JP Morgan Securities, Inc.
JP Morgan Securities, Inc. was an authorized participant (AP) for 262 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026. It created $8.5bn and redeemed $4.4bn of their shares. It was active in 112 of them.
jpmorgan.com, the firm’s website ↗| # | Ticker | Fund | Category | Created | Redeemed | Created and redeemed ↓ | Share of the fund’s AP dollars | Active APs in the fund | Period ending |
|---|---|---|---|---|---|---|---|---|---|
| 1 | MDY | SPDR S&P MidCap 400 ETF Trust | U.S. stocks | $664m | $1.0bn | $1.7bn | 5.1% | 14 | Dec 31, 2025 |
| 2 | KLMN | Invesco MSCI North America Climate ETF | U.S. stocks | $629m | $688m | $1.3bn | 19.7% | 7 | Aug 31, 2025 |
| 3 | BSCR | Invesco BulletShares 2027 Corporate Bond ETF | Bonds | $675m | $41.3m | $716m | 37.6% | 6 | Aug 31, 2025 |
| 4 | BKLN | Invesco Senior Loan ETF | Bonds | $617m | $72.7m | $690m | 5.6% | 16 | Aug 31, 2025 |
| 5 | BSCQ | Invesco BulletShares 2026 Corporate Bond ETF | Bonds | $359m | $187m | $546m | 47.7% | 7 | Aug 31, 2025 |
| 6 | BSCT | Invesco BulletShares 2029 Corporate Bond ETF | Bonds | $371m | $38.6m | $410m | 36.1% | 7 | Aug 31, 2025 |
| 7 | WCMI | First Trust WCM International Equity ETF | International stocks | $407m | $0 | $407m | 36.8% | 8 | Dec 31, 2025 |
| 8 | QQQM | Invesco NASDAQ 100 ETF | U.S. stocks | $350m | $46.5m | $396m | 1.1% | 14 | Aug 31, 2025 |
| 9 | GOVI | Invesco Equal Weight 0-30 Year Treasury ETF | Bonds | $84.7m | $299m | $384m | 34.6% | 6 | Aug 31, 2025 |
| 10 | SPMO | Invesco S&P 500 Momentum ETF | U.S. stocks | $362m | $11.3m | $373m | 3.0% | 11 | Aug 31, 2025 |
| 11 | BSJQ | Invesco BulletShares 2026 High Yield Corporate Bond ETF | Bonds | $330m | $36.6m | $366m | 56.3% | 6 | Aug 31, 2025 |
| 12 | PZA | Invesco National AMT-Free Municipal Bond ETF | Bonds | $154m | $158m | $312m | 16.0% | 5 | Aug 31, 2025 |
| 13 | BSCU | Invesco BulletShares 2030 Corporate Bond ETF | Bonds | $285m | $22.0m | $307m | 31.6% | 7 | Aug 31, 2025 |
| 14 | TBLL | Invesco Short Term Treasury ETF | Bonds | $281m | $7.4m | $288m | 12.6% | 5 | Aug 31, 2025 |
| 15 | RWJ | Invesco S&P SmallCap 600 Revenue ETF | U.S. stocks | $133m | $135m | $268m | 37.7% | 8 | Aug 31, 2025 |
| 16 | KBWB | Invesco KBW Bank ETF | Sector stocks | $127m | $111m | $238m | 2.9% | 14 | Aug 31, 2025 |
| 17 | WQTM | WisdomTree Quantum Computing Fund | Themes | $220m | $0 | $220m | 68.6% | 8 | Jun 30, 2026 |
| 18 | BSCS | Invesco BulletShares 2028 Corporate Bond ETF | Bonds | $173m | $27.5m | $201m | 21.7% | 8 | Aug 31, 2025 |
| 19 | FDN | First Trust Dow Jones Internet Index Fund | Themes | $127m | $69.8m | $197m | 1.1% | 12 | Dec 31, 2025 |
| 20 | BSCV | Invesco BulletShares 2031 Corporate Bond ETF | Bonds | $153m | $34.7m | $188m | 25.5% | 7 | Aug 31, 2025 |
| 21 | VRP | Invesco Variable Rate Preferred ETF | Bonds | $170m | $16.6m | $187m | 38.5% | 6 | Aug 31, 2025 |
| 22 | BAB | Invesco Taxable Municipal Bond ETF | Bonds | $23.1m | $140m | $163m | 49.5% | 3 | Aug 31, 2025 |
| 23 | FDT | First Trust Developed Markets ex-US AlphaDEX Fund | International stocks | $150m | $10.8m | $160m | 72.8% | 4 | Dec 31, 2025 |
