Trading · authorized participant (AP)
Goldman Sachs & Co. LLC
Goldman Sachs & Co. LLC was an authorized participant (AP) for 3,545 US ETFs in Form N-CEN periods ending Jul 31, 2024 to Jun 30, 2026. It created $822.4bn and redeemed $638.9bn of their shares. It was active in 2,781 of them.
goldmansachs.com, the firm’s website ↗| # | Ticker | Fund | Category | Created | Redeemed | Created and redeemed ↓ | Share of the fund’s AP dollars | Active APs in the fund | Period ending |
|---|---|---|---|---|---|---|---|---|---|
| 1 | SPY | SPDR S&P 500 ETF Trust | U.S. stocks | $96.0bn | $149.6bn | $245.6bn | 11.7% | 26 | Dec 31, 2025 |
| 2 | IVV | iShares Core S&P 500 ETF | U.S. stocks | $50.3bn | $29.1bn | $79.4bn | 9.8% | 25 | Mar 31, 2026 |
| 3 | VOO | Vanguard S&P 500 ETF | U.S. stocks | $42.0bn | $22.7bn | $64.8bn | 10.6% | 21 | Dec 31, 2025 |
| 4 | IWM | iShares Russell 2000 ETF | U.S. stocks | $21.2bn | $21.8bn | $43.0bn | 17.0% | 15 | Mar 31, 2026 |
| 5 | TLT | iShares 20+ Year Treasury Bond ETF | Bonds | $16.6bn | $16.3bn | $32.9bn | 29.5% | 12 | Feb 28, 2026 |
| 6 | SGOV | iShares 0-3 Month Treasury Bond ETF | Bonds | $23.2bn | $6.6bn | $29.8bn | 44.4% | 8 | Feb 28, 2026 |
| 7 | BIL | SPDR Bloomberg 1-3 Month T-Bill ETF | Bonds | $12.4bn | $11.4bn | $23.8bn | 52.2% | 7 | Jun 30, 2026 |
| 8 | SCHD | Schwab U.S. Dividend Equity ETF | U.S. stocks | $10.6bn | $9.1bn | $19.7bn | 55.4% | 12 | Aug 31, 2025 |
| 9 | DIA | SPDR Dow Jones Industrial Average ETF Trust | U.S. stocks | $11.2bn | $6.0bn | $17.2bn | 12.6% | 15 | Dec 31, 2025 |
| 10 | IEF | iShares 7-10 Year Treasury Bond ETF | Bonds | $11.2bn | $4.9bn | $16.1bn | 36.9% | 9 | Feb 28, 2026 |
| 11 | TQQQ | ProShares UltraPro QQQ | Leverage | $7.9bn | $7.2bn | $15.1bn | 25.3% | 10 | May 31, 2026 |
| 12 | SPYM | State Street SPDR Portfolio S&P 500 ETF | U.S. stocks | $13.0bn | $1.8bn | $14.8bn | 11.7% | 18 | Jun 30, 2026 |
| 13 | RSP | Invesco S&P 500 Equal Weight ETF | U.S. stocks | $5.9bn | $8.4bn | $14.3bn | 19.4% | 19 | Apr 30, 2026 |
| 14 | SPYV | State Street SPDR Portfolio S&P 500 Value ETF | U.S. stocks | $7.4bn | $6.8bn | $14.2bn | 64.2% | 13 | Jun 30, 2026 |
| 15 | LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | Bonds | $7.9bn | $5.4bn | $13.3bn | 10.8% | 11 | Feb 28, 2026 |
| 16 | SOXX | iShares Semiconductor ETF | Themes | $6.0bn | $4.7bn | $10.7bn | 11.6% | 18 | Mar 31, 2026 |
| 17 | SQQQ | ProShares UltraPro Short QQQ | Leverage | $6.5bn | $4.0bn | $10.5bn | 27.9% | 9 | May 31, 2026 |
| 18 | HYG | iShares iBoxx $ High Yield Corporate Bond ETF | Bonds | $6.4bn | $4.0bn | $10.4bn | 15.2% | 8 | Feb 28, 2026 |
| 19 | SHV | iShares 0-1 Year Treasury Bond ETF | Bonds | $5.5bn | $4.9bn | $10.3bn | 53.4% | 7 | Feb 28, 2026 |
