 13 | VOOG | Vanguard S&P 500 Growth ETF | U.S. stocks | $2.6bn | $2.7bn | $5.3bn | 55.1% | 10 | Aug 31, 2025 |
| 14 | JNK | State Street SPDR Bloomberg High Yield Bond ETF | Bonds | $1.2bn | $1.8bn | $3.0bn | 11.9% | 8 | Jun 30, 2026 |
| 15 | VCSH | Vanguard Short-Term Corporate Bond ETF | Bonds | $2.1bn | $244m | $2.4bn | 7.4% | 10 | Aug 31, 2025 |
| 16 | XLE | State Street Energy Select Sector SPDR ETF | Sector stocks | $1.2bn | $1.2bn | $2.4bn | 5.2% | 21 | Sep 30, 2025 |
| 17 | BKLN | Invesco Senior Loan ETF | Bonds | $1.4bn | $932m | $2.4bn | 19.2% | 16 | Aug 31, 2025 |
| 18 | XLB | State Street Materials Select Sector SPDR ETF | Sector stocks | $1.2bn | $1.0bn | $2.2bn | 11.3% | 20 | Sep 30, 2025 |
| 19 | VOOV | Vanguard S&P 500 Value ETF | U.S. stocks | $1.1bn | $1.1bn | $2.1bn | 73.6% | 9 | Aug 31, 2025 |
| 20 | VCIT | Vanguard Intermediate-Term Corporate Bond ETF | Bonds | $2.0bn | $81.8m | $2.1bn | 4.4% | 11 | Aug 31, 2025 |
| 21 | SPYD | State Street SPDR Portfolio S&P 500 High Dividend ETF | U.S. stocks | $832m | $813m | $1.6bn | 38.6% | 13 | Jun 30, 2026 |
| 22 | SRLN | State Street Blackstone Senior Loan ETF | Bonds | $368m | $1.1bn | $1.4bn | 23.2% | 15 | Jun 30, 2026 |
| 23 | SPHY | State Street SPDR Portfolio High Yield Bond ETF | Bonds | $1.1bn | $340m | $1.4bn | 12.0% | 5 | Jun 30, 2026 |
| 24 | SPSB | State Street SPDR Portfolio Short Term Corporate Bond ETF | Bonds | $1.4bn | $0 | $1.4bn | 13.8% | 11 | Jun 30, 2026 |
| 25 | PAAA | PGIM AAA CLO ETF | Bonds | $1.0bn | $249m | $1.3bn | 23.3% | 8 | Aug 31, 2025 |
| 26 | IYR | iShares U.S. Real Estate ETF | Sector stocks | $548m | $617m | $1.2bn | 4.5% | 18 | Mar 31, 2026 |
| 27 | DIA | SPDR Dow Jones Industrial Average ETF Trust | U.S. stocks | $786m | $370m | $1.2bn | 0.8% | 15 | Dec 31, 2025 |
| 28 | VBK | Vanguard Morningstar Small-Cap Growth ETF | U.S. stocks | $563m | $569m | $1.1bn | 20.4% | 11 | Dec 31, 2025 |
| 29 | KRE | State Street SPDR S&P Regional Banking ETF | Sector stocks | $582m | $543m | $1.1bn | 2.1% | 17 | Jun 30, 2026 |
| 30 | XLC | State Street Communication Services Select Sector SPDR ETF | Sector stocks | $351m | $765m | $1.1bn | 3.1% | 18 | Sep 30, 2025 |
| 31 | XLY | State Street Consumer Discretionary Select Sector SPDR ETF | Sector stocks | $650m | $455m | $1.1bn | 3.0% | 16 | Sep 30, 2025 |
| 32 | XLI | State Street Industrial Select Sector SPDR ETF | Sector stocks | $963m | $122m | $1.1bn | 2.0% | 23 | Sep 30, 2025 |
| 33 | XBI | State Street SPDR S&P Biotech ETF | Themes | $614m | $387m | $1.0bn | 1.7% | 19 | Jun 30, 2026 |
| 34 | PSI | Invesco Semiconductors ETF | Themes | $497m | $482m | $979m | 42.7% | 10 | Apr 30, 2026 |
