Trading · authorized participant (AP)
BofA Securities, Inc.
BofA Securities, Inc. was an authorized participant (AP) for 2,799 US ETFs in Form N-CEN periods ending Aug 31, 2024 to Jun 30, 2026. It created $576.6bn and redeemed $394.6bn of their shares. It was active in 1,778 of them.
business.bofa.com, the firm’s website ↗| # | Ticker | Fund | Category | Created | Redeemed | Created and redeemed ↓ | Share of the fund’s AP dollars | Active APs in the fund | Period ending |
|---|---|---|---|---|---|---|---|---|---|
| 1 | IVV | iShares Core S&P 500 ETF | U.S. stocks | $62.9bn | $48.9bn | $111.9bn | 13.8% | 25 | Mar 31, 2026 |
| 2 | IWM | iShares Russell 2000 ETF | U.S. stocks | $34.8bn | $38.2bn | $73.0bn | 28.8% | 15 | Mar 31, 2026 |
| 3 | TLT | iShares 20+ Year Treasury Bond ETF | Bonds | $18.8bn | $21.9bn | $40.7bn | 36.4% | 12 | Feb 28, 2026 |
| 4 | LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | Bonds | $12.1bn | $10.3bn | $22.4bn | 18.2% | 11 | Feb 28, 2026 |
| 5 | SOXL | Direxion Daily Semiconductor Bull 3X ETF | Leverage | $6.7bn | $14.9bn | $21.6bn | 48.6% | 9 | Oct 31, 2025 |
| 6 | SGOV | iShares 0-3 Month Treasury Bond ETF | Bonds | $14.5bn | $4.8bn | $19.3bn | 28.7% | 8 | Feb 28, 2026 |
| 7 | SOXX | iShares Semiconductor ETF | Themes | $10.3bn | $8.2bn | $18.5bn | 20.0% | 18 | Mar 31, 2026 |
| 8 | IEF | iShares 7-10 Year Treasury Bond ETF | Bonds | $11.9bn | $5.1bn | $17.1bn | 39.1% | 9 | Feb 28, 2026 |
| 9 | RSP | Invesco S&P 500 Equal Weight ETF | U.S. stocks | $9.4bn | $6.3bn | $15.8bn | 21.3% | 19 | Apr 30, 2026 |
| 10 | IGV | iShares Expanded Tech-Software Sector ETF | Themes | $5.6bn | $7.6bn | $13.2bn | 27.2% | 15 | Mar 31, 2026 |
| 11 | OEF | iShares S&P 100 ETF | U.S. stocks | $4.8bn | $7.2bn | $12.0bn | 58.8% | 10 | Mar 31, 2026 |
| 12 | IWD | iShares Russell 1000 Value ETF | U.S. stocks | $6.9bn | $4.9bn | $11.8bn | 37.1% | 12 | Mar 31, 2026 |
| 13 | NVDL | GraniteShares 2x Long NVDA Daily ETF | Leverage | $4.7bn | $6.3bn | $11.0bn | 38.1% | 12 | Jun 30, 2026 |
| 14 | IWF | iShares Russell 1000 Growth ETF | U.S. stocks | $4.9bn | $5.6bn | $10.5bn | 27.0% | 13 | Mar 31, 2026 |
| 15 | TSLL | Direxion Daily TSLA Bull 2X ETF | Leverage | $3.3bn | $7.0bn | $10.3bn | 45.1% | 11 | Oct 31, 2025 |
| 16 | IVW | iShares S&P 500 Growth ETF | U.S. stocks | $4.7bn | $5.1bn | $9.8bn | 52.1% | 12 | Mar 31, 2026 |
| 17 | QQQM | Invesco NASDAQ 100 ETF | U.S. stocks | $6.8bn | $1.1bn | $7.9bn | 22.5% | 14 | Aug 31, 2025 |