| 20 | QQQM | Invesco NASDAQ 100 ETF | U.S. stocks | $7.6bn | $2.6bn | $10.2bn | 29.0% | 14 | Aug 31, 2025 |
| 21 | SPHQ | Invesco S&P 500 Quality ETF | U.S. stocks | $4.5bn | $4.1bn | $8.6bn | 68.3% | 12 | Apr 30, 2026 |
| 22 | XLF | State Street Financial Select Sector SPDR ETF | Sector stocks | $4.5bn | $4.0bn | $8.5bn | 6.4% | 21 | Sep 30, 2025 |
| 23 | IGV | iShares Expanded Tech-Software Sector ETF | Themes | $4.8bn | $3.5bn | $8.4bn | 17.3% | 15 | Mar 31, 2026 |
| 24 | VIG | Vanguard Div Appreciation ETF | U.S. stocks | $4.1bn | $3.9bn | $8.0bn | 43.7% | 12 | Jan 31, 2026 |
| 25 | XLK | State Street Technology Select Sector SPDR ETF | Sector stocks | $3.6bn | $4.3bn | $7.9bn | 17.2% | 18 | Sep 30, 2025 |
| 26 | IWF | iShares Russell 1000 Growth ETF | U.S. stocks | $3.4bn | $4.2bn | $7.7bn | 19.6% | 13 | Mar 31, 2026 |
| 27 | KRE | State Street SPDR S&P Regional Banking ETF | Sector stocks | $3.5bn | $3.7bn | $7.2bn | 13.2% | 17 | Jun 30, 2026 |
| 28 | CGDV | Capital Group Dividend Value ETF | U.S. stocks | $4.0bn | $3.2bn | $7.2bn | 22.8% | 11 | May 31, 2026 |
| 29 | SHY | iShares 1-3 Year Treasury Bond ETF | Bonds | $4.4bn | $2.5bn | $7.0bn | 35.0% | 9 | Feb 28, 2026 |
| 30 | DGRW | WisdomTree U.S. Quality Dividend Growth Fund | U.S. stocks | $3.4bn | $3.5bn | $6.9bn | 77.9% | 7 | Mar 31, 2026 |
| 31 | VTEB | Vanguard Tax-Exempt Bond ETF | Bonds | $4.7bn | $1.9bn | $6.7bn | 34.9% | 10 | Oct 31, 2025 |
| 32 | BND | Vanguard Total Bond Market ETF | Bonds | $6.4bn | $126m | $6.6bn | 21.6% | 5 | Dec 31, 2025 |
| 33 | BSV | Vanguard Short-Term Bond ETF | Bonds | $4.6bn | $1.8bn | $6.5bn | 39.5% | 4 | Dec 31, 2025 |
| 34 | VGT | Vanguard Information Tech ETF | Sector stocks | $3.4bn | $2.9bn | $6.3bn | 23.4% | 15 | Aug 31, 2025 |
| 35 | NVDL | GraniteShares 2x Long NVDA Daily ETF | Leverage | $3.6bn | $2.5bn | $6.1bn | 21.2% | 12 | Jun 30, 2026 |
| 36 | SPIB | State Street SPDR Portfolio Intermediate Term Corporate Bond ETF | Bonds | $1.1bn | $4.7bn | $5.8bn | 11.4% | 12 | Jun 30, 2026 |
| 37 | SMH | VanEck Semiconductor ETF | Themes | $2.6bn | $2.8bn | $5.4bn | 7.7% | 17 | Sep 30, 2025 |
| 38 | XLC | State Street Communication Services Select Sector SPDR ETF | Sector stocks | $2.8bn | $2.6bn | $5.4bn | 15.1% | 18 | Sep 30, 2025 |
| 39 | GOVT | iShares U.S. Treasury Bond ETF | Bonds | $3.5bn | $1.6bn | $5.1bn | 29.3% | 8 | Oct 31, 2025 |
| 40 | SPXL | Direxion Daily S&P 500 Bull 3X ETF | Leverage | $2.2bn | $2.9bn | $5.1bn | 33.6% | 8 | Oct 31, 2025 |
| 41 | XBI | State Street SPDR S&P Biotech ETF | Themes | $2.3bn | $2.6bn | $4.9bn | 8.1% | 19 | Jun 30, 2026 |