| 24 | FVD | First Trust Value Line Dividend Index Fund | U.S. stocks | $25.3m | $130m | $155m | 4.4% | 10 | Dec 31, 2025 |
| 25 | BSCW | Invesco BulletShares 2032 Corporate Bond ETF | Bonds | $128m | $24.5m | $153m | 29.3% | 4 | Aug 31, 2025 |
| 26 | BSCX | Invesco BulletShares 2033 Corporate Bond ETF | Bonds | $137m | $12.4m | $149m | 42.6% | 5 | Aug 31, 2025 |
| 27 | TAN | Invesco Solar ETF | Themes | $15.6m | $125m | $141m | 27.2% | 4 | Aug 31, 2025 |
| 28 | DIAL | Columbia Diversified Fixed Income Allocation ETF | Bonds | $66.0m | $62.2m | $128m | 75.1% | 4 | Oct 31, 2025 |
| 29 | GDEC | FT Vest U.S. Equity Moderate Buffer ETF - December | Buffer | $0 | $118m | $118m | 12.0% | 5 | Aug 31, 2025 |
| 30 | IFLN | Invesco Bloomberg Enhanced Fallen Angels ETF | Bonds | $16.1m | $96.8m | $113m | 40.1% | 5 | Aug 31, 2025 |
| 31 | RECS | Columbia Research Enhanced Core ETF | U.S. stocks | $101m | $2.8m | $103m | 2.5% | 6 | Oct 31, 2025 |
| 32 | BSJR | Invesco BulletShares 2027 High Yield Corporate Bond ETF | Bonds | $99.5m | $0 | $99.5m | 32.2% | 4 | Aug 31, 2025 |
| 33 | IMFL | Invesco International Developed Dynamic Multifactor ETF | International stocks | $90.7m | $0 | $90.7m | 52.2% | 3 | Aug 31, 2025 |
| 34 | SPLV | Invesco S&P 500 Low Volatility ETF | U.S. stocks | $85.6m | $0 | $85.6m | 0.9% | 13 | Aug 31, 2025 |
| 35 | NFTY | First Trust India NIFTY 50 Equal Weight ETF | International stocks | $0 | $84.8m | $84.8m | 80.5% | 3 | Dec 31, 2025 |
| 36 | FEMS | First Trust Emerging Markets Small Cap AlphaDEX Fund | International stocks | $0 | $75.7m | $75.7m | 79.2% | 4 | Dec 31, 2025 |
| 37 | RWL | Invesco S&P 500 Revenue ETF | U.S. stocks | $75.4m | $0 | $75.4m | 2.5% | 10 | Aug 31, 2025 |
| 38 | PWZ | Invesco California AMT-Free Municipal Bond ETF | Bonds | $53.8m | $11.4m | $65.2m | 13.6% | 5 | Aug 31, 2025 |
| 39 | BSJS | Invesco BulletShares 2028 High Yield Corporate Bond ETF | Bonds | $59.2m | $2.1m | $61.3m | 31.1% | 4 | Aug 31, 2025 |
| 40 | RWK | Invesco S&P MidCap 400 Revenue ETF | U.S. stocks | $58.2m | $0 | $58.2m | 13.7% | 8 | Aug 31, 2025 |
| 41 | BSJT | Invesco BulletShares 2029 High Yield Corporate Bond ETF | Bonds | $57.9m | $0 | $57.9m | 26.1% | 4 | Aug 31, 2025 |
| 42 | FTGC | First Trust Global Tactical Commodity Strategy Fund | Commodities | $0 | $51.5m | $51.5m | 5.2% | 5 | Dec 31, 2025 |
| 43 | BSCY | Invesco BulletShares 2034 Corporate Bond ETF | Bonds | $46.2m | $0 | $46.2m | 18.3% | 4 | Aug 31, 2025 |
| 44 | QVMS | Invesco S&P SmallCap 600 QVM Multi-factor ETF | U.S. stocks | $22.3m | $22.4m | $44.6m | 96.6% | 3 | Aug 31, 2025 |
| 45 | FDL | First Trust Morningstar ETF | U.S. stocks | $29.5m | $10.2m | $39.6m | 0.9% | 8 | Dec 31, 2025 |
| 46 | FEM | First Trust Emerging Markets AlphaDEX Fund | International stocks | $14.3m | $25.1m | $39.4m | 94.6% | 2 | Dec 31, 2025 |
| 47 | SBND | Columbia Short Duration Bond ETF | Bonds | $28.1m | $11.1m | $39.2m | 70.0% | 4 | Oct 31, 2025 |
| 48 | PSCT | Invesco S&P SmallCap Information Technology ETF | Sector stocks | $18.4m | $18.7m | $37.1m | 38.5% | 9 | Aug 31, 2025 |
| 49 | EIPI | FT Energy Income Partners Enhanced Income ETF | Income | $19.9m | $14.7m | $34.6m | 15.1% | 5 | Nov 30, 2025 |
