{"url":"https://etfiq.com/trading/authorized-participants/wells-fargo-securities/","section":"trading","title":"Wells Fargo Securities: ETF AP | ETFIQ","description":"Wells Fargo Securities, LLC was an authorized participant (AP) for 2,120 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026. 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participant","alternateName":["AP","authorised participant"],"description":"A broker-dealer that has an agreement with an ETF to create new shares by delivering a basket of securities or cash to the fund, and to redeem shares by handing them back.","inDefinedTermSet":"https://etfiq.com/methodology/authorized-participants#glossary"},{"@type":"FAQPage","mainEntity":[{"@type":"Question","name":"Is Wells Fargo Securities an ETF authorized participant (AP)?","acceptedAnswer":{"@type":"Answer","text":"Yes. Wells Fargo Securities, LLC is listed as an AP for 2,120 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026, and created or redeemed shares in 94 of them."}},{"@type":"Question","name":"Which ETFs does Wells Fargo Securities create and redeem the most?","acceptedAnswer":{"@type":"Answer","text":"By dollars created and redeemed: IVV, $12.1bn; IWB, $4.7bn; VXF, $3.1bn; FDN, $2.8bn; SPY, $2.6bn."}},{"@type":"Question","name":"How much of an ETF\u2019s AP activity does Wells Fargo Securities handle?","acceptedAnswer":{"@type":"Answer","text":"Across the 94 funds it was active in, its share of each fund\u2019s AP dollars ran from 0.0% to 100.0%. It was the only active AP in 2 ETFs."}},{"@type":"Question","name":"Where do these figures come from?","acceptedAnswer":{"@type":"Answer","text":"From item E.2 of each ETF\u2019s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Wells Fargo Securities\u2019s CRD, SEC file number and LEI, never by the name as typed."}}]},{"@type":"BreadcrumbList","itemListElement":[{"@type":"ListItem","position":1,"name":"ETFIQ","item":"https://etfiq.com/"},{"@type":"ListItem","position":2,"name":"Authorized participants","item":"https://etfiq.com/trading/authorized-participants/"},{"@type":"ListItem","position":3,"name":"Wells Fargo Securities","item":"https://etfiq.com/trading/authorized-participants/wells-fargo-securities/"}]},{"@type":"WebPage","name":"Wells Fargo Securities: ETF AP","description":"Wells Fargo Securities, LLC was an authorized participant (AP) for 2,120 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026. Facts only.","url":"https://etfiq.com/trading/authorized-participants/wells-fargo-securities/","dateModified":"2026-09-23","isPartOf":{"@type":"WebSite","name":"ETFIQ","url":"https://etfiq.com"},"speakable":{"@type":"SpeakableSpecification","cssSelector":[".lede",".faq"]},"publisher":{"@id":"https://etfiq.com/#org"}}],"characters":14728,"truncated":false,"content":"ETFIQ / Authorized participants / Wells Fargo Securities \n \n As of Sep 23, 2026 . From each ETF\u2019s latest Form N-CEN.