Trading · authorized participant (AP)

Nomura Securities International, Inc.

Nomura Securities International, Inc. was an authorized participant (AP) for 1,321 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026. It created $4.1bn and redeemed $4.7bn of their shares. It was active in 32 of them.

nomuraholdings.com, the firm’s website ↗

Share on X Download as PDF

Download CSV

Nomura Securities International, Inc.
#	Ticker	Fund	Category	Created	Redeemed	Created and redeemed ↓	Share of the fund’s AP dollars	Active APs in the fund	Period ending
1	SPY	SPDR S&P 500 ETF Trust	U.S. stocks	$912m	$1.5bn	$2.4bn	0.1%	26	Dec 31, 2025
2	IVV	iShares Core S&P 500 ETF	U.S. stocks	$659m	$674m	$1.3bn	0.2%	25	Mar 31, 2026
3	DFUV	Dimensional US Marketwide Value ETF	U.S. stocks	$565m	$566m	$1.1bn	24.9%	9	Oct 31, 2025
4	XRT	State Street SPDR S&P Retail ETF	Sector stocks	$382m	$392m	$774m	3.1%	19	Jun 30, 2026
5	XLP	State Street Consumer Staples Select Sector SPDR ETF	Sector stocks	$456m	$279m	$734m	1.7%	23	Sep 30, 2025
6	RSP	Invesco S&P 500 Equal Weight ETF	U.S. stocks	$337m	$346m	$684m	0.9%	19	Apr 30, 2026
7	DFUS	Dimensional U.S. Equity Market ETF	U.S. stocks	$178m	$177m	$355m	6.8%	10	Oct 31, 2025
8	XBI	State Street SPDR S&P Biotech ETF	Themes	$117m	$128m	$244m	0.4%	19	Jun 30, 2026
9	IJH	iShares Core S&P Mid-Cap ETF	U.S. stocks	$0	$225m	$225m	0.8%	17	Mar 31, 2026
10	XLC	State Street Communication Services Select Sector SPDR ETF	Sector stocks	$112m	$107m	$219m	0.6%	18	Sep 30, 2025
11	KRE	State Street SPDR S&P Regional Banking ETF	Sector stocks	$51.9m	$51.3m	$103m	0.2%	17	Jun 30, 2026
12	VFQY	Vanguard U.S. Quality Factor ETF	U.S. stocks	$43.4m	$43.0m	$86.5m	20.2%	6	Nov 30, 2025
13	XLV	State Street Health Care Select Sector SPDR ETF	Sector stocks	$79.9m	$0	$79.9m	0.1%	23	Sep 30, 2025
14	DFSU	Dimensional US Sustainability Core 1 ETF	U.S. stocks	$38.8m	$38.6m	$77.4m	11.9%	8	Oct 31, 2025
15	QQQM	Invesco NASDAQ 100 ETF	U.S. stocks	$53.1m	$0	$53.1m	0.2%	14	Aug 31, 2025
16	XLE	State Street Energy Select Sector SPDR ETF	Sector stocks	$0	$48.6m	$48.6m	0.1%	21	Sep 30, 2025
17	VNQ	Vanguard Real Estate ETF	Sector stocks	$27.6m	$17.6m	$45.2m	0.4%	15	Jan 31, 2026
18	XLU	State Street Utilities Select Sector SPDR ETF	Sector stocks	$24.0m	$19.5m	$43.5m	0.2%	22	Sep 30, 2025
19	SPYM	State Street SPDR Portfolio S&P 500 ETF	U.S. stocks	$0	$30.7m	$30.7m	0.0%	18	Jun 30, 2026
20	XLI	State Street Industrial Select Sector SPDR ETF	Sector stocks	$0	$30.1m	$30.1m	0.1%	23	Sep 30, 2025
21	VGT	Vanguard Information Tech ETF	Sector stocks	$26.3m	$0	$26.3m	0.1%	15	Aug 31, 2025
22	XLF	State Street Financial Select Sector SPDR ETF	Sector stocks	$10.3m	$0	$10.3m	0.0%	21	Sep 30, 2025
23	XLRE	State Street Real Estate Select Sector SPDR ETF	Sector stocks	$6.2m	$0	$6.2m	0.1%	18	Sep 30, 2025
24	HQGO	Hartford US Quality Growth ETF	U.S. stocks	$2.5m	$2.5m	$4.9m	8.5%	4	Jul 31, 2025
25	AHD	GraniteShares Autocallable HOOD ETF	Income	$750k	$0	$750k	75.0%	2	Jun 30, 2026
26	ANV	GraniteShares Autocallable NVDA ETF	Income	$750k	$0	$750k	30.0%	3	Jun 30, 2026
27	ATC	GraniteShares Autocallable COIN ETF	Income	$750k	$0	$750k	78.5%	2	Jun 30, 2026
28	MRA	GraniteShares Autocallable MARA ETF	Income	$750k	$0	$750k	51.1%	2	Jun 30, 2026
29	MSR	GraniteShares Autocallable MSTR ETF	Income	$750k	$0	$750k	100.0%	1	Jun 30, 2026
30	PLA	GraniteShares Autocallable PLTR ETF	Income	$750k	$0	$750k	33.3%	2	Jun 30, 2026
31	SCA	GraniteShares Autocallable SMCI ETF	Income	$750k	$0	$750k	50.1%	2	Jun 30, 2026
32	TLA	GraniteShares Autocallable TSLA ETF	Income	$750k	$0	$750k	33.7%	2	Jun 30, 2026