| 42 | JNK | State Street SPDR Bloomberg High Yield Bond ETF | Bonds | $3.2bn | $1.4bn | $4.7bn | 18.7% | 8 | Jun 30, 2026 |
| 43 | VCIT | Vanguard Intermediate-Term Corporate Bond ETF | Bonds | $3.4bn | $1.2bn | $4.6bn | 9.6% | 11 | Aug 31, 2025 |
| 44 | KLMN | Invesco MSCI North America Climate ETF | U.S. stocks | $3.3bn | $1.3bn | $4.6bn | 68.9% | 7 | Aug 31, 2025 |
| 45 | SPTL | State Street SPDR Portfolio Long Term Treasury ETF | Bonds | $1.8bn | $2.8bn | $4.6bn | 49.0% | 6 | Jun 30, 2026 |
| 46 | MBB | iShares MBS ETF | Bonds | $4.0bn | $557m | $4.5bn | 46.5% | 5 | Feb 28, 2026 |
| 47 | VCLT | Vanguard Long-Term Corporate Bond ETF | Bonds | $442m | $4.0bn | $4.5bn | 14.7% | 9 | Aug 31, 2025 |
| 48 | VCSH | Vanguard Short-Term Corporate Bond ETF | Bonds | $2.0bn | $2.4bn | $4.3bn | 13.5% | 10 | Aug 31, 2025 |
| 49 | XLE | State Street Energy Select Sector SPDR ETF | Sector stocks | $1.6bn | $2.7bn | $4.3bn | 9.5% | 21 | Sep 30, 2025 |
| 50 | TSLL | Direxion Daily TSLA Bull 2X ETF | Leverage | $3.8bn | $331m | $4.2bn | 18.2% | 11 | Oct 31, 2025 |
| 51 | VTI | Vanguard Morningstar Total Stock Market ETF | U.S. stocks | $3.7bn | $292m | $4.0bn | 5.1% | 15 | Dec 31, 2025 |
| 52 | QQQI | NEOS Nasdaq-100 High Income ETF | Income | $3.8bn | $203m | $4.0bn | 52.2% | 5 | Dec 31, 2025 |
| 53 | IUSV | iShares Core S&P U.S. Value ETF | U.S. stocks | $1.9bn | $2.1bn | $4.0bn | 45.6% | 10 | Mar 31, 2026 |
| 54 | UPRO | ProShares UltraPro S&P500 | Leverage | $1.5bn | $2.4bn | $4.0bn | 32.8% | 7 | May 31, 2026 |
| 55 | EWJ | iShares MSCI Japan ETF | International stocks | $848m | $3.1bn | $4.0bn | 55.7% | 9 | Aug 31, 2025 |
| 56 | GDX | VanEck Gold Miners ETF | Themes | $1.1bn | $2.9bn | $3.9bn | 42.2% | 6 | Dec 31, 2025 |
| 57 | XLI | State Street Industrial Select Sector SPDR ETF | Sector stocks | $2.0bn | $1.8bn | $3.9bn | 7.3% | 23 | Sep 30, 2025 |
| 58 | VUG | Vanguard Morningstar Growth ETF | U.S. stocks | $3.6bn | $204m | $3.8bn | 4.8% | 14 | Dec 31, 2025 |
| 59 | VGSH | Vanguard Short-Term Treasury ETF | Bonds | $1.8bn | $1.9bn | $3.7bn | 29.0% | 7 | Aug 31, 2025 |
| 60 | XRT | State Street SPDR S&P Retail ETF | Sector stocks | $1.8bn | $1.8bn | $3.6bn | 14.2% | 19 | Jun 30, 2026 |
| 61 | QLD | ProShares Ultra QQQ | Leverage | $1.9bn | $1.7bn | $3.6bn | 47.6% | 6 | May 31, 2026 |
| 62 | EMB | iShares J.P. Morgan USD Emerging Markets Bond ETF | Bonds | $2.9bn | $678m | $3.5bn | 19.3% | 6 | Oct 31, 2025 |
| 63 | IWB | iShares Russell 1000 ETF | U.S. stocks | $2.0bn | $1.4bn | $3.4bn | 9.3% | 15 | Mar 31, 2026 |
| 64 | JPST | JPMorgan Ultra-Short Income ETF | Bonds | $2.6bn | $762m | $3.4bn | 31.2% | 9 | Feb 28, 2026 |