| 35 | JPST | JPMorgan Ultra-Short Income ETF | Bonds | $291m | $655m | $946m | 8.7% | 9 | Feb 28, 2026 |
| 36 | XLP | State Street Consumer Staples Select Sector SPDR ETF | Sector stocks | $414m | $505m | $919m | 2.1% | 23 | Sep 30, 2025 |
| 37 | XOP | State Street SPDR S&P Oil & Gas Exploration & Production ETF | Sector stocks | $324m | $449m | $773m | 3.4% | 16 | Jun 30, 2026 |
| 38 | XLV | State Street Health Care Select Sector SPDR ETF | Sector stocks | $368m | $395m | $762m | 1.3% | 23 | Sep 30, 2025 |
| 39 | VIOV | Vanguard S&P Small-Cap 600 Value ETF | U.S. stocks | $375m | $376m | $751m | 68.6% | 10 | Aug 31, 2025 |
| 40 | USHY | iShares Broad USD High Yield Corporate Bond ETF | Bonds | $671m | $44.6m | $715m | 2.8% | 7 | Oct 31, 2025 |
| 41 | FNDA | Schwab Fundamental U.S. Small Company ETF | U.S. stocks | $350m | $352m | $702m | 15.5% | 10 | Feb 28, 2026 |
| 42 | SJNK | State Street SPDR Bloomberg Short Term High Yield Bond ETF | Bonds | $431m | $251m | $682m | 10.8% | 8 | Jun 30, 2026 |
| 43 | XLF | State Street Financial Select Sector SPDR ETF | Sector stocks | $249m | $418m | $667m | 0.5% | 21 | Sep 30, 2025 |
| 44 | SCHX | Schwab U.S. Large-Cap ETF | U.S. stocks | $320m | $342m | $662m | 6.3% | 12 | Aug 31, 2025 |
| 45 | VCLT | Vanguard Long-Term Corporate Bond ETF | Bonds | $84.5m | $526m | $610m | 2.0% | 9 | Aug 31, 2025 |
| 46 | ONEY | State Street SPDR Russell 1000 Yield Focus ETF | U.S. stocks | $291m | $295m | $586m | 53.4% | 9 | Jun 30, 2026 |
| 47 | JBBB | Janus Henderson B-BBB CLO ETF | Bonds | $273m | $310m | $583m | 17.3% | 10 | Oct 31, 2025 |
| 48 | VB | Vanguard Morningstar Small-Cap ETF | U.S. stocks | $190m | $351m | $541m | 2.2% | 14 | Dec 31, 2025 |
| 49 | IVOV | Vanguard S&P Mid-Cap 400 Value ETF | U.S. stocks | $236m | $238m | $474m | 68.1% | 10 | Aug 31, 2025 |
| 50 | XLU | State Street Utilities Select Sector SPDR ETF | Sector stocks | $254m | $169m | $423m | 1.5% | 22 | Sep 30, 2025 |
| 51 | MDY | SPDR S&P MidCap 400 ETF Trust | U.S. stocks | $205m | $208m | $413m | 1.3% | 14 | Dec 31, 2025 |
| 52 | RSP | Invesco S&P 500 Equal Weight ETF | U.S. stocks | $202m | $197m | $399m | 0.5% | 19 | Apr 30, 2026 |
| 53 | IJR | iShares Core S&P Small-Cap ETF | U.S. stocks | $209m | $188m | $396m | 1.5% | 15 | Mar 31, 2026 |
| 54 | VONG | Vanguard Russell 1000 Growth ETF | U.S. stocks | $171m | $172m | $343m | 2.7% | 12 | Aug 31, 2025 |
| 55 | XME | State Street SPDR S&P Metals & Mining ETF | Themes | $118m | $217m | $335m | 3.1% | 15 | Jun 30, 2026 |
| 56 | XHB | State Street SPDR S&P Homebuilders ETF | Sector stocks | $213m | $113m | $326m | 3.0% | 15 | Jun 30, 2026 |