| 18 | GSY | Invesco Ultra Short Duration ETF | Bonds | $4.0bn | $3.6bn | $7.5bn | 75.9% | 7 | Oct 31, 2025 |
| 19 | EFV | iShares MSCI EAFE Value ETF | International stocks | $5.6bn | $800m | $6.4bn | 57.4% | 9 | Jul 31, 2025 |
| 20 | SOXS | Direxion Daily Semiconductor Bear 3X ETF | Leverage | $4.1bn | $2.1bn | $6.2bn | 37.8% | 8 | Oct 31, 2025 |
| 21 | SPXL | Direxion Daily S&P 500 Bull 3X ETF | Leverage | $3.6bn | $2.5bn | $6.1bn | 40.2% | 8 | Oct 31, 2025 |
| 22 | GOVT | iShares U.S. Treasury Bond ETF | Bonds | $4.2bn | $1.9bn | $6.0bn | 34.7% | 8 | Oct 31, 2025 |
| 23 | CGDV | Capital Group Dividend Value ETF | U.S. stocks | $5.8bn | $243m | $6.0bn | 19.2% | 11 | May 31, 2026 |
| 24 | TIP | iShares TIPS Bond ETF | Bonds | $2.1bn | $3.4bn | $5.5bn | 29.9% | 8 | Oct 31, 2025 |
| 25 | IVE | iShares S&P 500 Value ETF | U.S. stocks | $4.0bn | $1.4bn | $5.4bn | 24.4% | 13 | Mar 31, 2026 |
| 26 | SHV | iShares 0-1 Year Treasury Bond ETF | Bonds | $2.8bn | $2.6bn | $5.3bn | 27.6% | 7 | Feb 28, 2026 |
| 27 | IEI | iShares 3-7 Year Treasury Bond ETF | Bonds | $4.0bn | $1.3bn | $5.3bn | 43.7% | 6 | Feb 28, 2026 |
| 28 | IYR | iShares U.S. Real Estate ETF | Sector stocks | $3.2bn | $2.1bn | $5.3bn | 20.5% | 18 | Mar 31, 2026 |
| 29 | FXI | iShares China Large-Cap ETF | International stocks | $4.7bn | $580m | $5.2bn | 43.5% | 10 | Jul 31, 2025 |
| 30 | ARKK | ARK Innovation ETF | Themes | $2.7bn | $2.5bn | $5.2bn | 23.9% | 15 | Jul 31, 2025 |
| 31 | IJR | iShares Core S&P Small-Cap ETF | U.S. stocks | $2.4bn | $2.7bn | $5.1bn | 18.9% | 15 | Mar 31, 2026 |
| 32 | IEMG | iShares Core MSCI Emerging Markets ETF | International stocks | $4.7bn | $253m | $4.9bn | 48.4% | 8 | Aug 31, 2025 |
| 33 | USFR | WisdomTree Floating Rate Treasury Fund | Bonds | $2.7bn | $2.0bn | $4.8bn | 44.0% | 5 | Aug 31, 2025 |
| 34 | QUAL | iShares MSCI USA Quality Factor ETF | U.S. stocks | $3.1bn | $1.7bn | $4.7bn | 20.9% | 13 | Jul 31, 2025 |
| 35 | JPST | JPMorgan Ultra-Short Income ETF | Bonds | $4.1bn | $537m | $4.6bn | 42.5% | 9 | Feb 28, 2026 |
| 36 | IEFA | iShares Core MSCI EAFE ETF | International stocks | $4.6bn | $0 | $4.6bn | 48.1% | 8 | Jul 31, 2025 |
| 37 | BBEU | JPMorgan BetaBuilders Europe ETF | International stocks | $2.1bn | $2.3bn | $4.3bn | 55.1% | 6 | Oct 31, 2025 |
| 38 | SHY | iShares 1-3 Year Treasury Bond ETF | Bonds | $2.4bn | $1.9bn | $4.3bn | 21.7% | 9 | Feb 28, 2026 |
| 39 | USMV | iShares MSCI USA Min Vol Factor ETF | U.S. stocks | $1.8bn | $2.3bn | $4.1bn | 29.0% | 14 | Jul 31, 2025 |
