Apex Clearing Corp.
Apex Clearing Corp. was listed as an authorized participant (AP) for 114 US ETFs in Form N-CEN periods ending Oct 31, 2025 to Apr 30, 2026. It created or redeemed no shares in any of them.
apexfintechsolutions.com, the firm’s website ↗| # | Category | Share of its dollars | ETFs served | Active in | Created ↓ | Redeemed | Only active AP in |
|---|---|---|---|---|---|---|---|
| 1 | U.S. stocks | no activity | 41 | 0 | $0 | $0 | 0 |
| 2 | International stocks | no activity | 17 | 0 | $0 | $0 | 0 |
| 3 | Sector stocks | no activity | 21 | 0 | $0 | $0 | 0 |
| 4 | Bonds | no activity | 14 | 0 | $0 | $0 | 0 |
| 5 | Commodities | no activity | 1 | 0 | $0 | $0 | 0 |
| 6 | Income | no activity | 1 | 0 | $0 | $0 | 0 |
| 7 | Themes | no activity | 18 | 0 | $0 | $0 | 0 |
| 8 | Alternatives | no activity | 1 | 0 | $0 | $0 | 0 |
Apex Clearing by category
The ETFs Apex Clearing Corp. serves, by the category each is placed in, with what it created and redeemed in each.
| # | Category | Share of its dollars | ETFs served | Active in | Created | Redeemed | Only active AP in |
|---|---|---|---|---|---|---|---|
| 1 | U.S. stocks | no activity | 41 | 0 | $0 | $0 | 0 |
| 2 | International stocks | no activity | 17 | 0 | $0 | $0 | 0 |
| 3 | Sector stocks | no activity | 21 | 0 | $0 | $0 | 0 |
| 4 | Bonds | no activity | 14 | 0 | $0 | $0 | 0 |
| 5 | Commodities | no activity | 1 | 0 | $0 | $0 | 0 |
| 6 | Income | no activity | 1 | 0 | $0 | $0 | 0 |
| 7 | Themes | no activity | 18 | 0 | $0 | $0 | 0 |
| 8 | Alternatives | no activity | 1 | 0 | $0 | $0 | 0 |
Questions people ask
Is Apex Clearing an ETF authorized participant (AP)?
Where do these figures come from?
Method
Apex Clearing Corp. is identified by CRD 13071, SEC file number 8-23522, LEI 5493000418CITRF5BO80. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as APEX CLEARING CORPORATION. Funds filed its name 1 way; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there.
The rest of the method
A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.
ETFIQ links to the documents behind every figure; a link is not an endorsement. A list of firms is not a rating or a recommendation.
Questions people ask
Is Apex Clearing an ETF authorized participant (AP)?
Yes. Apex Clearing Corp. is listed as an AP for 114 US ETFs in Form N-CEN periods ending Oct 31, 2025 to Apr 30, 2026, and created or redeemed shares in 0 of them.
Where do these figures come from?
From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Apex Clearing’s CRD, SEC file number and LEI, never by the name as typed.
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ETFIQ, Apex Clearing Corp. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/apex-clearing/
ETFIQ. (Sep 23, 2026). Apex Clearing Corp. as an ETF authorized participant. Retrieved from https://etfiq.com/trading/authorized-participants/apex-clearing/
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