| 50 | GGUS | Goldman Sachs MarketBeta Russell 1000 Growth Equity ETF | U.S. stocks | $22.4m | $8.8m | $31.2m | 8.4% | 8 | Aug 31, 2025 |
| 51 | PFIG | Invesco Fundamental Investment Grade Corporate Bond ETF | Bonds | $27.2m | $2.4m | $29.6m | 56.6% | 3 | Aug 31, 2025 |
| 52 | FEUZ | First Trust Eurozone AlphaDEX ETF | International stocks | $24.9m | $4.4m | $29.3m | 34.6% | 5 | Dec 31, 2025 |
| 53 | AFDM | First Trust Active Factor International ETF | International stocks | $0 | $26.6m | $26.6m | 60.6% | 3 | Oct 31, 2025 |
| 54 | FTHF | First Trust Emerging Markets Human Flourishing ETF | International stocks | $24.9m | $1.2m | $26.1m | 61.0% | 3 | Sep 30, 2024 |
| 55 | FCA | First Trust China AlphaDEX Fund | International stocks | $13.0m | $13.0m | $26.0m | 73.7% | 5 | Dec 31, 2025 |
| 56 | GNOV | FT Vest U.S. Equity Moderate Buffer ETF - November | Buffer | $19.1m | $6.1m | $25.3m | 4.6% | 5 | Aug 31, 2025 |
| 57 | GPRF | Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF | Bonds | $12.6m | $12.5m | $25.0m | 30.1% | 3 | Aug 31, 2025 |
| 58 | FEP | First Trust Europe AlphaDEX Fund | International stocks | $24.5m | $0 | $24.5m | 19.8% | 5 | Dec 31, 2025 |
| 59 | FJP | First Trust Japan AlphaDEX Fund | International stocks | $5.8m | $18.1m | $23.8m | 39.7% | 4 | Dec 31, 2025 |
| 60 | SPHB | Invesco S&P 500 High Beta ETF | U.S. stocks | $4.5m | $18.8m | $23.3m | 1.6% | 12 | Aug 31, 2025 |
| 61 | MINV | Matthews Asia Innovators Active ETF | International stocks | $12.9m | $10.2m | $23.2m | 89.1% | 2 | Dec 31, 2025 |
| 62 | MUST | Columbia Multi-Sector Municipal Income ETF | Bonds | $22.6m | $0 | $22.6m | 18.5% | 5 | Oct 31, 2025 |
| 63 | IIGD | Invesco Investment Grade Defensive ETF | Bonds | $1.2m | $19.4m | $20.6m | 89.4% | 2 | Aug 31, 2025 |
| 64 | FKU | First Trust United Kingdom AlphaDEX Fund | International stocks | $2.3m | $18.2m | $20.5m | 46.5% | 5 | Dec 31, 2025 |
| 65 | FSZ | First Trust Switzerland AlphaDEX Fund | International stocks | $0 | $19.9m | $19.9m | 28.3% | 4 | Dec 31, 2025 |
| 66 | MISL | First Trust Indxx Aerospace & Defense ETF | Themes | $9.9m | $9.9m | $19.7m | 1.4% | 10 | Dec 31, 2025 |
| 67 | FGM | First Trust Germany AlphaDEX Fund | International stocks | $10.6m | $5.0m | $15.6m | 21.2% | 7 | Dec 31, 2025 |
| 68 | MKOR | Matthews Korea Active ETF | International stocks | $6.7m | $8.5m | $15.2m | 56.5% | 3 | Dec 31, 2025 |
| 69 | OMFL | Invesco Russell 1000 Dynamic Multifactor ETF | U.S. stocks | $0 | $14.8m | $14.8m | 0.8% | 9 | Aug 31, 2025 |
| 70 | MCH | Matthews China Active ETF | International stocks | $0 | $14.6m | $14.6m | 81.8% | 3 | Dec 31, 2025 |
| 71 | BSJU | Invesco BulletShares 2030 High Yield Corporate Bond ETF | Bonds | $12.9m | $0 | $12.9m | 11.3% | 3 | Aug 31, 2025 |
| 72 | SNOV | FT Vest U.S. Small Cap Moderate Buffer ETF - November | Buffer | $9.3m | $3.4m | $12.7m | 5.3% | 4 | Aug 31, 2025 |
| 73 | MEMX | Matthews Emerging Markets ex China Active ETF | International stocks | $0 | $11.4m | $11.4m | 100.0% | 1 | Dec 31, 2025 |
| 74 | AFEM | First Trust Active Factor Emerging Markets ETF | International stocks | $10.9m | $0 | $10.9m | 73.5% | 2 | Oct 31, 2025 |
| 75 | ASIA | Matthews Pacific Tiger Active ETF | International stocks | $0 | $10.2m | $10.2m | 27.8% | 3 | Dec 31, 2025 |