| 40 | MSTU | T-REX 2X LONG MSTR DAILY TARGET ETF | Leverage | $2.2bn | $1.7bn | $3.9bn | 64.6% | 6 | Aug 31, 2025 |
| 41 | ITA | iShares U.S. Aerospace & Defense ETF | Themes | $3.2bn | $724m | $3.9bn | 31.6% | 11 | Mar 31, 2026 |
| 42 | ITOT | iShares Core S&P Total U.S. Stock Market ETF | U.S. stocks | $2.4bn | $1.4bn | $3.8bn | 26.2% | 9 | Mar 31, 2026 |
| 43 | IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | Bonds | $1.7bn | $1.9bn | $3.6bn | 21.1% | 8 | Feb 28, 2026 |
| 44 | MDY | SPDR S&P MidCap 400 ETF Trust | U.S. stocks | $1.8bn | $1.8bn | $3.6bn | 10.9% | 14 | Dec 31, 2025 |
| 45 | IDEV | iShares Core MSCI International Developed Markets ETF | International stocks | $3.2bn | $377m | $3.5bn | 74.4% | 8 | Jul 31, 2025 |
| 46 | THRO | iShares U.S. Thematic Rotation Active ETF | U.S. stocks | $3.5bn | $4.1m | $3.5bn | 71.7% | 10 | Jul 31, 2025 |
| 47 | IYW | iShares U.S. Technology ETF | Sector stocks | $1.7bn | $1.7bn | $3.4bn | 23.3% | 13 | Apr 30, 2026 |
| 48 | EZU | iShares MSCI Eurozone ETF | International stocks | $1.1bn | $2.3bn | $3.4bn | 72.1% | 10 | Aug 31, 2025 |
| 49 | MTUM | iShares MSCI USA Momentum Factor ETF | U.S. stocks | $2.2bn | $1.1bn | $3.3bn | 20.6% | 13 | Jul 31, 2025 |
| 50 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Bonds | $1.9bn | $1.3bn | $3.2bn | 75.6% | 7 | Aug 31, 2025 |
| 51 | KWEB | KraneShares CSI China Internet ETF | Themes | $1.1bn | $2.1bn | $3.2bn | 60.0% | 7 | Mar 31, 2026 |
| 52 | AVUV | Avantis U.S. Small Cap Value ETF | U.S. stocks | $2.9bn | $301m | $3.2bn | 40.0% | 7 | Aug 31, 2024 |
| 53 | TLH | iShares 10-20 Year Treasury Bond ETF | Bonds | $2.5bn | $700m | $3.2bn | 35.5% | 6 | Feb 28, 2026 |
| 54 | IJH | iShares Core S&P Mid-Cap ETF | U.S. stocks | $1.5bn | $1.6bn | $3.2bn | 11.4% | 17 | Mar 31, 2026 |
| 55 | JAAA | Janus Henderson AAA CLO ETF | Bonds | $2.6bn | $565m | $3.2bn | 8.8% | 10 | Oct 31, 2025 |
| 56 | MUB | iShares National Muni Bond ETF | Bonds | $1.7bn | $1.4bn | $3.2bn | 28.7% | 7 | Feb 28, 2026 |
| 57 | IWB | iShares Russell 1000 ETF | U.S. stocks | $1.2bn | $1.9bn | $3.1bn | 8.4% | 15 | Mar 31, 2026 |
| 58 | EMB | iShares J.P. Morgan USD Emerging Markets Bond ETF | Bonds | $993m | $2.0bn | $3.0bn | 16.2% | 6 | Oct 31, 2025 |
| 59 | CONL | GraniteShares 2x Long COIN Daily ETF | Leverage | $1.7bn | $1.2bn | $2.9bn | 78.4% | 7 | Jun 30, 2026 |
| 60 | AMDL | GraniteShares 2x Long AMD Daily ETF | Leverage | $1.1bn | $1.8bn | $2.9bn | 35.7% | 7 | Jun 30, 2026 |