\n Wells Fargo Securities, LLC\n Wells Fargo Securities, LLC was an authorized participant (AP) for 2,120 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026. It created $19.6bn and redeemed $28.7bn of their shares. It was active in 94 of them.\n wellsfargo.com \n Wells Fargo Securities, LLC as an ETF authorized participant: all 94 funds it created or redeemed in, ranked by what it created and redeemed, in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026. Source: ETFIQ from Form N-CEN. # Ticker Fund Category Created Redeemed Created and redeemed Share of the fund\u2019s AP dollars Active APs in the fund Period ending \n 1 IVV iShares Core S&P 500 ETF U.S. stocks $4.4bn $7.7bn $12.1bn 1.5% 25 Mar 31, 2026 \n 2 IWB iShares Russell 1000 ETF U.S. stocks $2.3bn $2.3bn $4.7bn 12.7% 15 Mar 31, 2026 \n 3 VXF Vanguard Extended Market ETF U.S. stocks $1.7bn $1.4bn $3.1bn 10.8% 16 Dec 31, 2025 \n 4 FDN First Trust Dow Jones Internet Index Fund Themes $1.6bn $1.2bn $2.8bn 15.7% 12 Dec 31, 2025 \n 5 SPY SPDR S&P 500 ETF Trust U.S. stocks $563m $2.0bn $2.6bn 0.1% 26 Dec 31, 2025 \n 6 SPYM State Street SPDR Portfolio S&P 500 ETF U.S. stocks $0 $1.9bn $1.9bn 1.5% 18 Jun 30, 2026 \n 7 XLF State Street Financial Select Sector SPDR ETF Sector stocks $1.2bn $443m $1.6bn 1.2% 21 Sep 30, 2025 \n 8 SMH VanEck Semiconductor ETF Themes $29.3m $1.4bn $1.4bn 2.0% 17 Sep 30, 2025 \n 9 IGV iShares Expanded Tech-Software Sector ETF Themes $449m $937m $1.4bn 2.9% 15 Mar 31, 2026 \n 10 VOO Vanguard S&P 500 ETF U.S. stocks $0 $1.3bn $1.3bn 0.2% 21 Dec 31, 2025 \n 11 KRE State Street SPDR S&P Regional Banking ETF Sector stocks $672m $608m $1.3bn 2.4% 17 Jun 30, 2026 \n 12 VO Vanguard Morningstar Mid-Cap ETF U.S. stocks $543m $536m $1.1bn 2.2% 14 Dec 31, 2025 \n 13 XLV State Street Health Care Select Sector SPDR ETF Sector stocks $171m $905m $1.1bn 1.8% 23 Sep 30, 2025 \n 14 XLP State Street Consumer Staples Select Sector SPDR ETF Sector stocks $600m $427m $1.0bn 2.3% 23 Sep 30, 2025 \n 15 SOXX iShares Semiconductor ETF Themes $516m $465m $981m 1.1% 18 Mar 31, 2026 \n 16 VB Vanguard Morningstar Small-Cap ETF U.S. stocks $479m $461m $940m 3.8% 14 Dec 31, 2025 \n 17 XLE State Street Energy Select Sector SPDR ETF Sector stocks $265m $545m $810m 1.8% 21 Sep 30, 2025 \n 18 XLI State Street Industrial Select Sector SPDR ETF Sector stocks $502m $304m $806m 1.5% 23 Sep 30, 2025 \n 19 XLY State Street Consumer Discretionary Select Sector SPDR ETF Sector stocks $10.9m $780m $791m 2.1% 16 Sep 30, 2025 \n 20 IBB iShares Biotechnology ETF Themes $401m $384m $785m 3.8% 15 Mar 31, 2026 \n 21 ARKK ARK Innovation ETF Themes $297m $225m $522m 2.4% 15 Jul 31, 2025 \n 22 XBI State Street SPDR S&P Biotech ETF Themes $254m $180m $435m 0.7% 19 Jun 30, 2026 \n 23 VTI Vanguard Morningstar Total Stock Market ETF U.S. stocks $201m $201m $402m 0.5% 15 Dec 31, 2025 \n 24 XLB State Street Materials Select Sector SPDR ETF Sector