| 76 | WCME | First Trust WCM Developing World Equity ETF | International stocks | $10.2m | $0 | $10.2m | 61.9% | 3 | Dec 31, 2025 |
| 77 | HSBH | HSBC Holdings plc ADRhedged | Sector stocks | $0 | $10.0m | $10.0m | 17.5% | 3 | Dec 31, 2025 |
| 78 | INEQ | Columbia International Equity Income ETF | International stocks | $9.3m | $0 | $9.3m | 55.3% | 2 | Oct 31, 2025 |
| 79 | SFEB | FT Vest U.S. Small Cap Moderate Buffer ETF - February | Buffer | $1.1m | $7.8m | $8.9m | 4.5% | 4 | Aug 31, 2025 |
| 80 | GOCT | FT Vest U.S. Equity Moderate Buffer ETF - October | Buffer | $7.0m | $1.8m | $8.7m | 2.1% | 5 | Aug 31, 2025 |
| 81 | BSMQ | Invesco BulletShares 2026 Municipal Bond ETF | Bonds | $7.1m | $0 | $7.1m | 9.4% | 4 | Aug 31, 2025 |
| 82 | FLN | First Trust Latin America AlphaDEX Fund | International stocks | $926k | $5.4m | $6.3m | 62.9% | 3 | Dec 31, 2025 |
| 83 | GCAL | Goldman Sachs Dynamic California Municipal Income ETF | Bonds | $6.3m | $0 | $6.3m | 6.0% | 3 | Aug 31, 2025 |
| 84 | GMUB | Goldman Sachs Municipal Income ETF | Bonds | $6.2m | $0 | $6.2m | 7.2% | 4 | Aug 31, 2025 |
| 85 | RDIV | Invesco S&P Ultra Dividend Revenue ETF | U.S. stocks | $0 | $4.9m | $4.9m | 0.4% | 8 | Aug 31, 2025 |
| 86 | BSMY | Invesco BulletShares 2034 Municipal Bond ETF | Bonds | $4.9m | $0 | $4.9m | 8.6% | 4 | Aug 31, 2025 |
| 87 | MEM | Matthews Emerging Markets Equity Active ETF | International stocks | $1.4m | $3.4m | $4.8m | 26.8% | 2 | Dec 31, 2025 |
| 88 | PSCM | Invesco S&P SmallCap Materials ETF | Sector stocks | $2.2m | $2.2m | $4.5m | 31.7% | 5 | Aug 31, 2025 |
| 89 | FEMB | First Trust Emerging Markets Local Currency Bond ETF | Bonds | $2.9m | $1.3m | $4.2m | 2.4% | 5 | Oct 31, 2025 |
| 90 | SPHD | Invesco S&P 500 High Dividend Low Volatility ETF | U.S. stocks | $0 | $3.9m | $3.9m | 0.1% | 11 | Aug 31, 2025 |
| 91 | FPA | First Trust Asia Pacific ex-Japan AlphaDEX Fund | International stocks | $3.7m | $0 | $3.7m | 30.9% | 4 | Dec 31, 2025 |
| 92 | GSEP | FT Vest U.S. Equity Moderate Buffer ETF - September | Buffer | $0 | $3.6m | $3.6m | 0.8% | 5 | Aug 31, 2025 |
| 93 | GPIQ | Goldman Sachs Nasdaq-100 Premium Income ETF | Income | $3.6m | $0 | $3.6m | 0.1% | 5 | Dec 31, 2025 |
| 94 | FPE | First Trust Preferred Securities and Income ETF | Bonds | $3.6m | $0 | $3.6m | 0.5% | 6 | Oct 31, 2025 |
| 95 | WDRN | WisdomTree Physical AI, Humanoids, and Drones Fund | Themes | $3.3m | $0 | $3.3m | 17.6% | 5 | Jun 30, 2026 |
| 96 | FTLS | First Trust Long/Short Equity | Alternatives | $0 | $3.2m | $3.2m | 0.1% | 6 | Oct 31, 2025 |
| 97 | SHEH | Shell plc ADRhedged | International stocks | $0 | $2.6m | $2.6m | 7.1% | 3 | Dec 31, 2025 |
| 98 | RSPE | Invesco ESG S&P 500 Equal Weight ETF | U.S. stocks | $0 | $2.6m | $2.6m | 12.0% | 4 | Aug 31, 2025 |
| 99 | JPAN | Matthews Japan Active ETF | International stocks | $2.5m | $0 | $2.5m | 100.0% | 1 | Dec 31, 2025 |
| 100 | GUMI | Goldman Sachs Ultra Short Municipal Income ETF | Bonds | $2.5m | $0 | $2.5m | 22.2% | 3 | Aug 31, 2025 |
ETFs where JP Morgan Securities was the only active AP
In 4 ETFs, JP Morgan Securities, Inc. was the one AP that created or redeemed shares in the period.