| 65 | FTLS | First Trust Long/Short Equity | Alternatives | $1.7bn | $1.7bn | $3.4bn | 83.0% | 6 | Oct 31, 2025 |
| 66 | IBB | iShares Biotechnology ETF | Themes | $1.6bn | $1.8bn | $3.3bn | 16.0% | 15 | Mar 31, 2026 |
| 67 | IWR | iShares Russell Mid-Cap ETF | U.S. stocks | $1.8bn | $1.5bn | $3.3bn | 27.7% | 14 | Mar 31, 2026 |
| 68 | IWD | iShares Russell 1000 Value ETF | U.S. stocks | $1.6bn | $1.7bn | $3.3bn | 10.2% | 12 | Mar 31, 2026 |
| 69 | SH | ProShares Short S&P500 | Leverage | $1.9bn | $1.4bn | $3.3bn | 37.0% | 6 | May 31, 2026 |
| 70 | SSO | ProShares Ultra S&P500 | Leverage | $1.5bn | $1.7bn | $3.2bn | 30.5% | 8 | May 31, 2026 |
| 71 | PULS | PGIM Ultra Short Bond ETF | Bonds | $2.3bn | $898m | $3.2bn | 33.9% | 7 | Aug 31, 2025 |
| 72 | VGIT | Vanguard Intermediate-Term Treasury ETF | Bonds | $1.6bn | $1.6bn | $3.2bn | 22.4% | 7 | Aug 31, 2025 |
| 73 | SPXU | ProShares UltraPro Short S&P500 | Leverage | $1.9bn | $1.3bn | $3.2bn | 43.9% | 7 | May 31, 2026 |
| 74 | MUB | iShares National Muni Bond ETF | Bonds | $2.1bn | $1.1bn | $3.2bn | 28.9% | 7 | Feb 28, 2026 |
| 75 | XLV | State Street Health Care Select Sector SPDR ETF | Sector stocks | $1.7bn | $1.4bn | $3.2bn | 5.4% | 23 | Sep 30, 2025 |
| 76 | XLP | State Street Consumer Staples Select Sector SPDR ETF | Sector stocks | $1.6bn | $1.5bn | $3.1bn | 7.1% | 23 | Sep 30, 2025 |
| 77 | VXUS | Vanguard Total International Stock ETF | International stocks | $3.1bn | $0 | $3.1bn | 22.8% | 8 | Oct 31, 2025 |
| 78 | IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | Bonds | $798m | $2.2bn | $3.0bn | 17.7% | 8 | Feb 28, 2026 |
| 79 | HDV | iShares Core High Dividend ETF | U.S. stocks | $1.5bn | $1.5bn | $3.0bn | 49.6% | 9 | Apr 30, 2026 |
| 80 | IJH | iShares Core S&P Mid-Cap ETF | U.S. stocks | $1.4bn | $1.5bn | $3.0bn | 10.8% | 17 | Mar 31, 2026 |
| 81 | AVUV | Avantis U.S. Small Cap Value ETF | U.S. stocks | $1.7bn | $1.3bn | $3.0bn | 37.0% | 7 | Aug 31, 2024 |
| 82 | SPYI | NEOS S&P 500 High Income ETF | Income | $2.7bn | $228m | $2.9bn | 62.6% | 5 | Dec 31, 2025 |
| 83 | MSTY | YieldMax MSTR Option Income Strategy ETF | Income | $2.3bn | $619m | $2.9bn | 31.7% | 7 | Oct 31, 2025 |
| 84 | ARKK | ARK Innovation ETF | Themes | $1.3bn | $1.6bn | $2.9bn | 13.3% | 15 | Jul 31, 2025 |
| 85 | SCHA | Schwab U.S. Small-Cap ETF | U.S. stocks | $1.1bn | $1.7bn | $2.9bn | 61.6% | 9 | Aug 31, 2025 |
| 86 | BKLN | Invesco Senior Loan ETF | Bonds | $846m | $2.0bn | $2.8bn | 23.1% | 16 | Aug 31, 2025 |
| 87 | BOXX | Alpha Architect 1-3 Month Box ETF | Bonds | $2.7bn | $125m | $2.8bn | 69.8% | 5 | Sep 30, 2024 |
| 88 | FBND | Fidelity Total Bond ETF | Bonds | $2.8bn | $6.8m | $2.8bn | 29.5% | 4 | Aug 31, 2025 |
