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Data as of .

UOCT vs ZALT: which one stands where?

As of Sep 21, 2026 UOCT can fall 14.6% before its buffer engages and ZALT 2.9%.

Innovator U.S. Equity Ultra Buffer ETF - Oct and Innovator U.S. Equity 10 Buffer ETF - Quarterly.

14.6%UOCT can fall this far before its buffer
2.9%ZALT can fall this far before its buffer
0.0%UOCT can still gain
0.6%ZALT can still gain

ETFIQ Downside Cover Score: ZALT scores higher

If the market falls into a bear market from here, how much does the buffer absorb?

UOCT 3.6ZALT 38.10.2, the lowest in this set99.8, the highest

A percentile among the 293 buffer ETFs with a live outcome period. It is a position in a set, not a rating, and neither end of it is a recommendation. All buffer ETFs ranked by it · How it is computed

UOCTAt its cap
30 pts of buffer+11% gain captured−35.0% floor−5.0% buffer start0% period start+11.0% capTODAY · SPY +16.2%30 pts of buffer+11%−35.0% floor−5.0% buffer start0% start+11.0% capTODAY · SPY +16.2%
ZALTAt its cap
10 pts of buffer+3.6%−10.0% floor0% period start+3.6% capTODAY · SPY +3.6%−10.0% floor0% start+3.6% capTODAY · SPY +3.6%

Both are Innovator funds, so the difference between them is the terms rather than the house.

Where each one stands today

UOCT resets first, on Sep 30, 2026, 9 days from now; ZALT runs to Sep 30, 2026, 9 days. UOCT can still gain 0.0% before its cap, ZALT 0.6%. A fall from here reaches UOCT’s buffer after 14.6% and ZALT’s after 2.9%. Both track SPY, so what separates them is where each is in its own period.

Every figure is ETFIQ’s own, from the issuer’s published outcome-period terms. A buffer ETF holds FLEX options on its reference index rather than shares, so there is no holdings overlap between two of them to report.

Performance, window by window

UOCT and ZALT over each window. Every figure is an ETFIQ calculation with distributions reinvested. Source: ETFIQ.
WindowTotal returnGap to the reference
UOCTZALTUOCTZALT
3 months+2.9%+2.0%+0.6 pts−0.3 pts
6 months+10.6%+6.5%−7.5 pts−11.5 pts
1 year+10.3%+8.5%−6.3 pts−8.1 pts
3 years+38.8%not published−39.6 ptsnot published
Open the live comparison on ETFIQ
UOCT and ZALT on the same fields, as of Sep 21, 2026. Source: ETFIQ.
UOCT
Innovator U.S. Equity Ultra Buffer ETF - Oct
Absorbs losses from 5.0% to 35.0% on SPY and caps the gain at 11.0%, over a period ending Sep 30, 2026
ZALT
Innovator U.S. Equity 10 Buffer ETF - Quarterly
Absorbs the first 10% of loss on SPY and caps the gain at 3.6%, over a period ending Sep 30, 2026
IssuerInnovatorInnovator
Reference indexSPYSPY
Buffer5% to 35%10%
Outcome periodSep 30, 2025 to Sep 30, 2026Jun 30, 2026 to Sep 30, 2026
Days left99
Starting cap+11.0%+3.6%
Can still gain0.0%0.6%
Fall before buffer14.6%2.9%
Protection left, index points30.0% of 30.0%10.0% of 10.0%
Index return this period+16.2%+3.6%
Fund return this period+10.2%+2.8%
State todayAt capAt cap
Expense ratio0.79%0.69%
Net assets$178m$789m

UOCT in plain words

SPY had already risen past this fund's cap of +11.0% for the period on Sep 21, 2026, so in index terms there is no more upside to collect. The fund's own price can still drift up to about 0.0% as the period runs out. The fund's price can fall 14.6% from here before the buffer starts absorbing losses, by the issuer's figure. In index terms, SPY can fall 18.2% from today's level to the point where the buffer begins. Protection left, in index points: 30.0% of the 30.0% buffer still sits below today's SPY level. 9 days remained on Sep 21, 2026. On Sep 30, 2026 the period ends and a new cap is set.

ZALT in plain words

SPY had already risen past this fund's cap of +3.6% for the period on Sep 21, 2026, so in index terms there is no more upside to collect. The fund's own price can still drift up to about 0.6% as the period runs out. The fund's price can fall 2.9% from here before the buffer starts absorbing losses, by the issuer's figure. In index terms, SPY can fall 3.5% from today's level to the point where the buffer begins. Protection left, in index points: 10.0% of the 10.0% buffer still sits below today's SPY level.

Questions people ask

Which has more room to gain, UOCT or ZALT?
From their prices on Sep 21, 2026, UOCT can gain about 0.0% before its cap and ZALT about 0.6%, so ZALT has more room left this period.
Which resets first, UOCT or ZALT?
UOCT ends its outcome period on Sep 30, 2026 and ZALT on Sep 30, 2026. A new cap is set the day after each.
Which is cheaper, UOCT or ZALT?
UOCT charges 0.79% a year and ZALT charges 0.69%, so ZALT is cheaper. Fees come from each fund's prospectus.

Other comparisons

Where these figures came from

ETFIQ links to the documents behind every figure. It is not affiliated with any issuer, and a link is not an endorsement.

UOCT against ZALT, ETFIQ, data as of Sep 21, 2026. Every figure is calculated from a named public source; the method is at etfiq.com/methodology. A comparison is not a recommendation.

Cite this page. ETFIQ, UOCT against ZALT, data as of Sep 21, 2026. https://etfiq.com/compare/buffer/uoct-vs-zalt Free to use with attribution; the underlying files are at Open data.

How every figure is computed · Standards and sources