{"url":"https://etfiq.com/trading/authorized-participants/nomura-securities-international/","section":"trading","title":"Nomura Securities International: ETF AP | ETFIQ","description":"Nomura Securities International, Inc. was an authorized participant (AP) for 1,321 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026.","as_of":"Sep 23, 2026","structured_data":[{"@type":"Corporation","name":"Nomura Securities International, Inc.","url":"https://etfiq.com/trading/authorized-participants/nomura-securities-international/","sameAs":["https://www.nomuraholdings.com/company/group/americas"],"leiCode":"OXTKY6Q8X53C9ILVV871","identifier":[{"@type":"PropertyValue","propertyID":"FINRA CRD","value":"4297"},{"@type":"PropertyValue","propertyID":"SEC file number","value":"8-15255"}],"description":"The US broker-dealer of Japan's Nomura Group, part of its Americas operations based in New York."},{"@type":"ItemList","name":"ETFs Nomura Securities International, Inc. serves as an authorized participant","numberOfItems":32,"itemListOrder":"https://schema.org/ItemListOrderDescending","itemListElement":[{"@type":"ListItem","position":1,"name":"SPY","url":"https://etfiq.com/funds/spy"},{"@type":"ListItem","position":2,"name":"IVV","url":"https://etfiq.com/funds/ivv"},{"@type":"ListItem","position":3,"name":"DFUV","url":"https://etfiq.com/funds/dfuv"},{"@type":"ListItem","position":4,"name":"XRT","url":"https://etfiq.com/funds/xrt"},{"@type":"ListItem","position":5,"name":"XLP","url":"https://etfiq.com/funds/xlp"},{"@type":"ListItem","position":6,"name":"RSP","url":"https://etfiq.com/funds/rsp"},{"@type":"ListItem","position":7,"name":"DFUS","url":"https://etfiq.com/funds/dfus"},{"@type":"ListItem","position":8,"name":"XBI","url":"https://etfiq.com/funds/xbi"},{"@type":"ListItem","position":9,"name":"IJH","url":"https://etfiq.com/funds/ijh"},{"@type":"ListItem","position":10,"name":"XLC","url":"https://etfiq.com/funds/xlc"},{"@type":"ListItem","position":11,"name":"KRE","url":"https://etfiq.com/funds/kre"},{"@type":"ListItem","position":12,"name":"VFQY","url":"https://etfiq.com/funds/vfqy"},{"@type":"ListItem","position":13,"name":"XLV","url":"https://etfiq.com/funds/xlv"},{"@type":"ListItem","position":14,"name":"DFSU","url":"https://etfiq.com/funds/dfsu"},{"@type":"ListItem","position":15,"name":"QQQM","url":"https://etfiq.com/funds/qqqm"},{"@type":"ListItem","position":16,"name":"XLE","url":"https://etfiq.com/funds/xle"},{"@type":"ListItem","position":17,"name":"VNQ","url":"https://etfiq.com/funds/vnq"},{"@type":"ListItem","position":18,"name":"XLU","url":"https://etfiq.com/funds/xlu"},{"@type":"ListItem","position":19,"name":"SPYM","url":"https://etfiq.com/funds/spym"},{"@type":"ListItem","position":20,"name":"XLI","url":"https://etfiq.com/funds/xli"},{"@type":"ListItem","position":21,"name":"VGT","url":"https://etfiq.com/funds/vgt"},{"@type":"ListItem","position":22,"name":"XLF","url":"https://etfiq.com/funds/xlf"},{"@type":"ListItem","position":23,"name":"XLRE","url":"https://etfiq.com/funds/xlre"},{"@type":"ListItem","position":24,"name":"HQGO","url":"https://etfiq.com/funds/hqgo"},{"@type":"ListItem","position":25,"name":"AHD","url":"https://etfiq.com/funds/ahd"},{"@type":"ListItem","position":26,"name":"ANV","url":"https://etfiq.com