Trading · authorized participant (AP)

Stifel, Nicolaus & Company, Incorporated

Stifel, Nicolaus & Company, Incorporated was listed as an authorized participant (AP) for 203 US ETFs in Form N-CEN periods ending Aug 31, 2025 to Apr 30, 2026. It created or redeemed no shares in any of them.

stifel.com, the firm’s website ↗
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Stifel, Nicolaus & Company, Incorporated
#CategoryShare of its dollarsETFs servedActive inCreated ↓RedeemedOnly active AP in
1U.S. stocksno activity740$0$00
2International stocksno activity190$0$00
3Sector stocksno activity310$0$00
4Bondsno activity540$0$00
5Commoditiesno activity10$0$00
6Incomeno activity10$0$00
7Themesno activity220$0$00
8Alternativesno activity10$0$00
As of Sep 23, 2026. Source: ETFIQ from Form N-CEN.

Stifel, Nicolaus & Company by category

The ETFs Stifel, Nicolaus & Company, Incorporated serves, by the category each is placed in, with what it created and redeemed in each.

Stifel, Nicolaus & Company by category, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN.
#CategoryShare of its dollarsETFs servedActive inCreatedRedeemedOnly active AP in
1U.S. stocksno activity740$0$00
2International stocksno activity190$0$00
3Sector stocksno activity310$0$00
4Bondsno activity540$0$00
5Commoditiesno activity10$0$00
6Incomeno activity10$0$00
7Themesno activity220$0$00
8Alternativesno activity10$0$00

Questions people ask

Is Stifel, Nicolaus & Company an ETF authorized participant (AP)?

Yes. Stifel, Nicolaus & Company, Incorporated is listed as an AP for 203 US ETFs in Form N-CEN periods ending Aug 31, 2025 to Apr 30, 2026, and created or redeemed shares in 0 of them.

Where do these figures come from?

From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Stifel, Nicolaus & Company’s CRD, SEC file number and LEI, never by the name as typed.

Method

Stifel, Nicolaus & Company, Incorporated is identified by CRD 793, SEC file number 8-1447, LEI 5WUVMA08EYG4KEUPW589. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as STIFEL, NICOLAUS & COMPANY, INCORPORATED. Funds filed its name 1 way; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there.

The rest of the method

A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.

How these figures are computed →Standards and sources →
Where to next
Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Every ETF authorized participant (AP)→The most active APs→Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Most active APs for bond ETFs→ETF lead market makers (LMMs)→How the AP list is built→The open data file→Fund flows→
Where these figures came from
SEC Form N-CEN data sets, the source of every AP row ↗Form N-CEN, item E.2: each authorized participant and its dollars ↗SEC list of active broker-dealers, the source of each firm’s registered name ↗

ETFIQ links to the documents behind every figure; a link is not an endorsement. A list of firms is not a rating or a recommendation.

Questions people ask

Is Stifel, Nicolaus & Company an ETF authorized participant (AP)?

Yes. Stifel, Nicolaus & Company, Incorporated is listed as an AP for 203 US ETFs in Form N-CEN periods ending Aug 31, 2025 to Apr 30, 2026, and created or redeemed shares in 0 of them.

Where do these figures come from?

From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Stifel, Nicolaus & Company’s CRD, SEC file number and LEI, never by the name as typed.

Cite this pageCitation, APA and Markdown

ETFIQ, Stifel, Nicolaus & Company, Incorporated as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/stifel-nicolaus/

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Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data.