Trading · authorized participant (AP)

JP Morgan Securities, Inc.

JP Morgan Securities, Inc. was an authorized participant (AP) for 262 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026. It created $8.5bn and redeemed $4.4bn of their shares. It was active in 112 of them.

jpmorgan.com, the firm’s website ↗
JP Morgan Securities, Inc.
#TickerFundCategoryCreatedRedeemedCreated and redeemed ↓Share of the fund’s AP dollarsActive APs in the fundPeriod ending
1MDYSPDR S&P MidCap 400 ETF TrustU.S. stocks$664m$1.0bn$1.7bn5.1%14Dec 31, 2025
2KLMNInvesco MSCI North America Climate ETFU.S. stocks$629m$688m$1.3bn19.7%7Aug 31, 2025
3BSCRInvesco BulletShares 2027 Corporate Bond ETFBonds$675m$41.3m$716m37.6%6Aug 31, 2025
4BKLNInvesco Senior Loan ETFBonds$617m$72.7m$690m5.6%16Aug 31, 2025
5BSCQInvesco BulletShares 2026 Corporate Bond ETFBonds$359m$187m$546m47.7%7Aug 31, 2025
6BSCTInvesco BulletShares 2029 Corporate Bond ETFBonds$371m$38.6m$410m36.1%7Aug 31, 2025
7WCMIFirst Trust WCM International Equity ETFInternational stocks$407m$0$407m36.8%8Dec 31, 2025
8QQQMInvesco NASDAQ 100 ETFU.S. stocks$350m$46.5m$396m1.1%14Aug 31, 2025
9GOVIInvesco Equal Weight 0-30 Year Treasury ETFBonds$84.7m$299m$384m34.6%6Aug 31, 2025
10SPMOInvesco S&P 500 Momentum ETFU.S. stocks$362m$11.3m$373m3.0%11Aug 31, 2025
11BSJQInvesco BulletShares 2026 High Yield Corporate Bond ETFBonds$330m$36.6m$366m56.3%6Aug 31, 2025
12PZAInvesco National AMT-Free Municipal Bond ETFBonds$154m$158m$312m16.0%5Aug 31, 2025
13BSCUInvesco BulletShares 2030 Corporate Bond ETFBonds$285m$22.0m$307m31.6%7Aug 31, 2025
14TBLLInvesco Short Term Treasury ETFBonds$281m$7.4m$288m12.6%5Aug 31, 2025
15RWJInvesco S&P SmallCap 600 Revenue ETFU.S. stocks$133m$135m$268m37.7%8Aug 31, 2025
16KBWBInvesco KBW Bank ETFSector stocks$127m$111m$238m2.9%14Aug 31, 2025
17WQTMWisdomTree Quantum Computing FundThemes$220m$0$220m68.6%8Jun 30, 2026
18BSCSInvesco BulletShares 2028 Corporate Bond ETFBonds$173m$27.5m$201m21.7%8Aug 31, 2025
19FDNFirst Trust Dow Jones Internet Index FundThemes$127m$69.8m$197m1.1%12Dec 31, 2025
20BSCVInvesco BulletShares 2031 Corporate Bond ETFBonds$153m$34.7m$188m25.5%7Aug 31, 2025
21VRPInvesco Variable Rate Preferred ETFBonds$170m$16.6m$187m38.5%6Aug 31, 2025
22BABInvesco Taxable Municipal Bond ETFBonds$23.1m$140m$163m49.5%3Aug 31, 2025
23FDTFirst Trust Developed Markets ex-US AlphaDEX FundInternational stocks$150m$10.8m$160m72.8%4Dec 31, 2025
24FVDFirst Trust Value Line Dividend Index FundU.S. stocks$25.3m$130m$155m4.4%10Dec 31, 2025
25BSCWInvesco BulletShares 2032 Corporate Bond ETFBonds$128m$24.5m$153m29.3%4Aug 31, 2025
26BSCXInvesco BulletShares 2033 Corporate Bond ETFBonds$137m$12.4m$149m42.6%5Aug 31, 2025
27TANInvesco Solar ETFThemes$15.6m$125m$141m27.2%4Aug 31, 2025
28DIALColumbia Diversified Fixed Income Allocation ETFBonds$66.0m$62.2m$128m75.1%4Oct 31, 2025
29GDECFT Vest U.S. Equity Moderate Buffer ETF - DecemberBuffer$0$118m$118m12.0%5Aug 31, 2025
30IFLNInvesco Bloomberg Enhanced Fallen Angels ETFBonds$16.1m$96.8m$113m40.1%5Aug 31, 2025
31RECSColumbia Research Enhanced Core ETFU.S. stocks$101m$2.8m$103m2.5%6Oct 31, 2025
32BSJRInvesco BulletShares 2027 High Yield Corporate Bond ETFBonds$99.5m$0$99.5m32.2%4Aug 31, 2025