| 89 | SDS | ProShares UltraShort S&P500 | Leverage | $1.6bn | $1.1bn | $2.7bn | 45.5% | 6 | May 31, 2026 |
| 90 | USFR | WisdomTree Floating Rate Treasury Fund | Bonds | $1.4bn | $1.3bn | $2.7bn | 24.6% | 5 | Aug 31, 2025 |
| 91 | BIV | Vanguard Intermediate-Term Bond ETF | Bonds | $2.5bn | $129m | $2.6bn | 34.5% | 4 | Dec 31, 2025 |
| 92 | CGGR | Capital Group Growth ETF | U.S. stocks | $2.1bn | $477m | $2.6bn | 18.4% | 13 | May 31, 2026 |
| 93 | CGGO | Capital Group Global Growth Equity ETF | International stocks | $1.4bn | $1.2bn | $2.6bn | 39.1% | 9 | May 31, 2026 |
| 94 | SPLV | Invesco S&P 500 Low Volatility ETF | U.S. stocks | $1.4bn | $1.2bn | $2.6bn | 28.0% | 13 | Aug 31, 2025 |
| 95 | TIP | iShares TIPS Bond ETF | Bonds | $1.8bn | $797m | $2.5bn | 13.8% | 8 | Oct 31, 2025 |
| 96 | XAR | State Street SPDR S&P Aerospace & Defense ETF | Themes | $1.3bn | $1.2bn | $2.5bn | 34.8% | 11 | Jun 30, 2026 |
| 97 | ETHU | 2x Ether ETF | Leverage | $1.7bn | $818m | $2.5bn | 44.4% | 6 | Feb 28, 2026 |
| 98 | JEPQ | JPMorgan Nasdaq Equity Premium Income ETF | Income | $1.4bn | $1.1bn | $2.5bn | 13.2% | 6 | Jun 30, 2026 |
| 99 | XOVR | ERShares Private-Public Crossover ETF | U.S. stocks | $1.8bn | $683m | $2.5bn | 33.6% | 4 | Jun 30, 2026 |
| 100 | JAAA | Janus Henderson AAA CLO ETF | Bonds | $1.6bn | $859m | $2.4bn | 6.7% | 10 | Oct 31, 2025 |
Goldman Sachs & Co. LLC as an ETF authorized participant: the 100 funds it created and redeemed most in, of 2,781, ranked by what it created and redeemed, in Form N-CEN periods ending Jul 31, 2024 to Jun 30, 2026. Source: ETFIQ from Form N-CEN.
ETFs where Goldman Sachs & Co. was the only active AP
In 39 ETFs, Goldman Sachs & Co. LLC was the one AP that created or redeemed shares in the period.
| # | Ticker | Fund | Created | Redeemed | APs listed | Period ending |
|---|---|---|---|---|---|---|
| 1 | NOVZ | TrueShares Structured Outcome (November) ETF | $20.1m | $23.1m | 1 | Dec 31, 2025 |
| 2 | FMUN | Fidelity Systematic Municipal Bond Index ETF | $14.5m | $1.5m | 25 | Jun 30, 2026 |
| 3 | SUPP | TCW Transform Supply Chain ETF | $2.0m | $13.1m | 10 | Oct 31, 2025 |
| 4 | PRAE | PlanRock Equity Plus Alternatives ETF | $6.4m | $5.1m | 5 | Sep 30, 2025 |
| 5 | WRND | NYLIM Global Equity R&D Leaders ETF | $5.2m | $4.2m | 23 | Apr 30, 2026 |
| 6 | JANJ | Innovator Premium Income 30 Barrier ETF - January | $1.2m | $7.4m | 1 | Oct 31, 2025 |
| 7 | JHID | John Hancock International High Dividend ETF | $4.4m | $4.1m | 16 | Mar 31, 2026 |
| 8 | ALRG | Allspring LT Large Core ETF | $7.8m | $0 | 7 | Jul 31, 2025 |
| 9 | IVSS | Applied Finance IVS US SMID ETF | $5.7m | $0 | 9 | Dec 31, 2025 |
| 10 | JUNZ | TrueShares Structured Outcome (June) ETF | $2.0m | $3.5m | 1 | Dec 31, 2025 |
