Data as of Oct 28, 2026.
FYX vs SDVY: Differences, Returns & Fees
Over the year to Oct 28, 2026, FYX returned +26.2% to SDVY's +12.2%; 5% of their weight is in the same names.
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Net assets on Oct 27, 2026: $1.4bn for First Trust Small Cap Core AlphaDEX Fund and $11.1bn for First Trust SMID Cap Rising Dividend Achievers ETF.
Pair scorecard
Both cost 0.58% a year; their one-year returns differ by 14.0 points; SDVY is 7.9 times larger.
Points (pts) are percentage points.
| Measure | FYX | SDVY |
|---|---|---|
| Return | ||
| Total return, 1 year | +26.2% | +12.2% |
| Drawdown | ||
| Below its high | 5.0%, high on Aug 4, 2026 | 6.6%, high on Aug 4, 2026 |
| Benchmark | ||
| What it tracks | Nasdaq AlphaDEX Small Cap Core Index | Nasdaq US Small Mid Cap Rising Dividend Achievers Index |
| Cost and size | ||
| Expense ratio | 0.58% | 0.58% |
| Net assets, as of Oct 27, 2026 | $1.4bn | $11.1bn |
| Holdings | ||
| Holdings in common | 5% | |
| Top ten holdings, share of the fund | 3.9% | 10.2% |
Holdings in common uses holdings dated Oct 27, 2026. Method
Risk and return
Nov 10, 2017 to Oct 23, 2026 · 467 weekly returns · each against IWVFYX returned slightly more: +161.4% to +147.8%. SDVY swung slightly less: 22.8% to 25.0%. SDVY fell less at its worst: −40.5% to −47.6%.
Full scorecard
19 measures, with how each is measured Open ↓
| Measure | FYX | SDVY | IWV | Edge | How it is measured |
|---|---|---|---|---|---|
| Return | |||||
| Total return | +161.4% | +147.8% | FYX (slight) | Price change plus distributions, reinvested. | |
| Annualized | +11.3% | +10.6% | FYX (slight) | Total return as a yearly rate. | |
| Price return | +137.3% | +113.0% | FYX | Price change alone, distributions left out. | |
| Risk | |||||
| Volatility | 25.0% | 22.8% | SDVY (slight) | Spread of weekly returns, annualized. Lower is steadier. | |
| Downside deviation | 17.1% | 16.0% | SDVY (slight) | Like volatility, counting only weeks below the Treasury bill rate. | |
| Max drawdown | −47.6% | −40.5% | SDVY | Deepest fall from a high to the low after it. | |
| Upside capture | 109.6% | 95.2% | 100.0% | FYX | Share of its benchmark's rise caught in the weeks it rose. |
| Downside capture | 107.5% | 101.6% | 100.0% | SDVY (slight) | Share of its benchmark's fall taken in the weeks it fell. Lower is better. |
| Beta | 1.17 | 1.05 | 1.00 | SDVY lower | How far it moves for each 1% its benchmark moves. |
| R squared | 0.74 | 0.70 | 1.00 | Not an edge | Share of its weekly moves its benchmark explains. |
| Risk-adjusted | |||||
| Sharpe | 0.45 | 0.44 | Tie | Return above Treasury bills per unit of volatility. | |
| Sortino | 0.65 | 0.63 | FYX (slight) | Return above Treasury bills per unit of downside deviation. | |
| Treynor | 0.095 | 0.095 | 0.119 | Tie | Return above Treasury bills per unit of beta. |
| Calmar | 0.24 | 0.26 | SDVY (slight) | Annualized return divided by the max drawdown. | |
| Against the benchmark | |||||
| Benchmark | IWV | IWV | IWV | The ETF each fund is measured against. | |
| Alpha | −2.9% a year | −2.5% a year | 0.0% | Not significant | Yearly return beyond what its beta to the benchmark predicts. |
| Alpha t-stat | −0.67 | −0.60 | Not an edge | How sure the alpha is. Below 2, it could be chance. | |
| Alpha range | −11.3% to +5.6% | −10.7% to +5.7% | Both include zero | The 95% range for the yearly alpha. | |
| Information ratio | −0.06 | −0.15 | FYX | Return against its benchmark per unit of tracking error. | |
| Tracking error | 13.2% | 12.4% | 0.0% | Not an edge | How far weekly returns stray from the benchmark, annualized. |
Computed by ETFIQ from Tiingo daily prices and ETFIQ's distribution records, 467 weekly returns. Cash rate: the 13-week Treasury bill.
What they share
By the books each fund has filed, FYX and SDVY hold 5% of their money in the same securities at the same weight. Holdings dated Oct 27, 2026.
half
5% in common
Only in one fund ↓
Side by side
FYX and SDVY on the fields both publish, as of Oct 28, 2026. Source: ETFIQ.
FYX and SDVY are built for the same job. How do they differ in cost, holdings and results?
- What each follows. FYX follows Nasdaq AlphaDEX Small Cap Core Index and SDVY follows Nasdaq US Small Mid Cap Rising Dividend Achievers Index.
- Holdings in common. 5% of the weight is in the same securities (holdings dated Oct 27, 2026).
- One-year total return. Over 1 year to Oct 28, 2026 FYX returned +26.2% and SDVY +12.2% with distributions reinvested, a gap of 14.0 points.
Data as of Oct 28, 2026.
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Over the year to Oct 28, 2026 it returned +26.2% with distributions reinvested, against +13.3% for its benchmark, the Russell 3000 Index.
FYX tracks an index. The prospectus expense ratio is 0.58% a year. By its holdings published by its issuer for Oct 27, 2026, 0% of the fund by weight is stocks the S&P 500 also holds, across 525 positions, with the top ten at 3.9%. It sat 5.0% below its high of Aug 4, 2026 on Oct 28, 2026.
Over the year to Oct 28, 2026 it returned +12.2% with distributions reinvested, against +13.3% for its benchmark, the Russell 3000 Index.
SDVY tracks an index. By its holdings published by its issuer for Oct 27, 2026, 24% of the fund by weight is stocks the S&P 500 also holds, across 172 positions, with the top ten at 10.2%. It sat 6.6% below its high of Aug 4, 2026 on Oct 28, 2026.
Questions people ask
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How this is computed
Overlap adds up the smaller of the two weights for each security both funds hold.
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ETFIQ, FYX against SDVY, data as of Oct 28, 2026. https://etfiq.com/compare/any/fyx-vs-sdvy
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