Hilltop Securities Inc.
Hilltop Securities Inc. was listed as an authorized participant (AP) for 111 US ETFs in Form N-CEN periods ending Oct 31, 2025 to Apr 30, 2026. It created or redeemed no shares in any of them.
hilltopsecurities.com, the firm’s website ↗| # | Category | Share of its dollars | ETFs served | Active in | Created ↓ | Redeemed | Only active AP in |
|---|---|---|---|---|---|---|---|
| 1 | U.S. stocks | no activity | 41 | 0 | $0 | $0 | 0 |
| 2 | International stocks | no activity | 17 | 0 | $0 | $0 | 0 |
| 3 | Sector stocks | no activity | 21 | 0 | $0 | $0 | 0 |
| 4 | Bonds | no activity | 14 | 0 | $0 | $0 | 0 |
| 5 | Income | no activity | 1 | 0 | $0 | $0 | 0 |
| 6 | Themes | no activity | 16 | 0 | $0 | $0 | 0 |
| 7 | Alternatives | no activity | 1 | 0 | $0 | $0 | 0 |
Hilltop Securities by category
The ETFs Hilltop Securities Inc. serves, by the category each is placed in, with what it created and redeemed in each.
| # | Category | Share of its dollars | ETFs served | Active in | Created | Redeemed | Only active AP in |
|---|---|---|---|---|---|---|---|
| 1 | U.S. stocks | no activity | 41 | 0 | $0 | $0 | 0 |
| 2 | International stocks | no activity | 17 | 0 | $0 | $0 | 0 |
| 3 | Sector stocks | no activity | 21 | 0 | $0 | $0 | 0 |
| 4 | Bonds | no activity | 14 | 0 | $0 | $0 | 0 |
| 5 | Income | no activity | 1 | 0 | $0 | $0 | 0 |
| 6 | Themes | no activity | 16 | 0 | $0 | $0 | 0 |
| 7 | Alternatives | no activity | 1 | 0 | $0 | $0 | 0 |
Questions people ask
Is Hilltop Securities an ETF authorized participant (AP)?
Where do these figures come from?
Method
Hilltop Securities Inc. is identified by CRD 6220, SEC file number 8-45123, LEI 549300IXU82PMU6XZT45. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as HILLTOP SECURITIES INC.. Funds filed its name 1 way; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there.
The rest of the method
A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.
ETFIQ links to the documents behind every figure; a link is not an endorsement. A list of firms is not a rating or a recommendation.
Questions people ask
Is Hilltop Securities an ETF authorized participant (AP)?
Yes. Hilltop Securities Inc. is listed as an AP for 111 US ETFs in Form N-CEN periods ending Oct 31, 2025 to Apr 30, 2026, and created or redeemed shares in 0 of them.
Where do these figures come from?
From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Hilltop Securities’s CRD, SEC file number and LEI, never by the name as typed.
Cite this pageCitation, APA and Markdown
ETFIQ, Hilltop Securities Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/hilltop-securities/
ETFIQ. (Sep 23, 2026). Hilltop Securities Inc. as an ETF authorized participant. Retrieved from https://etfiq.com/trading/authorized-participants/hilltop-securities/
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