33IMFLInvesco International Developed Dynamic Multifactor ETFInternational stocks$90.7m$0$90.7m52.2%3Aug 31, 2025
34SPLVInvesco S&P 500 Low Volatility ETFU.S. stocks$85.6m$0$85.6m0.9%13Aug 31, 2025
35NFTYFirst Trust India NIFTY 50 Equal Weight ETFInternational stocks$0$84.8m$84.8m80.5%3Dec 31, 2025
36FEMSFirst Trust Emerging Markets Small Cap AlphaDEX FundInternational stocks$0$75.7m$75.7m79.2%4Dec 31, 2025
37RWLInvesco S&P 500 Revenue ETFU.S. stocks$75.4m$0$75.4m2.5%10Aug 31, 2025
38PWZInvesco California AMT-Free Municipal Bond ETFBonds$53.8m$11.4m$65.2m13.6%5Aug 31, 2025
39BSJSInvesco BulletShares 2028 High Yield Corporate Bond ETFBonds$59.2m$2.1m$61.3m31.1%4Aug 31, 2025
40RWKInvesco S&P MidCap 400 Revenue ETFU.S. stocks$58.2m$0$58.2m13.7%8Aug 31, 2025
41BSJTInvesco BulletShares 2029 High Yield Corporate Bond ETFBonds$57.9m$0$57.9m26.1%4Aug 31, 2025
42FTGCFirst Trust Global Tactical Commodity Strategy FundCommodities$0$51.5m$51.5m5.2%5Dec 31, 2025
43BSCYInvesco BulletShares 2034 Corporate Bond ETFBonds$46.2m$0$46.2m18.3%4Aug 31, 2025
44QVMSInvesco S&P SmallCap 600 QVM Multi-factor ETFU.S. stocks$22.3m$22.4m$44.6m96.6%3Aug 31, 2025
45FDLFirst Trust Morningstar ETFU.S. stocks$29.5m$10.2m$39.6m0.9%8Dec 31, 2025
46FEMFirst Trust Emerging Markets AlphaDEX FundInternational stocks$14.3m$25.1m$39.4m94.6%2Dec 31, 2025
47SBNDColumbia Short Duration Bond ETFBonds$28.1m$11.1m$39.2m70.0%4Oct 31, 2025
48PSCTInvesco S&P SmallCap Information Technology ETFSector stocks$18.4m$18.7m$37.1m38.5%9Aug 31, 2025
49EIPIFT Energy Income Partners Enhanced Income ETFIncome$19.9m$14.7m$34.6m15.1%5Nov 30, 2025
50GGUSGoldman Sachs MarketBeta Russell 1000 Growth Equity ETFU.S. stocks$22.4m$8.8m$31.2m8.4%8Aug 31, 2025
51PFIGInvesco Fundamental Investment Grade Corporate Bond ETFBonds$27.2m$2.4m$29.6m56.6%3Aug 31, 2025
52FEUZFirst Trust Eurozone AlphaDEX ETFInternational stocks$24.9m$4.4m$29.3m34.6%5Dec 31, 2025
53AFDMFirst Trust Active Factor International ETFInternational stocks$0$26.6m$26.6m60.6%3Oct 31, 2025
54FTHFFirst Trust Emerging Markets Human Flourishing ETFInternational stocks$24.9m$1.2m$26.1m61.0%3Sep 30, 2024
55FCAFirst Trust China AlphaDEX FundInternational stocks$13.0m$13.0m$26.0m73.7%5Dec 31, 2025
56GNOVFT Vest U.S. Equity Moderate Buffer ETF - NovemberBuffer$19.1m$6.1m$25.3m4.6%5Aug 31, 2025
57GPRFGoldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETFBonds$12.6m$12.5m$25.0m30.1%3Aug 31, 2025
58FEPFirst Trust Europe AlphaDEX FundInternational stocks$24.5m$0$24.5m19.8%5Dec 31, 2025
59FJPFirst Trust Japan AlphaDEX FundInternational stocks$5.8m$18.1m$23.8m39.7%4Dec 31, 2025
60SPHBInvesco S&P 500 High Beta ETFU.S. stocks$4.5m$18.8m$23.3m1.6%12Aug 31, 2025
61MINVMatthews Asia Innovators Active ETFInternational stocks$12.9m$10.2m$23.2m89.1%2Dec 31, 2025
62MUSTColumbia Multi-Sector Municipal Income ETFBonds$22.6m$0$22.6m18.5%5Oct 31, 2025
63IIGDInvesco Investment Grade Defensive ETFBonds$1.2m$19.4m$20.6m89.4%2Aug 31, 2025
64FKUFirst Trust United Kingdom AlphaDEX FundInternational stocks$2.3m$18.2m$20.5m46.5%5Dec 31, 2025
65FSZFirst Trust Switzerland AlphaDEX FundInternational stocks$0$19.9m$19.9m28.3%4Dec 31, 2025
66MISLFirst Trust Indxx Aerospace & Defense ETFThemes$9.9m$9.9m$19.7m1.4%10Dec 31, 2025
67FGMFirst Trust Germany AlphaDEX FundInternational stocks$10.6m$5.0m$15.6m21.2%7Dec 31, 2025