| 57 | IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | Bonds | $154m | $139m | $293m | 1.7% | 8 | Feb 28, 2026 |
| 58 | PULS | PGIM Ultra Short Bond ETF | Bonds | $277m | $0 | $277m | 2.9% | 7 | Aug 31, 2025 |
| 59 | XRT | State Street SPDR S&P Retail ETF | Sector stocks | $115m | $128m | $243m | 1.0% | 19 | Jun 30, 2026 |
| 60 | PFFD | Global X U.S. Preferred ETF | Bonds | $94.0m | $143m | $237m | 35.5% | 9 | Nov 30, 2025 |
| 61 | TLT | iShares 20+ Year Treasury Bond ETF | Bonds | $179m | $52.7m | $231m | 0.2% | 12 | Feb 28, 2026 |
| 62 | ESGV | Vanguard ESG U.S. Stock ETF | U.S. stocks | $115m | $114m | $229m | 15.3% | 10 | Aug 31, 2025 |
| 63 | ONEV | State Street SPDR Russell 1000 Low Volatility Focus ETF | U.S. stocks | $105m | $107m | $212m | 41.2% | 6 | Jun 30, 2026 |
| 64 | VIOO | Vanguard S&P Small-Cap 600 ETF | U.S. stocks | $102m | $101m | $202m | 16.6% | 13 | Aug 31, 2025 |
| 65 | PKB | Invesco Building & Construction ETF | U.S. stocks | $101m | $98.0m | $199m | 31.9% | 8 | Apr 30, 2026 |
| 66 | IBB | iShares Biotechnology ETF | Themes | $75.4m | $105m | $180m | 0.9% | 15 | Mar 31, 2026 |
| 67 | LONZ | PIMCO Senior Loan Active Exchange-Traded Fund | Bonds | $24.7m | $141m | $165m | 28.3% | 8 | Jun 30, 2026 |
| 68 | IVOO | Vanguard S&P Mid-Cap 400 ETF | U.S. stocks | $76.9m | $75.9m | $153m | 11.7% | 16 | Aug 31, 2025 |
| 69 | SDY | State Street SPDR S&P Dividend ETF | U.S. stocks | $76.7m | $75.9m | $153m | 4.2% | 10 | Jun 30, 2026 |
| 70 | KBE | State Street SPDR S&P Bank ETF | Sector stocks | $111m | $39.2m | $150m | 2.5% | 14 | Jun 30, 2026 |
| 71 | FSEC | Fidelity Investment Grade Securitized ETF | Bonds | $141m | $0 | $141m | 3.4% | 7 | Aug 31, 2025 |
| 72 | VUG | Vanguard Morningstar Growth ETF | U.S. stocks | $72.4m | $61.3m | $134m | 0.2% | 14 | Dec 31, 2025 |
| 73 | FTSL | First Trust Senior Loan Fund | Bonds | $124m | $0 | $124m | 24.6% | 9 | Oct 31, 2025 |
| 74 | VTEB | Vanguard Tax-Exempt Bond ETF | Bonds | $12.6m | $100m | $113m | 0.6% | 10 | Oct 31, 2025 |
| 75 | SOXX | iShares Semiconductor ETF | Themes | $17.9m | $89.0m | $107m | 0.1% | 18 | Mar 31, 2026 |
| 76 | ICSH | iShares Ultra Short Duration Bond Active ETF | Bonds | $96.2m | $0 | $96.2m | 3.6% | 6 | Oct 31, 2025 |
| 77 | FNDB | Schwab Fundamental U.S. Broad Market ETF | U.S. stocks | $43.9m | $44.1m | $88.1m | 27.4% | 9 | Feb 28, 2026 |
| 78 | HYBL | State Street Blackstone High Income ETF | Income | $85.2m | $0 | $85.2m | 22.6% | 5 | Jun 30, 2026 |
| 79 | FLRN | State Street SPDR Bloomberg Investment Grade Floating Rate ETF | Bonds | $83.1m | $0 | $83.1m | 3.9% | 5 | Jun 30, 2026 |