| 61 | SCHF | Schwab International Equity ETF | International stocks | $2.5bn | $254m | $2.8bn | 57.6% | 5 | Aug 31, 2025 |
| 62 | RECS | Columbia Research Enhanced Core ETF | U.S. stocks | $2.0bn | $794m | $2.7bn | 66.9% | 6 | Oct 31, 2025 |
| 63 | ITB | iShares U.S. Home Construction ETF | Sector stocks | $1.2bn | $1.3bn | $2.6bn | 22.5% | 15 | Mar 31, 2026 |
| 64 | NVDX | T-REX 2X LONG NVIDIA DAILY TARGET ETF | Leverage | $984m | $1.5bn | $2.5bn | 51.5% | 6 | Jun 30, 2026 |
| 65 | STIP | iShares 0-5 Year TIPS Bond ETF | Bonds | $2.3bn | $123m | $2.4bn | 31.2% | 7 | Oct 31, 2025 |
| 66 | DYNF | iShares U.S. Equity Factor Rotation Active ETF | U.S. stocks | $1.9bn | $425m | $2.3bn | 13.4% | 10 | Jul 31, 2025 |
| 67 | TFLO | iShares Treasury Floating Rate Bond ETF | Bonds | $1.4bn | $955m | $2.3bn | 44.6% | 7 | Oct 31, 2025 |
| 68 | CGGR | Capital Group Growth ETF | U.S. stocks | $2.0bn | $279m | $2.3bn | 16.2% | 13 | May 31, 2026 |
| 69 | EFG | iShares MSCI EAFE Growth ETF | International stocks | $771m | $1.5bn | $2.3bn | 35.5% | 7 | Jul 31, 2025 |
| 70 | DFAI | Dimensional International Core Equity Market ETF | International stocks | $2.3bn | $0 | $2.3bn | 78.2% | 7 | Oct 31, 2025 |
| 71 | MBB | iShares MBS ETF | Bonds | $93.1m | $2.2bn | $2.3bn | 23.4% | 5 | Feb 28, 2026 |
| 72 | JMST | JPMorgan Ultra-Short Municipal Income ETF | Bonds | $1.5bn | $775m | $2.2bn | 49.9% | 8 | Feb 28, 2026 |
| 73 | BKLN | Invesco Senior Loan ETF | Bonds | $1.4bn | $824m | $2.2bn | 17.9% | 16 | Aug 31, 2025 |
| 74 | DFIV | Dimensional International Value ETF | International stocks | $2.2bn | $0 | $2.2bn | 47.1% | 7 | Oct 31, 2025 |
| 75 | PULS | PGIM Ultra Short Bond ETF | Bonds | $1.7bn | $505m | $2.2bn | 23.1% | 7 | Aug 31, 2025 |
| 76 | IWR | iShares Russell Mid-Cap ETF | U.S. stocks | $1.5bn | $612m | $2.1bn | 17.8% | 14 | Mar 31, 2026 |
| 77 | SPMO | Invesco S&P 500 Momentum ETF | U.S. stocks | $1.9bn | $216m | $2.1bn | 16.8% | 11 | Aug 31, 2025 |
| 78 | TNA | Direxion Daily Small Cap Bull 3X ETF | Leverage | $807m | $1.2bn | $2.0bn | 31.6% | 7 | Oct 31, 2025 |
| 79 | FDN | First Trust Dow Jones Internet Index Fund | Themes | $566m | $1.5bn | $2.0bn | 11.2% | 12 | Dec 31, 2025 |
| 80 | CGGO | Capital Group Global Growth Equity ETF | International stocks | $1.8bn | $153m | $2.0bn | 29.8% | 9 | May 31, 2026 |
| 81 | PAVE | Global X U.S. Infrastructure Development ETF | Themes | $931m | $1.1bn | $2.0bn | 47.1% | 10 | Nov 30, 2025 |
