Trading · authorized participant (AP)

Raymond James & Associates, Inc.

Raymond James & Associates, Inc. was listed as an authorized participant (AP) for 132 US ETFs in the Form N-CEN period ending May 31, 2026. It created or redeemed no shares in any of them.

raymondjames.com, the firm’s website ↗

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Raymond James & Associates, Inc.
#	Category	Share of its dollars	ETFs served	Created ↓	Redeemed
1	U.S. stocks	no activity	11	$0	$0
2	International stocks	no activity	4	$0	$0
3	Sector stocks	no activity	1	$0	$0
4	Bonds	no activity	2	$0	$0
5	Commodities	no activity	1	$0	$0
6	Income	no activity	3	$0	$0
7	Themes	no activity	5	$0	$0
8	Leverage	no activity	100	$0	$0
9	Crypto	no activity	2	$0	$0
10	Alternatives	no activity	3	$0	$0

As of Sep 23, 2026. Source: ETFIQ from Form N-CEN.

Raymond James & Associates by category

The ETFs Raymond James & Associates, Inc. serves, by the category each is placed in, with what it created and redeemed in each.

Raymond James & Associates by category, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN.
#	Category	Share of its dollars	ETFs served	Created	Redeemed
1	U.S. stocks	no activity	11	$0	$0
2	International stocks	no activity	4	$0	$0
3	Sector stocks	no activity	1	$0	$0
4	Bonds	no activity	2	$0	$0
5	Commodities	no activity	1	$0	$0
6	Income	no activity	3	$0	$0
7	Themes	no activity	5	$0	$0
8	Leverage	no activity	100	$0	$0
9	Crypto	no activity	2	$0	$0
10	Alternatives	no activity	3	$0	$0

Questions people ask

Is Raymond James & Associates an ETF authorized participant (AP)?

Yes. Raymond James & Associates, Inc. is listed as an AP for 132 US ETFs in the Form N-CEN period ending May 31, 2026, and created or redeemed shares in 0 of them.

Where do these figures come from?

From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Raymond James & Associates’s CRD, SEC file number and LEI, never by the name as typed.

Method

Raymond James & Associates, Inc. is identified by CRD 705, SEC file number 8-10999, LEI U4ONQX15J3RO8XCKE979. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as RAYMOND JAMES & ASSOCIATES, INC.. Funds filed its name 1 way; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there.

The rest of the method

A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.

How these figures are computed →Standards and sources →

Where to next

Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Every ETF authorized participant (AP)→The most active APs→Most active APs for U.S. stock ETFs→Most active APs for international stock ETFs→Most active APs for sector stock ETFs→Most active APs for bond ETFs→ETF lead market makers (LMMs)→How the AP list is built→The open data file→Fund flows→

Where these figures came from

SEC Form N-CEN data sets, the source of every AP row ↗Form N-CEN, item E.2: each authorized participant and its dollars ↗SEC list of active broker-dealers, the source of each firm’s registered name ↗

ETFIQ links to the documents behind every figure; a link is not an endorsement. A list of firms is not a rating or a recommendation.

Questions people ask

Is Raymond James & Associates an ETF authorized participant (AP)?

Yes. Raymond James & Associates, Inc. is listed as an AP for 132 US ETFs in the Form N-CEN period ending May 31, 2026, and created or redeemed shares in 0 of them.

Where do these figures come from?

Cite this pageCitation, APA and Markdown

ETFIQ, Raymond James & Associates, Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/raymond-james-and-associates/

Open data →

Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data.