| 80 | XLK | State Street Technology Select Sector SPDR ETF | Sector stocks | $0 | $81.6m | $81.6m | 0.2% | 18 | Sep 30, 2025 |
| 81 | SPMB | State Street SPDR Portfolio Mortgage Backed Bond ETF | Bonds | $76.0m | $0 | $76.0m | 7.2% | 6 | Jun 30, 2026 |
| 82 | BBHY | JPMorgan BetaBuilders USD High Yield Corporate Bond ETF | Bonds | $60.0m | $12.7m | $72.7m | 6.4% | 6 | Feb 28, 2026 |
| 83 | IGIB | iShares 5-10 Year Investment Grade Corporate Bond ETF | Bonds | $0 | $72.6m | $72.6m | 0.8% | 7 | Feb 28, 2026 |
| 84 | IWB | iShares Russell 1000 ETF | U.S. stocks | $71.0m | $0 | $71.0m | 0.2% | 15 | Mar 31, 2026 |
| 85 | IGV | iShares Expanded Tech-Software Sector ETF | Themes | $0 | $66.5m | $66.5m | 0.1% | 15 | Mar 31, 2026 |
| 86 | SHY | iShares 1-3 Year Treasury Bond ETF | Bonds | $66.0m | $0 | $66.0m | 0.3% | 9 | Feb 28, 2026 |
| 87 | TSPA | T. Rowe Price U.S. Equity Research ETF | U.S. stocks | $64.2m | $0 | $64.2m | 6.2% | 9 | Dec 31, 2025 |
| 88 | IJH | iShares Core S&P Mid-Cap ETF | U.S. stocks | $0 | $64.0m | $64.0m | 0.2% | 17 | Mar 31, 2026 |
| 89 | IVOG | Vanguard S&P Mid-Cap 400 Growth ETF | U.S. stocks | $27.5m | $27.2m | $54.8m | 12.9% | 12 | Aug 31, 2025 |
| 90 | SPFF | Global X SuperIncome Preferred ETF | Bonds | $26.3m | $26.1m | $52.4m | 80.3% | 6 | Oct 31, 2025 |
| 91 | SMH | VanEck Semiconductor ETF | Themes | $37.6m | $12.3m | $49.9m | 0.1% | 17 | Sep 30, 2025 |
| 92 | SHYG | iShares 0-5 Year High Yield Corporate Bond ETF | Bonds | $30.0m | $16.6m | $46.6m | 1.3% | 7 | Oct 31, 2025 |
| 93 | RWR | State Street SPDR Dow Jones REIT ETF | Sector stocks | $0 | $44.8m | $44.8m | 1.7% | 14 | Jun 30, 2026 |
| 94 | MTUM | iShares MSCI USA Momentum Factor ETF | U.S. stocks | $33.7m | $10.7m | $44.5m | 0.3% | 13 | Jul 31, 2025 |
| 95 | VIOG | Vanguard S&P Small-Cap 600 Growth ETF | U.S. stocks | $21.7m | $21.5m | $43.2m | 9.2% | 9 | Aug 31, 2025 |
| 96 | PPH | VanEck Pharmaceutical ETF | Sector stocks | $43.0m | $0 | $43.0m | 1.2% | 14 | Sep 30, 2025 |
| 97 | ICLO | Invesco AAA CLO Floating Rate Note ETF | Bonds | $35.9m | $2.5m | $38.5m | 11.9% | 7 | Oct 31, 2025 |
| 98 | CLOI | VanEck CLO ETF | Bonds | $26.4m | $10.6m | $37.0m | 3.9% | 7 | Dec 31, 2025 |
| 99 | ITB | iShares U.S. Home Construction ETF | Sector stocks | $21.6m | $14.0m | $35.6m | 0.3% | 15 | Mar 31, 2026 |
| 100 | MOAT | VanEck Morningstar Wide Moat ETF | U.S. stocks | $0 | $34.4m | $34.4m | 0.2% | 13 | Sep 30, 2025 |
Barclays Capital Inc. as an ETF authorized participant: the 100 funds it created and redeemed most in, of 172, ranked by what it created and redeemed, in Form N-CEN periods ending Aug 31, 2024 to Jun 30, 2026. Source: ETFIQ from Form N-CEN.