| # | Ticker | Fund | Created | Redeemed | APs listed | Period ending |
|---|---|---|---|---|---|---|
| 1 | MEMX | Matthews Emerging Markets ex China Active ETF | $0 | $11.4m | 7 | Dec 31, 2025 |
| 2 | JPAN | Matthews Japan Active ETF | $2.5m | $0 | 7 | Dec 31, 2025 |
| 3 | ADVE | Matthews Asia Dividend Active ETF | $1.9m | $0 | 7 | Dec 31, 2025 |
| 4 | EMSF | Matthews Emerging Markets Sustainable Future Active ETF | $1.2m | $0 | 7 | Dec 31, 2025 |
JP Morgan Securities by category
The ETFs JP Morgan Securities, Inc. serves, by the category each is placed in, with what it created and redeemed in each.
| # | Category | Share of its dollars | ETFs served | Active in | Created | Redeemed | Only active AP in |
|---|---|---|---|---|---|---|---|
| 1 | U.S. stocks | 36.4% | 60 | 21 | $2.6bn | $2.1bn | 0 |
| 2 | International stocks | 9.4% | 47 | 32 | $832m | $369m | 4 |
| 3 | Sector stocks | 2.3% | 16 | 5 | $150m | $142m | 0 |
| 4 | Bonds | 45.3% | 59 | 38 | $4.5bn | $1.3bn | 0 |
| 5 | Commodities | 0.4% | 2 | 1 | $0 | $51.5m | 0 |
| 6 | Allocation | 0.0% | 1 | 0 | $0 | $0 | 0 |
| 7 | Buffer | 1.4% | 45 | 6 | $36.5m | $141m | 0 |
| 8 | Income | 0.3% | 14 | 2 | $23.5m | $14.7m | 0 |
| 9 | Themes | 4.5% | 13 | 6 | $378m | $205m | 0 |
| 10 | Alternatives | 0.0% | 5 | 1 | $0 | $3.2m | 0 |
Questions people ask
Is JP Morgan Securities an ETF authorized participant (AP)?
Which ETFs does JP Morgan Securities create and redeem the most?
How much of an ETF’s AP activity does JP Morgan Securities handle?
Where do these figures come from?
Method
JP Morgan Securities, Inc. is identified by CRD 18718, SEC file number 8-36950, LEI ZBUT11V806EZRVTWT807. Its SEC file number is not on the SEC’s list of active broker-dealers dated Oct 1, 2026. Funds filed its name 3 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there.
The rest of the method
A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.
ETFIQ links to the documents behind every figure; a link is not an endorsement. A list of firms is not a rating or a recommendation.
Questions people ask
Is JP Morgan Securities an ETF authorized participant (AP)?
Yes. JP Morgan Securities, Inc. is listed as an AP for 262 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026, and created or redeemed shares in 112 of them.
Which ETFs does JP Morgan Securities create and redeem the most?
By dollars created and redeemed: MDY, $1.7bn; KLMN, $1.3bn; BSCR, $716m; BKLN, $690m; BSCQ, $546m.
How much of an ETF’s AP activity does JP Morgan Securities handle?
Across the 112 funds it was active in, its share of each fund’s AP dollars ran from 0.1% to 100.0%. It was the only active AP in 4 ETFs.
Where do these figures come from?
From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by JP Morgan Securities’s CRD, SEC file number and LEI, never by the name as typed.
Cite this pageCitation, APA and Markdown
ETFIQ, JP Morgan Securities, Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/jp-morgan-securities-inc/
ETFIQ. (Sep 23, 2026). JP Morgan Securities, Inc. as an ETF authorized participant. Retrieved from https://etfiq.com/trading/authorized-participants/jp-morgan-securities-inc/
[JP Morgan Securities, Inc. as an ETF authorized participant (ETFIQ, Sep 23, 2026)](https://etfiq.com/trading/authorized-participants/jp-morgan-securities-inc/)
Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data.