| 82 | NVD | GraniteShares 2x Short NVDA Daily ETF | Leverage | $997m | $980m | $2.0bn | 65.6% | 6 | Jun 30, 2026 |
| 83 | JBND | JPMorgan Active Bond ETF | Bonds | $2.0bn | $0 | $2.0bn | 39.1% | 5 | Feb 28, 2026 |
| 84 | IUSG | iShares Core S&P U.S. Growth ETF | U.S. stocks | $1.6bn | $337m | $1.9bn | 25.4% | 9 | Mar 31, 2026 |
| 85 | EWJ | iShares MSCI Japan ETF | International stocks | $1.0bn | $885m | $1.9bn | 26.6% | 9 | Aug 31, 2025 |
| 86 | HYG | iShares iBoxx $ High Yield Corporate Bond ETF | Bonds | $756m | $1.1bn | $1.9bn | 2.7% | 8 | Feb 28, 2026 |
| 87 | EWY | iShares MSCI South Korea ETF | International stocks | $686m | $1.2bn | $1.9bn | 60.4% | 5 | Aug 31, 2025 |
| 88 | GSLC | Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF | U.S. stocks | $791m | $1.1bn | $1.9bn | 46.9% | 7 | Aug 31, 2025 |
| 89 | TCAF | T. Rowe Price Capital Appreciation Equity ETF | U.S. stocks | $1.3bn | $575m | $1.9bn | 23.3% | 10 | Dec 31, 2025 |
| 90 | IUSV | iShares Core S&P U.S. Value ETF | U.S. stocks | $1.0bn | $828m | $1.8bn | 21.0% | 10 | Mar 31, 2026 |
| 91 | FMDE | Fidelity Enhanced Mid Cap Core ETF | U.S. stocks | $1.4bn | $473m | $1.8bn | 33.5% | 10 | Jun 30, 2026 |
| 92 | IWN | iShares Russell 2000 Value ETF | U.S. stocks | $570m | $1.3bn | $1.8bn | 30.8% | 11 | Mar 31, 2026 |
| 93 | PWB | Invesco Large Cap Growth ETF | U.S. stocks | $935m | $886m | $1.8bn | 65.7% | 9 | Apr 30, 2026 |
| 94 | BAI | iShares A.I. Innovation and Tech Active ETF | Themes | $1.8bn | $7.6m | $1.8bn | 17.2% | 12 | Apr 30, 2026 |
| 95 | EAGL | Eagle Capital Select Equity ETF | U.S. stocks | $1.1bn | $648m | $1.8bn | 50.3% | 4 | Jun 30, 2026 |
| 96 | SPEM | State Street SPDR Portfolio Emerging Markets ETF | International stocks | $1.8bn | $0 | $1.8bn | 66.2% | 5 | Sep 30, 2025 |
| 97 | SDVY | First Trust SMID Cap Rising Dividend Achievers ETF | U.S. stocks | $1.6bn | $168m | $1.8bn | 26.6% | 8 | Sep 30, 2024 |
| 98 | JGLO | JPMorgan Global Select Equity ETF | International stocks | $1.5bn | $254m | $1.8bn | 43.5% | 7 | Oct 31, 2025 |
| 99 | IWO | iShares Russell 2000 Growth ETF | U.S. stocks | $596m | $1.2bn | $1.8bn | 24.9% | 11 | Mar 31, 2026 |
| 100 | MCHI | iShares MSCI China ETF | International stocks | $1.1bn | $628m | $1.8bn | 39.4% | 7 | Aug 31, 2025 |
BofA Securities, Inc. as an ETF authorized participant: the 100 funds it created and redeemed most in, of 1,778, ranked by what it created and redeemed, in Form N-CEN periods ending Aug 31, 2024 to Jun 30, 2026. Source: ETFIQ from Form N-CEN.