/funds/anv"},{"@type":"ListItem","position":27,"name":"ATC","url":"https://etfiq.com/funds/atc"},{"@type":"ListItem","position":28,"name":"MRA","url":"https://etfiq.com/funds/mra"},{"@type":"ListItem","position":29,"name":"MSR","url":"https://etfiq.com/funds/msr"},{"@type":"ListItem","position":30,"name":"PLA","url":"https://etfiq.com/funds/pla"},{"@type":"ListItem","position":31,"name":"SCA","url":"https://etfiq.com/funds/sca"},{"@type":"ListItem","position":32,"name":"TLA","url":"https://etfiq.com/funds/tla"}]},{"@type":"DefinedTerm","name":"authorized participant","alternateName":["AP","authorised participant"],"description":"A broker-dealer that has an agreement with an ETF to create new shares by delivering a basket of securities or cash to the fund, and to redeem shares by handing them back.","inDefinedTermSet":"https://etfiq.com/methodology/authorized-participants#glossary"},{"@type":"FAQPage","mainEntity":[{"@type":"Question","name":"Is Nomura Securities International an ETF authorized participant (AP)?","acceptedAnswer":{"@type":"Answer","text":"Yes. Nomura Securities International, Inc. is listed as an AP for 1,321 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026, and created or redeemed shares in 32 of them."}},{"@type":"Question","name":"Which ETFs does Nomura Securities International create and redeem the most?","acceptedAnswer":{"@type":"Answer","text":"By dollars created and redeemed: SPY, $2.4bn; IVV, $1.3bn; DFUV, $1.1bn; XRT, $774m; XLP, $734m."}},{"@type":"Question","name":"How much of an ETF\u2019s AP activity does Nomura Securities International handle?","acceptedAnswer":{"@type":"Answer","text":"Across the 32 funds it was active in, its share of each fund\u2019s AP dollars ran from 0.0% to 100.0%. It was the only active AP in 1 ETF."}},{"@type":"Question","name":"Where do these figures come from?","acceptedAnswer":{"@type":"Answer","text":"From item E.2 of each ETF\u2019s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Nomura Securities International\u2019s CRD, SEC file number and LEI, never by the name as typed."}}]},{"@type":"BreadcrumbList","itemListElement":[{"@type":"ListItem","position":1,"name":"ETFIQ","item":"https://etfiq.com/"},{"@type":"ListItem","position":2,"name":"Authorized participants","item":"https://etfiq.com/trading/authorized-participants/"},{"@type":"ListItem","position":3,"name":"Nomura Securities International","item":"https://etfiq.com/trading/authorized-participants/nomura-securities-international/"}]},{"@type":"WebPage","name":"Nomura Securities International: ETF AP","description":"Nomura Securities International, Inc. was an authorized participant (AP) for 1,321 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026.","url":"https://etfiq.com/trading/authorized-participants/nomura-securities-international/","dateModified":"2026-09-23","isPartOf":{"@type":"WebSite","name":"ETFIQ","url":"https://etfiq.com"},"speakable":{"@type":"SpeakableSpecification","cssSelector":[".lede",".faq"]},"publisher":{"@id":"https://etfiq.com/#org"}}],"characters":8903,"truncated":false,"content":"ETFIQ / Authorized participants / Nomura Securities International \n \n As of Sep 23, 2026 . From each ETF\u2019s latest Form N-CEN.\n Nomura Securities International, Inc.