Data as of Oct 28, 2026.
DOCT vs UOCT: Cap, Buffer & Days Left
As of Oct 28, 2026 DOCT can fall 6.3% before its buffer engages and UOCT 6.0%, and UOCT resets 15 days sooner.
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Net assets: $421m on Oct 27, 2026 for FT Vest U.S. Equity Deep Buffer ETF - October, and $269m on Oct 28, 2026 for Innovator U.S. Equity Ultra Buffer ETF - Oct.
DOCT: reference +1.2% since period start, fund +0.5%; buffer −5 to −30; cap +14.2%; Between buffer and cap. Data to Oct 28, 2026.
DOCT: reference +1.2% since period start, fund +0.5%; buffer −5 to −30; cap +14.2%; Between buffer and cap. Data to Oct 28, 2026.UOCT: reference +1.2% since period start, fund +1.0%; buffer −5 to −35; cap +15.3%; Between buffer and cap. Data to Oct 28, 2026.
UOCT: reference +1.2% since period start, fund +1.0%; buffer −5 to −35; cap +15.3%; Between buffer and cap. Data to Oct 28, 2026.Pair scorecard
UOCT costs 0.06 points a year less; their one-year returns differ by 0.1 points; DOCT is 1.6 times larger.
Points (pts) are percentage points.
| Measure | DOCT | UOCT |
|---|---|---|
| Return | ||
| Total return, 1 year | +10.1% | +10.0% |
| Drawdown | ||
| Index fall to the buffer | 6.1% | |
| Benchmark | ||
| What it tracks | SPY | SPY |
| Cost and size | ||
| Expense ratio | 0.85% | 0.79% |
| Net assets, as of Oct 27, 2026 | $421m | $269m |
| Holdings | ||
| Holdings in common | not published | |
How much of a bear-market fall the buffer would absorb from today's level, ranked against 292 buffer ETFs on stocks with a live outcome period. 100 is best. How it is computed
A percentile among the 292 buffer ETFs on stocks with a live outcome period. Today's position against one 20% fall; it ignores smaller falls, and stock buffers are never ranked against bond or commodity ones. All buffer ETFs ranked by it →
Window by window
| Total return | Gap to the reference's price return | |||
|---|---|---|---|---|
| Window | DOCT | UOCT | DOCT | UOCT |
| 3 months | +4.3% | +4.3% | −1.5 pts | −1.6 pts |
| 6 months | +6.8% | +6.8% | −1.7 pts | −1.7 pts |
| 1 year | +10.1% | +10.0% | −2.3 pts | −2.4 pts |
| 3 years | +44.1% | +43.1% | −44.0 pts | −44.9 pts |
| Since launchNot the same days: DOCT Aug 2020 · UOCT Oct 2018 | +285.9% | +78.4% | +157.4 pts | −86.3 pts |
Each fund's gap is to its reference's price return, dividends left out: the basis the outcome period uses. Open this comparison in the app →
Side by side
As of Oct 28, 2026. Source: ETFIQ.
Where each one stands today
UOCT resets first, on Sep 30, 2027, 337 days from now; DOCT runs to Oct 15, 2027, 352 days. DOCT can still gain 12.7% before its cap, UOCT 14.1%. A fall from here reaches DOCT’s buffer after 6.3% and UOCT’s after 6.0%. Both track SPY, so what separates them is where each is in its own period.
DOCT and UOCT are built for the same job. How do they differ in cost, holdings and results?
- Protection and cap. DOCT: Absorbs losses from 5.0% to 30.0% on SPY and caps the gain at 14.2%, over a period ending Oct 15, 2027. UOCT: Absorbs losses from 5.0% to 35.0% on SPY and caps the gain at 15.3%, over a period ending Sep 30, 2027. The starting caps are 1.1 points apart.
- Outcome period (similar). DOCT runs Oct 19, 2026 to Oct 15, 2027 with 352 days left; UOCT runs Sep 30, 2026 to Sep 30, 2027 with 337 days left.
- What each follows (similar). Both follow SPY.
Data as of Oct 28, 2026.
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DOCT
From its price on Oct 28, 2026, the fund can gain about 12.7% more before it reaches its cap. The fund's price can fall 6.3% from here before the buffer starts absorbing losses, by the issuer's number. In index terms, SPY can fall 6.1% from today's level to the point where the buffer begins. Protection left, in index points: 25.0% of the 25.0% buffer still sits below today's SPY level. 352 days remained on Oct 28, 2026. On Oct 15, 2027 the period ends and a new cap is set.
UOCT
From its price on Oct 28, 2026, the fund can gain about 14.1% more before it reaches its cap. The fund's price can fall 6.0% from here before the buffer starts absorbing losses, by the issuer's number. Protection left, in index points: 30.0% of the 30.0% buffer still sits below today's SPY level. 337 days remained on Oct 28, 2026. On Sep 30, 2027 the period ends and a new cap is set.
Questions people ask
Links are sources, not endorsements. A comparison is not a recommendation.
How this is computed
It is a place in a set, not a rating or a recommendation.
ETFIQ calculates every number from each issuer’s published outcome-period terms. Buffer ETFs hold options on an index, not shares, so there is no holdings overlap to report.
Every number is an ETFIQ calculation with distributions reinvested.
Cite this pageCitation, APA and Markdown
ETFIQ, DOCT against UOCT, data as of Oct 28, 2026. https://etfiq.com/compare/buffer/doct-vs-uoct
ETFIQ. (Oct 28, 2026). DOCT against UOCT. Retrieved from https://etfiq.com/compare/buffer/doct-vs-uoct
[DOCT against UOCT (ETFIQ, Oct 28, 2026)](https://etfiq.com/compare/buffer/doct-vs-uoct)
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