# Nomura Securities International: ETF AP

> Nomura Securities International, Inc. was an authorized participant (AP) for 1,321 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026.

Data as of Sep 23, 2026. Rebuilt every trading night.

As of Sep 23, 2026 . From each ETF’s latest Form N-CEN.

## Nomura Securities International, Inc.

Nomura Securities International, Inc. was an authorized participant (AP) for 1,321 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026. It created $4.1bn and redeemed $4.7bn of their shares. It was active in 32 of them.

nomuraholdings.com

| # | Ticker | Fund | Category | Created | Redeemed | Created and redeemed | Share of the fund’s AP dollars | Active APs in the fund | Period ending |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1 | SPY | SPDR S&P 500 ETF Trust | U.S. stocks | $912m | $1.5bn | $2.4bn | 0.1% | 26 | Dec 31, 2025 |
| 2 | IVV | iShares Core S&P 500 ETF | U.S. stocks | $659m | $674m | $1.3bn | 0.2% | 25 | Mar 31, 2026 |
| 3 | DFUV | Dimensional US Marketwide Value ETF | U.S. stocks | $565m | $566m | $1.1bn | 24.9% | 9 | Oct 31, 2025 |
| 4 | XRT | State Street SPDR S&P Retail ETF | Sector stocks | $382m | $392m | $774m | 3.1% | 19 | Jun 30, 2026 |
| 5 | XLP | State Street Consumer Staples Select Sector SPDR ETF | Sector stocks | $456m | $279m | $734m | 1.7% | 23 | Sep 30, 2025 |
| 6 | RSP | Invesco S&P 500 Equal Weight ETF | U.S. stocks | $337m | $346m | $684m | 0.9% | 19 | Apr 30, 2026 |
| 7 | DFUS | Dimensional U.S. Equity Market ETF | U.S. stocks | $178m | $177m | $355m | 6.8% | 10 | Oct 31, 2025 |
| 8 | XBI | State Street SPDR S&P Biotech ETF | Themes | $117m | $128m | $244m | 0.4% | 19 | Jun 30, 2026 |
| 9 | IJH | iShares Core S&P Mid-Cap ETF | U.S. stocks | $0 | $225m | $225m | 0.8% | 17 | Mar 31, 2026 |
| 10 | XLC | State Street Communication Services Select Sector SPDR ETF | Sector stocks | $112m | $107m | $219m | 0.6% | 18 | Sep 30, 2025 |
| 11 | KRE | State Street SPDR S&P Regional Banking ETF | Sector stocks | $51.9m | $51.3m | $103m | 0.2% | 17 | Jun 30, 2026 |
| 12 | VFQY | Vanguard U.S. Quality Factor ETF | U.S. stocks | $43.4m | $43.0m | $86.5m | 20.2% | 6 | Nov 30, 2025 |
| 13 | XLV | State Street Health Care Select Sector SPDR ETF | Sector stocks | $79.9m | $0 | $79.9m | 0.1% | 23 | Sep 30, 2025 |
| 14 | DFSU | Dimensional US Sustainability Core 1 ETF | U.S. stocks | $38.8m | $38.6m | $77.4m | 11.9% | 8 | Oct 31, 2025 |
| 15 | QQQM | Invesco NASDAQ 100 ETF | U.S. stocks | $53.1m | $0 | $53.1m | 0.2% | 14 | Aug 31, 2025 |
| 16 | XLE | State Street Energy Select Sector SPDR ETF | Sector stocks | $0 | $48.6m | $48.6m | 0.1% | 21 | Sep 30, 2025 |
| 17 | VNQ | Vanguard Real Estate ETF | Sector stocks | $27.6m | $17.6m | $45.2m | 0.4% | 15 | Jan 31, 2026 |
| 18 | XLU | State Street Utilities Select Sector SPDR ETF | Sector stocks | $24.0m | $19.5m | $43.5m | 0.2% | 22 | Sep 30, 2025 |
| 19 | SPYM | State Street SPDR Portfolio S&P 500 ETF | U.S. stocks | $0 | $30.7m | $30.7m | 0.0% | 18 | Jun 30, 2026 |
| 20 | XLI | State Street Industrial Select Sector SPDR ETF | Sector stocks | $0 | $30.1m | $30.1m | 0.1% | 23 | Sep 30, 2025 |
| 21 | VGT | Vanguard Information Tech ETF | Sector stocks | $26.3m | $0 | $26.3m | 0.1% | 15 | Aug 31, 2025 |
| 22 | XLF | State Street Financial Select Sector SPDR ETF | Sector stocks | $10.3m | $0 | $10.3m | 0.0% | 21 | Sep 30, 2025 |
| 23 | XLRE | State Street Real Estate Select Sector SPDR ETF | Sector stocks | $6.2m | $0 | $6.2m | 0.1% | 18 | Sep 30, 2025 |
| 24 | HQGO | Hartford US Quality Growth ETF | U.S. stocks | $2.5m | $2.5m | $4.9m | 8.5% | 4 | Jul 31, 2025 |
| 25 | AHD | GraniteShares Autocallable HOOD ETF | Income | $750k | $0 | $750k | 75.0% | 2 | Jun 30, 2026 |
| 26 | ANV | GraniteShares Autocallable NVDA ETF | Income | $750k | $0 | $750k | 30.0% | 3 | Jun 30, 2026 |
| 27 | ATC | GraniteShares Autocallable COIN ETF | Income | $750k | $0 | $750k | 78.5% | 2 | Jun 30, 2026 |
| 28 | MRA | GraniteShares Autocallable MARA ETF | Income | $750k | $0 | $750k | 51.1% | 2 | Jun 30, 2026 |
| 29 | MSR | GraniteShares Autocallable MSTR ETF | Income | $750k | $0 | $750k | 100.0% | 1 | Jun 30, 2026 |
| 30 | PLA | GraniteShares Autocallable PLTR ETF | Income | $750k | $0 | $750k | 33.3% | 2 | Jun 30, 2026 |
| 31 | SCA | GraniteShares Autocallable SMCI ETF | Income | $750k | $0 | $750k | 50.1% | 2 | Jun 30, 2026 |
| 32 | TLA | GraniteShares Autocallable TSLA ETF | Income | $750k | $0 | $750k | 33.7% | 2 | Jun 30, 2026 |