68MKORMatthews Korea Active ETFInternational stocks$6.7m$8.5m$15.2m56.5%3Dec 31, 2025
69OMFLInvesco Russell 1000 Dynamic Multifactor ETFU.S. stocks$0$14.8m$14.8m0.8%9Aug 31, 2025
70MCHMatthews China Active ETFInternational stocks$0$14.6m$14.6m81.8%3Dec 31, 2025
71BSJUInvesco BulletShares 2030 High Yield Corporate Bond ETFBonds$12.9m$0$12.9m11.3%3Aug 31, 2025
72SNOVFT Vest U.S. Small Cap Moderate Buffer ETF - NovemberBuffer$9.3m$3.4m$12.7m5.3%4Aug 31, 2025
73MEMXMatthews Emerging Markets ex China Active ETFInternational stocks$0$11.4m$11.4m100.0%1Dec 31, 2025
74AFEMFirst Trust Active Factor Emerging Markets ETFInternational stocks$10.9m$0$10.9m73.5%2Oct 31, 2025
75ASIAMatthews Pacific Tiger Active ETFInternational stocks$0$10.2m$10.2m27.8%3Dec 31, 2025
76WCMEFirst Trust WCM Developing World Equity ETFInternational stocks$10.2m$0$10.2m61.9%3Dec 31, 2025
77HSBHHSBC Holdings plc ADRhedgedSector stocks$0$10.0m$10.0m17.5%3Dec 31, 2025
78INEQColumbia International Equity Income ETFInternational stocks$9.3m$0$9.3m55.3%2Oct 31, 2025
79SFEBFT Vest U.S. Small Cap Moderate Buffer ETF - FebruaryBuffer$1.1m$7.8m$8.9m4.5%4Aug 31, 2025
80GOCTFT Vest U.S. Equity Moderate Buffer ETF - OctoberBuffer$7.0m$1.8m$8.7m2.1%5Aug 31, 2025
81BSMQInvesco BulletShares 2026 Municipal Bond ETFBonds$7.1m$0$7.1m9.4%4Aug 31, 2025
82FLNFirst Trust Latin America AlphaDEX FundInternational stocks$926k$5.4m$6.3m62.9%3Dec 31, 2025
83GCALGoldman Sachs Dynamic California Municipal Income ETFBonds$6.3m$0$6.3m6.0%3Aug 31, 2025
84GMUBGoldman Sachs Municipal Income ETFBonds$6.2m$0$6.2m7.2%4Aug 31, 2025
85RDIVInvesco S&P Ultra Dividend Revenue ETFU.S. stocks$0$4.9m$4.9m0.4%8Aug 31, 2025
86BSMYInvesco BulletShares 2034 Municipal Bond ETFBonds$4.9m$0$4.9m8.6%4Aug 31, 2025
87MEMMatthews Emerging Markets Equity Active ETFInternational stocks$1.4m$3.4m$4.8m26.8%2Dec 31, 2025
88PSCMInvesco S&P SmallCap Materials ETFSector stocks$2.2m$2.2m$4.5m31.7%5Aug 31, 2025
89FEMBFirst Trust Emerging Markets Local Currency Bond ETFBonds$2.9m$1.3m$4.2m2.4%5Oct 31, 2025
90SPHDInvesco S&P 500 High Dividend Low Volatility ETFU.S. stocks$0$3.9m$3.9m0.1%11Aug 31, 2025
91FPAFirst Trust Asia Pacific ex-Japan AlphaDEX FundInternational stocks$3.7m$0$3.7m30.9%4Dec 31, 2025
92GSEPFT Vest U.S. Equity Moderate Buffer ETF - SeptemberBuffer$0$3.6m$3.6m0.8%5Aug 31, 2025
93GPIQGoldman Sachs Nasdaq-100 Premium Income ETFIncome$3.6m$0$3.6m0.1%5Dec 31, 2025
94FPEFirst Trust Preferred Securities and Income ETFBonds$3.6m$0$3.6m0.5%6Oct 31, 2025
95WDRNWisdomTree Physical AI, Humanoids, and Drones FundThemes$3.3m$0$3.3m17.6%5Jun 30, 2026
96FTLSFirst Trust Long/Short EquityAlternatives$0$3.2m$3.2m0.1%6Oct 31, 2025
97SHEHShell plc ADRhedgedInternational stocks$0$2.6m$2.6m7.1%3Dec 31, 2025
98RSPEInvesco ESG S&P 500 Equal Weight ETFU.S. stocks$0$2.6m$2.6m12.0%4Aug 31, 2025
99JPANMatthews Japan Active ETFInternational stocks$2.5m$0$2.5m100.0%1Dec 31, 2025
100GUMIGoldman Sachs Ultra Short Municipal Income ETFBonds$2.5m$0$2.5m22.2%3Aug 31, 2025
JP Morgan Securities, Inc. as an ETF authorized participant: the 100 funds it created and redeemed most in, of 112, ranked by what it created and redeemed, in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026. Source: ETFIQ from Form N-CEN.