ETFs where BofA Securities was the only active AP
In 25 ETFs, BofA Securities, Inc. was the one AP that created or redeemed shares in the period.
| # | Ticker | Fund | Created | Redeemed | APs listed | Period ending |
|---|---|---|---|---|---|---|
| 1 | CARK | CastleArk Large Growth ETF | $40.6m | $92.8m | 11 | Oct 31, 2025 |
| 2 | VCOB | Voya Core Bond ETF | $2.0m | $35.8m | 1 | Mar 31, 2026 |
| 3 | TLTD | Northern Trust Morningstar Developed Markets ex-US Factor Tilt ETF | $16.6m | $14.0m | 24 | Oct 31, 2025 |
| 4 | PRSD | State Street Short Duration IG Public & Private Credit ETF | $25.0m | $0 | 40 | Oct 31, 2025 |
| 5 | WDE | Principal Securitized Debt ETF | $20.0m | $0 | 16 | Jun 30, 2026 |
| 6 | CLCG | Crossmark Large Cap Growth ETF | $19.0m | $527k | 2 | Oct 31, 2025 |
| 7 | DUSL | Direxion Daily Industrials Bull 3X ETF | $6.2m | $12.9m | 1 | Oct 31, 2025 |
| 8 | TSEC | Touchstone Securitized Income ETF | $14.4m | $1.3m | 9 | Dec 31, 2025 |
| 9 | TXXI | BondBloxx IR+M Tax-Aware Intermediate Duration ETF | $15.5m | $0 | 6 | Oct 31, 2025 |
| 10 | TAXM | BondBloxx IR+M Tax-Aware ETF for Massachusetts Residents | $13.9m | $0 | 6 | Oct 31, 2025 |
| 11 | CLCV | Crossmark Large Cap Value ETF | $9.7m | $511k | 2 | Oct 31, 2025 |
| 12 | FFEM | Fidelity Fundamental Emerging Markets ETF | $10.0m | $0 | 24 | Oct 31, 2025 |
| 13 | ZSB | USCF Sustainable Battery Metals Strategy Fund | $3.3m | $3.3m | 8 | Jun 30, 2026 |
| 14 | CVY | Invesco Zacks Multi-Asset Income ETF | $0 | $5.1m | 40 | Apr 30, 2026 |
| 15 | TIPA | Northern Trust 2030 Inflation-Linked Distributing Ladder ETF | $5.0m | $0 | 6 | Dec 31, 2025 |
| 16 | FRIZ | Franklin Dividend Growth ETF | $5.0m | $0 | 19 | Mar 31, 2026 |
| 17 | TIPB | Northern Trust 2035 Inflation-Linked Distributing Ladder ETF | $4.0m | $0 | 6 | Dec 31, 2025 |
| 18 | MFLX | First Trust Flexible Municipal High Income ETF | $2.5m | $875k | 22 | Aug 31, 2025 |
| 19 | TIPD | Northern Trust 2055 Inflation-Linked Distributing Ladder ETF | $3.0m | $0 | 6 | Dec 31, 2025 |
| 20 | BBP | Virtus Biotech ETF | $2.8m | $0 | 16 | Oct 31, 2025 |
| 21 | QTR | Global X NASDAQ 100 Tail Risk ETF | $969k | $859k | 22 | Oct 31, 2025 |
| 22 | EXEQ | Wedbush ReturnOnLeadership U.S. Large-Cap ETF | $993k | $0 | 7 | Apr 30, 2026 |
| 23 | ZTAX | X-Square Municipal Income ETF | $639k | $0 | 1 | Sep 30, 2025 |
| 24 | GXPE | Global X PureCap MSCI Energy ETF | $518k | $0 | 22 | Nov 30, 2025 |
| 25 | GARA | Guinness Atkinson Real Assets Income ETF | $375k | $0 | 6 | Dec 31, 2025 |
BofA Securities by category
The ETFs BofA Securities, Inc. serves, by the category each is placed in, with what it created and redeemed in each.
