Trading · authorized participant (AP)

Scotia Capital (USA) Inc.

Scotia Capital (USA) Inc. was listed as an authorized participant (AP) for 421 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Apr 30, 2026. It created or redeemed no shares in any of them.

gbm.scotiabank.com, the firm’s website ↗

Share on X Download as PDF

Download CSV

Scotia Capital (USA) Inc.
#	Category	Share of its dollars	ETFs served	Created ↓	Redeemed
1	U.S. stocks	no activity	83	$0	$0
2	International stocks	no activity	113	$0	$0
3	Sector stocks	no activity	38	$0	$0
4	Bonds	no activity	128	$0	$0
5	Commodities	no activity	2	$0	$0
6	Allocation	no activity	10	$0	$0
7	Buffer	no activity	4	$0	$0
8	Income	no activity	7	$0	$0
9	Themes	no activity	34	$0	$0
10	Alternatives	no activity	2	$0	$0

As of Sep 23, 2026. Source: ETFIQ from Form N-CEN.

Scotia Capital (USA) by category

The ETFs Scotia Capital (USA) Inc. serves, by the category each is placed in, with what it created and redeemed in each.

Scotia Capital (USA) by category, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN.
#	Category	Share of its dollars	ETFs served	Created	Redeemed
1	U.S. stocks	no activity	83	$0	$0
2	International stocks	no activity	113	$0	$0
3	Sector stocks	no activity	38	$0	$0
4	Bonds	no activity	128	$0	$0
5	Commodities	no activity	2	$0	$0
6	Allocation	no activity	10	$0	$0
7	Buffer	no activity	4	$0	$0
8	Income	no activity	7	$0	$0
9	Themes	no activity	34	$0	$0
10	Alternatives	no activity	2	$0	$0

Questions people ask

Is Scotia Capital (USA) an ETF authorized participant (AP)?

Yes. Scotia Capital (USA) Inc. is listed as an AP for 421 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Apr 30, 2026, and created or redeemed shares in 0 of them.

Where do these figures come from?

From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Scotia Capital (USA)’s CRD, SEC file number and LEI, never by the name as typed.

Method

Scotia Capital (USA) Inc. is identified by CRD 2739, SEC file number 8-3716, LEI 549300BLWPABP1VNME36. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as SCOTIA CAPITAL (USA) INC.. Funds filed its name 2 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there.

The rest of the method

A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.

How these figures are computed →Standards and sources →

Where to next

Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Every ETF authorized participant (AP)→The most active APs→Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Most active APs for bond ETFs→ETF lead market makers (LMMs)→How the AP list is built→The open data file→Fund flows→

Where these figures came from

SEC Form N-CEN data sets, the source of every AP row ↗Form N-CEN, item E.2: each authorized participant and its dollars ↗SEC list of active broker-dealers, the source of each firm’s registered name ↗

ETFIQ links to the documents behind every figure; a link is not an endorsement. A list of firms is not a rating or a recommendation.

Questions people ask

Is Scotia Capital (USA) an ETF authorized participant (AP)?

Yes. Scotia Capital (USA) Inc. is listed as an AP for 421 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Apr 30, 2026, and created or redeemed shares in 0 of them.

Where do these figures come from?

Cite this pageCitation, APA and Markdown

ETFIQ, Scotia Capital (USA) Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/scotia-capital-usa/

Open data →

Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data.