stocks $260m $91.8m $352m 1.8% 20 Sep 30, 2025 \n 25 VGT Vanguard Information Tech ETF Sector stocks $164m $166m $330m 1.2% 15 Aug 31, 2025 \n 26 RWR State Street SPDR Dow Jones REIT ETF Sector stocks $122m $172m $293m 11.0% 14 Jun 30, 2026 \n 27 XLU State Street Utilities Select Sector SPDR ETF Sector stocks $120m $148m $268m 0.9% 22 Sep 30, 2025 \n 28 OIH VanEck Oil Services ETF Sector stocks $49.5m $209m $258m 4.2% 13 Dec 31, 2025 \n 29 IYZ iShares U.S. Telecommunications ETF U.S. stocks $116m $116m $233m 4.8% 14 Mar 31, 2026 \n 30 XLRE State Street Real Estate Select Sector SPDR ETF Sector stocks $135m $67.2m $203m 2.4% 18 Sep 30, 2025 \n 31 KIE State Street SPDR S&P Insurance ETF Sector stocks $82.1m $117m $199m 3.9% 15 Jun 30, 2026 \n 32 XOP State Street SPDR S&P Oil & Gas Exploration & Production ETF Sector stocks $90.2m $89.3m $180m 0.8% 16 Jun 30, 2026 \n 33 VFMO Vanguard U.S. Momentum Factor ETF U.S. stocks $87.2m $87.5m $175m 18.2% 7 Nov 30, 2025 \n 34 CGBL Capital Group Core Balanced ETF Allocation $78.8m $79.2m $158m 4.7% 12 Dec 31, 2025 \n 35 XLK State Street Technology Select Sector SPDR ETF Sector stocks $83.3m $51.1m $134m 0.3% 18 Sep 30, 2025 \n 36 XME State Street SPDR S&P Metals & Mining ETF Themes $75.3m $47.3m $123m 1.1% 15 Jun 30, 2026 \n 37 PBW Invesco WilderHill Clean Energy ETF Themes $71.2m $47.3m $119m 6.2% 12 Apr 30, 2026 \n 38 MDY SPDR S&P MidCap 400 ETF Trust U.S. stocks $118m $0 $118m 0.4% 14 Dec 31, 2025 \n 39 XRT State Street SPDR S&P Retail ETF Sector stocks $69.7m $42.4m $112m 0.4% 19 Jun 30, 2026 \n 40 IYR iShares U.S. Real Estate ETF Sector stocks $82.2m $24.2m $106m 0.4% 18 Mar 31, 2026 \n 41 XLC State Street Communication Services Select Sector SPDR ETF Sector stocks $36.8m $65.6m $102m 0.3% 18 Sep 30, 2025 \n 42 VFQY Vanguard U.S. Quality Factor ETF U.S. stocks $47.5m $47.2m $94.7m 22.1% 6 Nov 30, 2025 \n 43 KBE State Street SPDR S&P Bank ETF Sector stocks $49.3m $44.6m $93.9m 1.5% 14 Jun 30, 2026 \n 44 IWF iShares Russell 1000 Growth ETF U.S. stocks $89.8m $0 $89.8m 0.2% 13 Mar 31, 2026 \n 45 VFMF Vanguard U.S. Multifactor ETF U.S. stocks $36.1m $36.2m $72.3m 25.6% 5 Nov 30, 2025 \n 46 VFVA Vanguard U.S. Value Factor ETF U.S. stocks $34.7m $34.6m $69.3m 12.4% 8 Nov 30, 2025 \n 47 IAI iShares U.S. Broker-Dealers & Securities Exchanges ETF Sector stocks $25.8m $25.6m $51.4m 2.7% 11 Mar 31, 2026 \n 48 PPH VanEck Pharmaceutical ETF Sector stocks $43.1m $0 $43.1m 1.2% 14 Sep 30, 2025 \n 49 SPIB State Street SPDR Portfolio Intermediate Term Corporate Bond ETF Bonds $40.4m $0 $40.4m 0.1% 12 Jun 30, 2026 \n 50 ARKG ARK Genomic Revolution ETF Themes $11.7m $23.2m $34.8m 0.9% 14 Jul 31, 2025 \n 51 XHB State Street SPDR S&P Homebuilders ETF Sector stocks $5.2m $22.6m $27.7m 0.3% 15 Jun 30, 2026 \n 52 ITB iShares U.S. Home Construction ETF Sector stocks $9.0m $17.7m $26.7m 0.2% 15 Mar 31, 2026 \n 53 CGMM Capital Group U.S. Small and Mid Cap ETF