### ETFs where Nomura Securities International was the only active AP

In 1 ETF, Nomura Securities International, Inc. was the one AP that created or redeemed shares in the period.

| # | Ticker | Fund | Created | Redeemed | APs listed | Period ending |
| --- | --- | --- | --- | --- | --- | --- |
| 1 | MSR | GraniteShares Autocallable MSTR ETF | $750k | $0 | 1 | Jun 30, 2026 |

### Nomura Securities International by category

The ETFs Nomura Securities International, Inc. serves, by the category each is placed in, with what it created and redeemed in each.

| # | Category | Share of its dollars | ETFs served | Active in | Created | Redeemed | Only active AP in |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1 | U.S. stocks | 73.0% | 323 | 11 | $2.8bn | $3.6bn | 0 |
| 2 | International stocks | 0.0% | 256 | 0 | $0 | $0 | 0 |
| 3 | Sector stocks | 24.2% | 132 | 12 | $1.2bn | $944m | 0 |
| 4 | Bonds | 0.0% | 329 | 0 | $0 | $0 | 0 |
| 5 | Commodities | 0.0% | 8 | 0 | $0 | $0 | 0 |
| 6 | Allocation | 0.0% | 13 | 0 | $0 | $0 | 0 |
| 7 | Buffer | 0.0% | 4 | 0 | $0 | $0 | 0 |
| 8 | Income | 0.1% | 33 | 8 | $6.0m | $0 | 1 |
| 9 | Themes | 2.8% | 111 | 1 | $117m | $128m | 0 |
| 10 | Leverage | 0.0% | 100 | 0 | $0 | $0 | 0 |
| 11 | Crypto | 0.0% | 2 | 0 | $0 | $0 | 0 |
| 12 | Alternatives | 0.0% | 10 | 0 | $0 | $0 | 0 |

### Questions people ask

Is Nomura Securities International an ETF authorized participant (AP)? Yes. Nomura Securities International, Inc. is listed as an AP for 1,321 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026, and created or redeemed shares in 32 of them. Which ETFs does Nomura Securities International create and redeem the most? By dollars created and redeemed: SPY, $2.4bn; IVV, $1.3bn; DFUV, $1.1bn; XRT, $774m; XLP, $734m. How much of an ETF’s AP activity does Nomura Securities International handle? Across the 32 funds it was active in, its share of each fund’s AP dollars ran from 0.0% to 100.0%. It was the only active AP in 1 ETF. Where do these figures come from? From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Nomura Securities International’s CRD, SEC file number and LEI, never by the name as typed.

### Method

Nomura Securities International, Inc. is identified by CRD 4297, SEC file number 8-15255, LEI OXTKY6Q8X53C9ILVV871. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as NOMURA SECURITIES INTERNATIONAL, INC.. Funds filed its name 5 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there. A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.

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### Where these figures came from

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Source: ETFIQ, independent ETF data. Recomputed nightly from public filings and prices.
Cite: ETFIQ, Nomura Securities International, Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/nomura-securities-international/
Licence: https://etfiq.com/license/ Figures ETFIQ computes are free to use with attribution: ETFIQ (etfiq.com). Issuer data stays under its owner's terms.
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