| # | Category | Share of its dollars | ETFs served | Active in | Created | Redeemed | Only active AP in |
|---|---|---|---|---|---|---|---|
| 1 | U.S. stocks | 41.3% | 618 | 423 | $229.7bn | $171.5bn | 6 |
| 2 | International stocks | 10.3% | 473 | 282 | $78.5bn | $21.6bn | 3 |
| 3 | Sector stocks | 3.1% | 153 | 104 | $17.8bn | $12.4bn | 1 |
| 4 | Bonds | 23.0% | 631 | 383 | $139.3bn | $84.2bn | 11 |
| 5 | Commodities | 0.2% | 21 | 12 | $747m | $776m | 1 |
| 6 | Allocation | 0.1% | 24 | 18 | $604m | $356m | 0 |
| 7 | Buffer | 3.3% | 208 | 172 | $16.6bn | $15.6bn | 0 |
| 8 | Income | 1.3% | 115 | 77 | $10.0bn | $2.7bn | 0 |
| 9 | Themes | 6.7% | 224 | 122 | $36.5bn | $28.4bn | 1 |
| 10 | Leverage | 10.5% | 286 | 155 | $45.4bn | $56.4bn | 1 |
| 11 | Crypto | 0.0% | 4 | 1 | $1.5m | $0 | 0 |
| 12 | Alternatives | 0.2% | 42 | 29 | $1.5bn | $688m | 1 |
Questions people ask
Is BofA Securities an ETF authorized participant (AP)?
Yes. BofA Securities, Inc. is listed as an AP for 2,799 US ETFs in Form N-CEN periods ending Aug 31, 2024 to Jun 30, 2026, and created or redeemed shares in 1,778 of them.
Which ETFs does BofA Securities create and redeem the most?
By dollars created and redeemed: IVV, $111.9bn; IWM, $73.0bn; TLT, $40.7bn; LQD, $22.4bn; SOXL, $21.6bn.
How much of an ETF’s AP activity does BofA Securities handle?
Across the 1,778 funds it was active in, its share of each fund’s AP dollars ran from 0.1% to 100.0%. It was the only active AP in 25 ETFs.
Where do these figures come from?
From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by BofA Securities’s CRD, SEC file number and LEI, never by the name as typed.
Method
BofA Securities, Inc. is identified by CRD 283942, SEC file number 8-69787, LEI 549300HN4UKV1E2R3U73. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as BOFA SECURITIES, INC.. Funds filed its name 20 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there.
The rest of the method
A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.
Where to next
Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Every ETF authorized participant (AP)→The most active APs→Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Most active APs for bond ETFs→ETF lead market makers (LMMs)→How the AP list is built→The open data file→Fund flows→
Where these figures came from
SEC Form N-CEN data sets, the source of every AP row ↗Form N-CEN, item E.2: each authorized participant and its dollars ↗SEC list of active broker-dealers, the source of each firm’s registered name ↗
ETFIQ links to the documents behind every figure; a link is not an endorsement. A list of firms is not a rating or a recommendation.
Questions people ask
Is BofA Securities an ETF authorized participant (AP)?
Yes. BofA Securities, Inc. is listed as an AP for 2,799 US ETFs in Form N-CEN periods ending Aug 31, 2024 to Jun 30, 2026, and created or redeemed shares in 1,778 of them.
Which ETFs does BofA Securities create and redeem the most?
By dollars created and redeemed: IVV, $111.9bn; IWM, $73.0bn; TLT, $40.7bn; LQD, $22.4bn; SOXL, $21.6bn.
How much of an ETF’s AP activity does BofA Securities handle?
Across the 1,778 funds it was active in, its share of each fund’s AP dollars ran from 0.1% to 100.0%. It was the only active AP in 25 ETFs.
Where do these figures come from?
From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by BofA Securities’s CRD, SEC file number and LEI, never by the name as typed.
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ETFIQ, BofA Securities, Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/bofa-securities/
ETFIQ. (Sep 23, 2026). BofA Securities, Inc. as an ETF authorized participant. Retrieved from https://etfiq.com/trading/authorized-participants/bofa-securities/
[BofA Securities, Inc. as an ETF authorized participant (ETFIQ, Sep 23, 2026)](https://etfiq.com/trading/authorized-participants/bofa-securities/)
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