Barclays Capital by category
The ETFs Barclays Capital Inc. serves, by the category each is placed in, with what it created and redeemed in each.
| # | Category | Share of its dollars | ETFs served | Active in | Created | Redeemed | Only active AP in |
|---|---|---|---|---|---|---|---|
| 1 | U.S. stocks | 80.0% | 539 | 68 | $165.1bn | $148.2bn | 0 |
| 2 | International stocks | 0.0% | 390 | 0 | $0 | $0 | 0 |
| 3 | Sector stocks | 3.8% | 166 | 34 | $7.6bn | $7.2bn | 0 |
| 4 | Bonds | 15.5% | 571 | 55 | $37.1bn | $23.7bn | 0 |
| 5 | Commodities | 0.0% | 13 | 0 | $0 | $0 | 0 |
| 6 | Allocation | 0.0% | 18 | 0 | $0 | $0 | 0 |
| 7 | Buffer | 0.0% | 175 | 1 | $1.1m | $0 | 0 |
| 8 | Income | 0.0% | 71 | 2 | $85.2m | $4.3m | 0 |
| 9 | Themes | 0.7% | 195 | 11 | $1.4bn | $1.4bn | 0 |
| 10 | Leverage | 0.0% | 104 | 1 | $223k | $0 | 0 |
| 11 | Crypto | 0.0% | 3 | 0 | $0 | $0 | 0 |
| 12 | Alternatives | 0.0% | 36 | 0 | $0 | $0 | 0 |
Questions people ask
Is Barclays Capital an ETF authorized participant (AP)?
Yes. Barclays Capital Inc. is listed as an AP for 2,281 US ETFs in Form N-CEN periods ending Aug 31, 2024 to Jun 30, 2026, and created or redeemed shares in 172 of them.
Which ETFs does Barclays Capital create and redeem the most?
By dollars created and redeemed: SPY, $105.8bn; IVV, $88.9bn; VOO, $57.9bn; LQD, $13.3bn; JAAA, $10.5bn.
How much of an ETF’s AP activity does Barclays Capital handle?
Across the 172 funds it was active in, its share of each fund’s AP dollars ran from 0.0% to 80.3%. It was the only active AP in 0 ETFs.
Where do these figures come from?
From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Barclays Capital’s CRD, SEC file number and LEI, never by the name as typed.
Method
Barclays Capital Inc. is identified by CRD 19714, SEC file number 8-41342, LEI AC28XWWI3WIBK2824319. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as BARCLAYS CAPITAL INC.. Funds filed its name 7 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there.
The rest of the method
A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.
Where to next
Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Every ETF authorized participant (AP)→The most active APs→Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Most active APs for bond ETFs→ETF lead market makers (LMMs)→How the AP list is built→The open data file→Fund flows→
Where these figures came from
SEC Form N-CEN data sets, the source of every AP row ↗Form N-CEN, item E.2: each authorized participant and its dollars ↗SEC list of active broker-dealers, the source of each firm’s registered name ↗
ETFIQ links to the documents behind every figure; a link is not an endorsement. A list of firms is not a rating or a recommendation.
Questions people ask
Is Barclays Capital an ETF authorized participant (AP)?
Yes. Barclays Capital Inc. is listed as an AP for 2,281 US ETFs in Form N-CEN periods ending Aug 31, 2024 to Jun 30, 2026, and created or redeemed shares in 172 of them.
Which ETFs does Barclays Capital create and redeem the most?
By dollars created and redeemed: SPY, $105.8bn; IVV, $88.9bn; VOO, $57.9bn; LQD, $13.3bn; JAAA, $10.5bn.
How much of an ETF’s AP activity does Barclays Capital handle?
Across the 172 funds it was active in, its share of each fund’s AP dollars ran from 0.0% to 80.3%. It was the only active AP in 0 ETFs.
Where do these figures come from?
From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Barclays Capital’s CRD, SEC file number and LEI, never by the name as typed.
Cite this pageCitation, APA and Markdown
ETFIQ, Barclays Capital Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/barclays-capital/
ETFIQ. (Sep 23, 2026). Barclays Capital Inc. as an ETF authorized participant. Retrieved from https://etfiq.com/trading/authorized-participants/barclays-capital/
[Barclays Capital Inc. as an ETF authorized participant (ETFIQ, Sep 23, 2026)](https://etfiq.com/trading/authorized-participants/barclays-capital/)
Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data.