U.S. stocks $24.8m $0 $24.8m 0.7% 14 May 31, 2026 \n 54 IYT iShares U.S. Transportation ETF Sector stocks $17.4m $6.8m $24.2m 0.7% 13 Apr 30, 2026 \n 55 BKLN Invesco Senior Loan ETF Bonds $23.1m $0 $23.1m 0.2% 16 Aug 31, 2025 \n 56 QQXT First Trust Nasdaq-100 Ex-Technology Sector Index Fund U.S. stocks $18.6m $0 $18.6m 0.8% 11 Dec 31, 2025 \n 57 RSP Invesco S&P 500 Equal Weight ETF U.S. stocks $9.0m $8.9m $17.9m 0.0% 19 Apr 30, 2026 \n 58 QTEC First Trust NASDAQ-100-Technology Sector Index Fund Sector stocks $0 $17.7m $17.7m 0.6% 11 Dec 31, 2025 \n 59 IHI iShares U.S. Medical Devices ETF Themes $17.0m $0 $17.0m 0.5% 14 Mar 31, 2026 \n 60 VAW Vanguard Materials ETF Sector stocks $7.7m $7.6m $15.3m 1.8% 9 Aug 31, 2025 \n 61 XPH State Street SPDR S&P Pharmaceuticals ETF Sector stocks $14.0m $0 $14.0m 2.4% 11 Jun 30, 2026 \n 62 AFSC abrdn Focused U.S. Small Cap Active ETF U.S. stocks $10.3m $3.1m $13.4m 6.6% 6 Oct 31, 2025 \n 63 ASTX Tradr 2X Long ASTS Daily ETF Leverage $3.3m $7.5m $10.8m 0.9% 6 Mar 31, 2026 \n 64 RKLX Defiance Daily Target 2X Long RKLB ETF Leverage $0 $10.6m $10.6m 0.4% 7 Apr 30, 2026 \n 65 NEBX Tradr 2X Long NBIS Daily ETF Leverage $625k $8.4m $9.1m 1.4% 6 Mar 31, 2026 \n 66 CGCV Capital Group Conservative Equity ETF U.S. stocks $4.5m $4.5m $9.0m 0.5% 12 May 31, 2026 \n 67 CGVV Capital Group U.S. Large Value ETF U.S. stocks $4.4m $4.3m $8.7m 4.6% 13 May 31, 2026 \n 68 HIMZ Defiance Daily Target 2X Long HIMS ETF Leverage $0 $7.6m $7.6m 0.3% 9 Apr 30, 2026 \n 69 PCI PGIM Corporate Bond 5-10 Year ETF Bonds $7.6m $0 $7.6m 6.3% 6 Aug 31, 2025 \n 70 PCS PGIM Corporate Bond 0-5 Year ETF Bonds $7.5m $0 $7.5m 6.5% 6 Aug 31, 2025 \n 71 RESM Columbia Research Enhanced Small Cap ETF U.S. stocks $5.1m $2.1m $7.2m 100.0% 1 Mar 31, 2026 \n 72 REMC Columbia Research Enhanced Mid Cap ETF U.S. stocks $5.1m $2.0m $7.1m 100.0% 1 Mar 31, 2026 \n 73 EQIN Columbia U.S. Equity Income ETF U.S. stocks $0 $4.7m $4.7m 3.5% 4 Oct 31, 2025 \n 74 CGGG Capital Group U.S. Large Growth ETF U.S. stocks $2.3m $2.2m $4.5m 4.3% 10 May 31, 2026 \n 75 TAXI Northern Trust Intermediate Tax-Exempt Bond ETF Bonds $2.0m $2.0m $4.0m 6.5% 5 Dec 31, 2025 \n 76 TAXS Northern Trust Short-Term Tax-Exempt Bond ETF Bonds $2.0m $2.0m $4.0m 4.7% 5 Dec 31, 2025 \n 77 BNDS Infrastructure Capital Bond Income ETF Bonds $3.8m $0 $3.8m 12.0% 3 Nov 30, 2025 \n 78 TAXT Northern Trust Tax-Exempt Bond ETF Bonds $2.0m $1.0m $3.0m 8.1% 5 Dec 31, 2025 \n 79 MULT Franklin Multisector Income ETF Bonds $2.5m $0 $2.5m 16.7% 5 Mar 31, 2026 \n 80 MUNC Northern Trust 2045 Tax-Exempt Distributing Ladder ETF Bonds $2.0m $0 $2.0m 20.0% 5 Dec 31, 2025 \n 81 MUND Northern Trust 2055 Tax-Exempt Distributing Ladder ETF Bonds $2.0m $0 $2.0m 16.6% 4 Dec 31, 2025 \n 82 MUNA Northern Trust 2030 Tax-Exempt Distributing Ladder ETF Bonds $1.0m $0 $1.0m 8.3% 5 Dec 31, 2025 \n 83 MUNB Northern Trust 2035 Tax-Exempt Distributing Ladder ETF Bonds $1.0m $0 $1.0m 20.0% 5 Dec 31, 2025 \n 84 CEGX Tradr 2X Long CEG Daily ETF Leverage $750k $0 $750k 3.1% 6 Mar 31, 2026 \n 85 GEVX Tradr 2X Long GEV Daily ETF Leverage $750k $0 $750k 1.3% 7 Mar 31, 2026 \n 86 SMU Tradr 2X Long SMR Daily ETF Leverage $750k $0 $750k 0.1% 6 Mar 31, 2026 \n 87 MSTX Defiance Daily Target 2X Long MSTR ETF Leverage $0 $643k $643k 0.0% 8 Apr 30, 2026 \n 88 APLX Tradr 2X Long APLD Daily ETF Leverage $625k $0 $625k 0.2% 6 Mar 31, 2026 \n 89 CLSX Tradr 2X Long CLSK Daily ETF Leverage $625k $0 $625k 0.3% 6 Mar 31, 2026 \n 90 CRDU Tradr 2X Long CRDO Daily ETF Leverage $625k $0 $625k 0.5% 6 Mar 31, 2026 \n 91 JOBX Tradr 2X Long JOBY Daily ETF Leverage $625k $0 $625k 0.5% 6 Mar 31, 2026 \n 92 NVTX Tradr 2X Long NVTS Daily ETF Leverage $625k $0 $625k 0.5% 6 Mar 31, 2026 \n 93 PONX Tradr 2X Long PONY Daily ETF Leverage $625k $0 $625k 3.8% 5 Mar 31, 2026 \n 94 UNX Tradr 2X Long U Daily ETF Leverage $625k $0 $625k 3.0% 6 Mar 31, 2026 \n \n ETFs where Wells Fargo Securities was the only active AP\n In 2 ETFs, Wells Fargo Securities, LLC was the one AP that created or redeemed shares in the period.\n ETFs where Wells Fargo Securities was the only active AP, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN. # Ticker Fund Created Redeemed APs listed Period ending \n 1 RESM Columbia Research Enhanced Small Cap ETF $5.1m $2.1m 15 Mar 31, 2026 \n 2 REMC Columbia Research Enhanced Mid Cap ETF $5.1m $2.0m 15 Mar 31, 2026 \n \n Wells Fargo Securities by category\n The ETFs Wells Fargo Securities, LLC serves, by the category each is placed in, with what it created and redeemed in each.\n Wells Fargo Securities by category, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN. # Category Share of its dollars ETFs served Active in Created Redeemed Only active AP in \n 1 U.S. stocks 60.1% 489 26 $10.8bn $18.2bn 2 \n 2 International stocks 0.0% 370 0 $0 $0 0 \n 3 Sector stocks 21.3% 163 28 $4.9bn $5.4bn 0 \n 4 Bonds 0.2% 573 13 $96.8m $5.1m 0 \n 5 Commodities 0.0% 12 0 $0 $0 0 \n 6 Allocation 0.3% 18 1 $78.8m $79.2m 0 \n 7 Buffer 0.0% 67 0 $0 $0 0 \n 8 Income 0.0% 66 0 $0 $0 0 \n 9 Themes 18.0% 192 11 $3.7bn $4.9bn 0 \n 10 Leverage 0.1% 138 15 $10.6m $34.8m 0 \n 11 Crypto 0.0% 3 0 $0 $0 0 \n 12 Alternatives 0.0% 29 0 $0 $0 0 \n \n Questions people ask\n Is Wells Fargo Securities an ETF authorized participant (AP)? Yes. Wells Fargo Securities, LLC is listed as an AP for 2,120 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026, and created or redeemed shares in 94 of them. Which ETFs does Wells Fargo Securities create and redeem the most? By dollars created and redeemed: IVV, $12.1bn; IWB, $4.7bn; VXF, $3.1bn; FDN, $2.8bn; SPY, $2.6bn. How much of an ETF\u2019s AP activity does Wells Fargo Securities handle? Across the 94 funds it was active in, its share of each fund\u2019s AP dollars ran from 0.0% to 100.0%. It was the only active AP in 2 ETFs. Where do these figures come from? From