ETFs where JP Morgan Securities was the only active AP

In 4 ETFs, JP Morgan Securities, Inc. was the one AP that created or redeemed shares in the period.

ETFs where JP Morgan Securities was the only active AP, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN.
#TickerFundCreatedRedeemedAPs listedPeriod ending
1MEMXMatthews Emerging Markets ex China Active ETF$0$11.4m7Dec 31, 2025
2JPANMatthews Japan Active ETF$2.5m$07Dec 31, 2025
3ADVEMatthews Asia Dividend Active ETF$1.9m$07Dec 31, 2025
4EMSFMatthews Emerging Markets Sustainable Future Active ETF$1.2m$07Dec 31, 2025

JP Morgan Securities by category

The ETFs JP Morgan Securities, Inc. serves, by the category each is placed in, with what it created and redeemed in each.

JP Morgan Securities by category, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN.
#CategoryShare of its dollarsETFs servedActive inCreatedRedeemedOnly active AP in
1U.S. stocks36.4%6021$2.6bn$2.1bn0
2International stocks9.4%4732$832m$369m4
3Sector stocks2.3%165$150m$142m0
4Bonds45.3%5938$4.5bn$1.3bn0
5Commodities0.4%21$0$51.5m0
6Allocation0.0%10$0$00
7Buffer1.4%456$36.5m$141m0
8Income0.3%142$23.5m$14.7m0
9Themes4.5%136$378m$205m0
10Alternatives0.0%51$0$3.2m0

Questions people ask

Is JP Morgan Securities an ETF authorized participant (AP)?

Yes. JP Morgan Securities, Inc. is listed as an AP for 262 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026, and created or redeemed shares in 112 of them.

Which ETFs does JP Morgan Securities create and redeem the most?

By dollars created and redeemed: MDY, $1.7bn; KLMN, $1.3bn; BSCR, $716m; BKLN, $690m; BSCQ, $546m.

How much of an ETF’s AP activity does JP Morgan Securities handle?

Across the 112 funds it was active in, its share of each fund’s AP dollars ran from 0.1% to 100.0%. It was the only active AP in 4 ETFs.

Where do these figures come from?

From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by JP Morgan Securities’s CRD, SEC file number and LEI, never by the name as typed.

Method

JP Morgan Securities, Inc. is identified by CRD 18718, SEC file number 8-36950, LEI ZBUT11V806EZRVTWT807. Its SEC file number is not on the SEC’s list of active broker-dealers dated Oct 1, 2026. Funds filed its name 3 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there.

The rest of the method

A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.

Questions people ask

Is JP Morgan Securities an ETF authorized participant (AP)?

Yes. JP Morgan Securities, Inc. is listed as an AP for 262 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026, and created or redeemed shares in 112 of them.

Which ETFs does JP Morgan Securities create and redeem the most?

By dollars created and redeemed: MDY, $1.7bn; KLMN, $1.3bn; BSCR, $716m; BKLN, $690m; BSCQ, $546m.

How much of an ETF’s AP activity does JP Morgan Securities handle?

Across the 112 funds it was active in, its share of each fund’s AP dollars ran from 0.1% to 100.0%. It was the only active AP in 4 ETFs.

Where do these figures come from?

From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by JP Morgan Securities’s CRD, SEC file number and LEI, never by the name as typed.

Cite this pageCitation, APA and Markdown

ETFIQ, JP Morgan Securities, Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/jp-morgan-securities-inc/

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