Data as of Oct 28, 2026.

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FYC vs PSC: Differences, Returns & Fees

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Over the year to Oct 28, 2026, FYC returned +21.7% to PSC's +21.0%; 12% of their weight is in the same names.

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Net assets: $1.3bn on Oct 27, 2026 for First Trust Small Cap Growth AlphaDEX Fund, and $2.7bn on Oct 26, 2026 for Principal U.S. Small-Cap ETF.

At a glance
+21.7%
FYC total return, 1 year
+21.0%
PSC total return, 1 year
0.70%
FYC expense ratio
0.38%
PSC expense ratio

Pair scorecard

PSC costs 0.32 points a year less; their one-year returns differ by 0.7 points; PSC is 2.1 times larger.

FYC vs PSC: Differences, Returns & Fees
MeasureFYCPSC
Return
Total return, 1 year+21.7%+21.0%
Drawdown
Below its high8.6%, high on Jun 30, 2026
Benchmark
What it tracksNasdaq AlphaDEX Small Cap Growth IndexNo index, actively managed
Cost and size
Expense ratio0.70%0.38%
Net assets, as of Oct 27, 2026$1.3bn$2.7bn
Holdings
Holdings in common12%
Top ten holdings, share of the fund7.7%11.2%

Holdings in common uses holdings dated Jun 30, 2026 and Oct 27, 2026. Method

What they share

12%

By the books each fund has filed, FYC and PSC hold 12% of their money in the same securities at the same weight. Holdings dated Jun 30, 2026 and Oct 27, 2026.

0 half 100%

half

12% in common

Positions both hold · largest shared weight first FYC PSC
WisdomTree, Inc. 0.55% 0.53%
Sezzle Inc. 0.44% 1.30%
Indivior Pharmaceuticals, Inc. 0.49% 0.31%
Astronics Corporation 0.34% 0.29%
iRhythm Holdings, Inc. 0.28% 0.29%
Veracyte, Inc. 0.41% 0.26%
Innodata, Inc. 0.25% 0.33%
Bel Fuse Inc. (Class B) 0.23% 0.23%
Preformed Line Products Company 0.54% 0.23%
Progyny, Inc. 0.56% 0.23%
Axcelis Technologies, Inc. 0.22% 0.55%
Goosehead Insurance, Inc. (Class A) 0.26% 0.22%
Only in one fund ↓
Only in FYC
Appian Corporation 0.90%
Slide Insurance Holdings, Inc. 0.81%
Amplitude, Inc. (Class A) 0.79%
Fortrea Holdings Inc. 0.78%
Netskope, Inc. (Class A) 0.76%
First Advantage Corporation 0.75%
Heartflow, Inc. 0.74%
Pebblebrook Hotel Trust 0.72%
Only in PSC
Credo Technology Group Holding Ltd 1.38%
Hims & Hers Health Inc 1.31%
DigitalOcean Holdings Inc 1.19%
Sterling Infrastructure Inc 1.17%
Vicor Corp 1.05%
Argan Inc 1.03%
TTM Technologies Inc 1.03%
Bread Financial Holdings Inc 0.92%
Check overlap with more funds →

Side by side

FYC First Trust Small Cap Growth AlphaDEX Fund PSC Principal U.S. Small-Cap ETF
Where it sits Stock ETF Stock ETF
What it is Tracks an index Actively managed
Total return, 1 year +21.7% +21.0%
Its benchmark over the same days +13.3% (IWV) +14.1% (IWM)
Gap to its benchmark +8.4 pts vs IWV +6.9 pts vs IWM
Expense ratio 0.70% 0.38%
Already in the S&P 500 0.0% 0.0%
Holdings 264 506
Net assets, FYC as of Oct 27, 2026 and PSC as of Oct 26, 2026 $1.3bn $2.7bn

FYC and PSC on the fields both publish, as of Oct 28, 2026. Source: ETFIQ.

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About each fund
FYC

Over the year to Oct 28, 2026 it returned +21.7% with distributions reinvested, against +13.3% for its benchmark, the Russell 3000 Index.

FYC tracks an index. The prospectus expense ratio is 0.70% a year. By its holdings published by its issuer for Oct 27, 2026, 0% of the fund by weight is stocks the S&P 500 also holds, across 264 positions, with the top ten at 7.7%. It sat 8.6% below its high of Jun 30, 2026 on Oct 28, 2026.

PSC

Over the year to Oct 28, 2026 it returned +21.0% with distributions reinvested, against +14.1% for its benchmark, the Russell 2000 Index.

PSC is actively managed and tracks no index. The prospectus expense ratio is 0.38% a year. By its holdings filed for Jun 30, 2026, 0% of the fund by weight is stocks the S&P 500 also holds, across 506 positions, with the top ten at 11.2%.

Questions people ask

Which returned more over the last year, FYC or PSC?
In the year to Oct 28, 2026, with distributions reinvested, FYC returned +21.7% and PSC +21.0%.
Which is cheaper, FYC or PSC?
PSC is cheaper, by 0.32 percentage points a year. That is about $32 on $10,000 held for a year. Fees come from each fund's prospectus.
How much do FYC and PSC overlap with the S&P 500?
By their latest filed holdings, 0% of FYC and 0% of PSC by weight is stocks the S&P 500 already holds.
Other comparisons
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ETFIQ, FYC against PSC, data as of Oct 28, 2026. https://etfiq.com/compare/any/fyc-vs-psc

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