item E.2 of each ETF\u2019s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Wells Fargo Securities\u2019s CRD, SEC file number and LEI, never by the name as typed. Method\n Wells Fargo Securities, LLC is identified by CRD 126292, SEC file number 8-65876, LEI VYVVCKR63DVZZN70PB21. It is on the SEC\u2019s list of active broker-dealers dated Oct 1, 2026 as WELLS FARGO SECURITIES, LLC. Funds filed its name 10 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF\u2019s latest Form N-CEN, with the dollars of the fund\u2019s shares it purchased from the fund (created) and redeemed in the fund\u2019s reporting period, as filed. A fund\u2019s period is its own fiscal year, or less where the filing says so, so a firm\u2019s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there. A firm\u2019s name is its registration on the SEC\u2019s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.\n Where to next\n Most active APs for U.S. stock ETFs Most active APs for international stock ETFs Most active APs for sector stock ETFs Every ETF authorized participant (AP) The most active APs Most active APs for U.S. stock ETFs Most active APs for international stock ETFs Most active APs for sector stock ETFs Most active APs for bond ETFs ETF lead market makers (LMMs) How the AP list is built The open data file Fund flows Where these figures came from\n SEC Form N-CEN data sets, the source of every AP row Form N-CEN, item E.2: each authorized participant and its dollars SEC list of active broker-dealers, the source of each firm\u2019s registered name ETFIQ links to the documents behind every figure; a link is not an endorsement.\n A list of firms is not a rating or a recommendation. ETFIQ is an independent publisher, not an adviser. Standards and sources \n Cite this page. ETFIQ, Wells Fargo Securities, LLC as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/wells-fargo-securities/ Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data .\n Other forms Plain ETFIQ, Wells Fargo Securities, LLC as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/wells-fargo-securities/ APA ETFIQ. (Sep 23, 2026). Wells Fargo Securities, LLC as an ETF authorized participant. Retrieved from https://etfiq.com/trading/authorized-participants/wells-fargo-securities/ Markdown [Wells Fargo Securities, LLC as an ETF authorized participant (ETFIQ, Sep 23, 2026)](https://etfiq.com/trading/authorized-participants/wells-fargo-securities/)","source":"ETFIQ, independent ETF data. Recomputed nightly from public filings and prices.","publisher":{"@id":"https://etfiq.com/#org","name":"ETFIQ","url":"https://etfiq.com"},"license":"https://etfiq.com/license/","license_text":"Figures ETFIQ computes are free to use with attribution: ETFIQ (etfiq.com). Issuer data stays under its owner's terms.","citation":"ETFIQ, Wells Fargo Securities, LLC as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/wells-fargo-securities/"}