| 11 | BFJL | FT Vest Bitcoin Strategy Floor15 ETF - July | $4.1m | $906k | 26 | Dec 31, 2025 |
| 12 | MAYZ | TrueShares Structured Outcome (May) ETF | $4.7m | $0 | 1 | Dec 31, 2025 |
| 13 | AAPY | Kurv Yield Premium Strategy Apple (AAPL) ETF | $2.6m | $1.4m | 1 | May 31, 2026 |
| 14 | FLDZ | TrueShares Patriot Defense ETF | $1.2m | $1.8m | 1 | Dec 31, 2025 |
| 15 | FCFY | First Trust S&P 500 Diversified Free Cash Flow ETF | $1.3m | $1.3m | 26 | Dec 31, 2025 |
| 16 | KIQQ | KraneShares InspereX Nasdaq Dynamic Buffered High Income Index ETF | $2.5m | $0 | 18 | Mar 31, 2026 |
| 17 | APRZ | TrueShares Structured Outcome (April) ETF | $2.3m | $0 | 1 | Dec 31, 2025 |
| 18 | SPAM | Themes Cybersecurity ETF | $1.9m | $259k | 1 | Sep 30, 2024 |
| 19 | TJUN | FT Vest Emerging Markets Buffer ETF - June | $2.0m | $0 | 23 | May 31, 2026 |
| 20 | PMSE | PGIM S&P 500 Max Buffer ETF - September | $2.0m | $0 | 2 | Oct 31, 2025 |
| 21 | CLOD | Themes Cloud Computing ETF | $1.6m | $249k | 1 | Sep 30, 2024 |
| 22 | HCOW | Amplify COWS Covered Call ETF | $0 | $1.5m | 1 | Sep 30, 2024 |
| 23 | KDVD | Keeley Dividend ETF | $1.3m | $0 | 4 | Dec 31, 2025 |
| 24 | AGMI | Themes Silver Miners ETF | $772k | $284k | 1 | Sep 30, 2024 |
| 25 | MUSQ | MUSQ Global Music Industry Index ETF | $0 | $1.0m | 15 | Apr 30, 2026 |
| 26 | AMA | Defiance Daily Target 2X Long AMAT ETF | $1.0m | $0 | 1 | Apr 30, 2026 |
| 27 | POEL | Defiance Daily Target 2X Long POET ETF | $1.0m | $0 | 1 | Apr 30, 2026 |
| 28 | FTKI | First Trust Small Cap BuyWrite Income ETF | $999k | $0 | 24 | Dec 31, 2025 |
| 29 | PWRZ | TrueShares Eagle Global Next Gen Power Infrastructure ETF | $499k | $496k | 1 | Dec 31, 2025 |
| 30 | DDFN | Innovator Equity Dual Directional 15 Buffer ETF - Nov | $948k | $0 | 1 | Oct 31, 2025 |
| 31 | FFF | Founders 100 ETF | $503k | $253k | 1 | Dec 31, 2025 |
| 32 | LYLD | Cambria LargeCap Shareholder Yield ETF | $656k | $0 | 1 | Apr 30, 2026 |
| 33 | URAN | Themes Uranium & Nuclear ETF | $528k | $0 | 1 | Sep 30, 2024 |
| 34 | PMMR | PGIM S&P 500 Max Buffer ETF - March | $502k | $0 | 2 | Oct 31, 2025 |
| 35 | PMAP | PGIM S&P 500 Max Buffer ETF - April | $501k | $0 | 2 | Oct 31, 2025 |
| 36 | PMMY | PGIM S&P 500 Max Buffer ETF - May | $501k | $0 | 2 | Oct 31, 2025 |
| 37 | COPA | Themes Copper Miners ETF | $500k | $0 | 1 | Sep 30, 2024 |
| 38 | BOTT | Themes Humanoid Robotics ETF | $500k | $0 | 1 | Sep 30, 2024 |
| 39 | PMJL | PGIM S&P 500 Max Buffer ETF - July | $250k | $0 | 2 | Oct 31, 2025 |
Goldman Sachs & Co. by category
The ETFs Goldman Sachs & Co. LLC serves, by the category each is placed in, with what it created and redeemed in each.