Nomura Securities International, Inc. as an ETF authorized participant: all 32 funds it created or redeemed in, ranked by what it created and redeemed, in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026. Source: ETFIQ from Form N-CEN.

ETFs where Nomura Securities International was the only active AP

In 1 ETF, Nomura Securities International, Inc. was the one AP that created or redeemed shares in the period.

ETFs where Nomura Securities International was the only active AP, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN.
#	Ticker	Fund	Created	Redeemed	APs listed	Period ending
1	MSR	GraniteShares Autocallable MSTR ETF	$750k	$0	1	Jun 30, 2026

Nomura Securities International by category

The ETFs Nomura Securities International, Inc. serves, by the category each is placed in, with what it created and redeemed in each.

Nomura Securities International by category, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN.
#	Category	Share of its dollars	ETFs served	Active in	Created	Redeemed	Only active AP in
1	U.S. stocks	73.0%	323	11	$2.8bn	$3.6bn	0
2	International stocks	0.0%	256	0	$0	$0	0
3	Sector stocks	24.2%	132	12	$1.2bn	$944m	0
4	Bonds	0.0%	329	0	$0	$0	0
5	Commodities	0.0%	8	0	$0	$0	0
6	Allocation	0.0%	13	0	$0	$0	0
7	Buffer	0.0%	4	0	$0	$0	0
8	Income	0.1%	33	8	$6.0m	$0	1
9	Themes	2.8%	111	1	$117m	$128m	0
10	Leverage	0.0%	100	0	$0	$0	0
11	Crypto	0.0%	2	0	$0	$0	0
12	Alternatives	0.0%	10	0	$0	$0	0

Questions people ask

Is Nomura Securities International an ETF authorized participant (AP)?

Yes. Nomura Securities International, Inc. is listed as an AP for 1,321 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026, and created or redeemed shares in 32 of them.

Which ETFs does Nomura Securities International create and redeem the most?

By dollars created and redeemed: SPY, $2.4bn; IVV, $1.3bn; DFUV, $1.1bn; XRT, $774m; XLP, $734m.

How much of an ETF’s AP activity does Nomura Securities International handle?

Across the 32 funds it was active in, its share of each fund’s AP dollars ran from 0.0% to 100.0%. It was the only active AP in 1 ETF.

Where do these figures come from?

From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Nomura Securities International’s CRD, SEC file number and LEI, never by the name as typed.

Method

Nomura Securities International, Inc. is identified by CRD 4297, SEC file number 8-15255, LEI OXTKY6Q8X53C9ILVV871. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as NOMURA SECURITIES INTERNATIONAL, INC.. Funds filed its name 5 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there.

The rest of the method

A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.

How these figures are computed →Standards and sources →

Where to next

Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Every ETF authorized participant (AP)→The most active APs→Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Most active APs for bond ETFs→ETF lead market makers (LMMs)→How the AP list is built→The open data file→Fund flows→

Where these figures came from

SEC Form N-CEN data sets, the source of every AP row ↗Form N-CEN, item E.2: each authorized participant and its dollars ↗SEC list of active broker-dealers, the source of each firm’s registered name ↗

ETFIQ links to the documents behind every figure; a link is not an endorsement. A list of firms is not a rating or a recommendation.

Questions people ask

Is Nomura Securities International an ETF authorized participant (AP)?

Yes. Nomura Securities International, Inc. is listed as an AP for 1,321 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026, and created or redeemed shares in 32 of them.

Which ETFs does Nomura Securities International create and redeem the most?

By dollars created and redeemed: SPY, $2.4bn; IVV, $1.3bn; DFUV, $1.1bn; XRT, $774m; XLP, $734m.

How much of an ETF’s AP activity does Nomura Securities International handle?

Across the 32 funds it was active in, its share of each fund’s AP dollars ran from 0.0% to 100.0%. It was the only active AP in 1 ETF.

Where do these figures come from?

Cite this pageCitation, APA and Markdown

ETFIQ, Nomura Securities International, Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/nomura-securities-international/

Open data →

Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data.