| # | Category | Share of its dollars | ETFs served | Active in | Created | Redeemed | Only active AP in |
|---|---|---|---|---|---|---|---|
| 1 | U.S. stocks | 49.1% | 794 | 643 | $374.8bn | $342.4bn | 7 |
| 2 | International stocks | 2.9% | 494 | 279 | $23.2bn | $19.9bn | 2 |
| 3 | Sector stocks | 5.8% | 192 | 160 | $42.1bn | $42.6bn | 0 |
| 4 | Bonds | 23.8% | 713 | 531 | $225.3bn | $121.8bn | 1 |
| 5 | Commodities | 0.1% | 22 | 15 | $696m | $439m | 0 |
| 6 | Allocation | 0.2% | 33 | 22 | $2.0bn | $991m | 0 |
| 7 | Buffer | 3.2% | 338 | 336 | $24.9bn | $22.1bn | 12 |
| 8 | Income | 2.8% | 237 | 227 | $30.1bn | $10.1bn | 5 |
| 9 | Themes | 4.5% | 291 | 204 | $34.7bn | $31.3bn | 9 |
| 10 | Leverage | 7.1% | 362 | 315 | $59.6bn | $44.2bn | 2 |
| 11 | Crypto | 0.1% | 10 | 9 | $1.2bn | $533m | 0 |
| 12 | Alternatives | 0.4% | 59 | 40 | $3.9bn | $2.6bn | 1 |
Questions people ask
Is Goldman Sachs & Co. an ETF authorized participant (AP)?
Yes. Goldman Sachs & Co. LLC is listed as an AP for 3,545 US ETFs in Form N-CEN periods ending Jul 31, 2024 to Jun 30, 2026, and created or redeemed shares in 2,781 of them.
Which ETFs does Goldman Sachs & Co. create and redeem the most?
By dollars created and redeemed: SPY, $245.6bn; IVV, $79.4bn; VOO, $64.8bn; IWM, $43.0bn; TLT, $32.9bn.
How much of an ETF’s AP activity does Goldman Sachs & Co. handle?
Across the 2,781 funds it was active in, its share of each fund’s AP dollars ran from 0.0% to 100.0%. It was the only active AP in 39 ETFs.
Is Goldman Sachs & Co. a lead market maker (LMM)?
Yes, for 12 ETFs: 9 on NYSE Arca; 3 on Nasdaq. Lead market maker per NYSE Arca and Nasdaq, as of Oct 23, 2026.
Where do these figures come from?
From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Goldman Sachs & Co.’s CRD, SEC file number and LEI, never by the name as typed.
Method
Goldman Sachs & Co. LLC is identified by CRD 361, SEC file number 8-129, LEI FOR8UP27PHTHYVLBNG30. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as GOLDMAN SACHS & CO. LLC. Funds filed its name 21 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there.
The rest of the method
A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.
Where to next
Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Every ETF authorized participant (AP)→The most active APs→Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Most active APs for bond ETFs→ETF lead market makers (LMMs)→How the AP list is built→The open data file→Fund flows→
Where these figures came from
SEC Form N-CEN data sets, the source of every AP row ↗Form N-CEN, item E.2: each authorized participant and its dollars ↗SEC list of active broker-dealers, the source of each firm’s registered name ↗
ETFIQ links to the documents behind every figure; a link is not an endorsement. A list of firms is not a rating or a recommendation.
Questions people ask
Is Goldman Sachs & Co. an ETF authorized participant (AP)?
Yes. Goldman Sachs & Co. LLC is listed as an AP for 3,545 US ETFs in Form N-CEN periods ending Jul 31, 2024 to Jun 30, 2026, and created or redeemed shares in 2,781 of them.
Which ETFs does Goldman Sachs & Co. create and redeem the most?
By dollars created and redeemed: SPY, $245.6bn; IVV, $79.4bn; VOO, $64.8bn; IWM, $43.0bn; TLT, $32.9bn.
How much of an ETF’s AP activity does Goldman Sachs & Co. handle?
Across the 2,781 funds it was active in, its share of each fund’s AP dollars ran from 0.0% to 100.0%. It was the only active AP in 39 ETFs.
Is Goldman Sachs & Co. a lead market maker (LMM)?
Yes, for 12 ETFs: 9 on NYSE Arca; 3 on Nasdaq. Lead market maker per NYSE Arca and Nasdaq, as of Oct 23, 2026.
Where do these figures come from?
From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Goldman Sachs & Co.’s CRD, SEC file number and LEI, never by the name as typed.
Cite this pageCitation, APA and Markdown
ETFIQ, Goldman Sachs & Co. LLC as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/goldman-sachs/
ETFIQ. (Sep 23, 2026). Goldman Sachs & Co. LLC as an ETF authorized participant. Retrieved from https://etfiq.com/trading/authorized-participants/goldman-sachs/
[Goldman Sachs & Co. LLC as an ETF authorized participant (ETFIQ, Sep 23, 2026)](https://etfiq.com/trading/authorized-participants/goldman-sachs/)
Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data.