\n Nomura Securities International, Inc. was an authorized participant (AP) for 1,321 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026. It created $4.1bn and redeemed $4.7bn of their shares. It was active in 32 of them.\n nomuraholdings.com \n Nomura Securities International, Inc. as an ETF authorized participant: all 32 funds it created or redeemed in, ranked by what it created and redeemed, in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026. Source: ETFIQ from Form N-CEN. # Ticker Fund Category Created Redeemed Created and redeemed Share of the fund\u2019s AP dollars Active APs in the fund Period ending \n 1 SPY SPDR S&P 500 ETF Trust U.S. stocks $912m $1.5bn $2.4bn 0.1% 26 Dec 31, 2025 \n 2 IVV iShares Core S&P 500 ETF U.S. stocks $659m $674m $1.3bn 0.2% 25 Mar 31, 2026 \n 3 DFUV Dimensional US Marketwide Value ETF U.S. stocks $565m $566m $1.1bn 24.9% 9 Oct 31, 2025 \n 4 XRT State Street SPDR S&P Retail ETF Sector stocks $382m $392m $774m 3.1% 19 Jun 30, 2026 \n 5 XLP State Street Consumer Staples Select Sector SPDR ETF Sector stocks $456m $279m $734m 1.7% 23 Sep 30, 2025 \n 6 RSP Invesco S&P 500 Equal Weight ETF U.S. stocks $337m $346m $684m 0.9% 19 Apr 30, 2026 \n 7 DFUS Dimensional U.S. Equity Market ETF U.S. stocks $178m $177m $355m 6.8% 10 Oct 31, 2025 \n 8 XBI State Street SPDR S&P Biotech ETF Themes $117m $128m $244m 0.4% 19 Jun 30, 2026 \n 9 IJH iShares Core S&P Mid-Cap ETF U.S. stocks $0 $225m $225m 0.8% 17 Mar 31, 2026 \n 10 XLC State Street Communication Services Select Sector SPDR ETF Sector stocks $112m $107m $219m 0.6% 18 Sep 30, 2025 \n 11 KRE State Street SPDR S&P Regional Banking ETF Sector stocks $51.9m $51.3m $103m 0.2% 17 Jun 30, 2026 \n 12 VFQY Vanguard U.S. Quality Factor ETF U.S. stocks $43.4m $43.0m $86.5m 20.2% 6 Nov 30, 2025 \n 13 XLV State Street Health Care Select Sector SPDR ETF Sector stocks $79.9m $0 $79.9m 0.1% 23 Sep 30, 2025 \n 14 DFSU Dimensional US Sustainability Core 1 ETF U.S. stocks $38.8m $38.6m $77.4m 11.9% 8 Oct 31, 2025 \n 15 QQQM Invesco NASDAQ 100 ETF U.S. stocks $53.1m $0 $53.1m 0.2% 14 Aug 31, 2025 \n 16 XLE State Street Energy Select Sector SPDR ETF Sector stocks $0 $48.6m $48.6m 0.1% 21 Sep 30, 2025 \n 17 VNQ Vanguard Real Estate ETF Sector stocks $27.6m $17.6m $45.2m 0.4% 15 Jan 31, 2026 \n 18 XLU State Street Utilities Select Sector SPDR ETF Sector stocks $24.0m $19.5m $43.5m 0.2% 22 Sep 30, 2025 \n 19 SPYM State Street SPDR Portfolio S&P 500 ETF U.S. stocks $0 $30.7m $30.7m 0.0% 18 Jun 30, 2026 \n 20 XLI State Street Industrial Select Sector SPDR ETF Sector stocks $0 $30.1m $30.1m 0.1% 23 Sep 30, 2025 \n 21 VGT Vanguard Information Tech ETF Sector stocks $26.3m $0 $26.3m 0.1% 15 Aug 31, 2025 \n 22 XLF State Street Financial Select Sector SPDR ETF Sector stocks $10.3m $0 $10.3m 0.0% 21 Sep 30, 2025 \n 23 XLRE State Street Real Estate Select Sector SPDR ETF Sector stocks $6.2m $0 $6.2m 0.1% 18 Sep 30, 2025 \n 24 HQGO Hartford US Quality Growth ETF U.S. stocks $2.5m $2.5m $4.9m 8.5% 4 Jul 31, 2025 \n 25 AHD GraniteShares Autocallable HOOD ETF Income $750k $0 $750k 75.0% 2 Jun 30, 2026 \n 26 ANV GraniteShares Autocallable NVDA ETF Income $750k $0 $750k 30.0% 3 Jun 30, 2026 \n 27 ATC GraniteShares Autocallable COIN ETF Income $750k $0 $750k 78.5% 2 Jun 30, 2026 \n 28 MRA GraniteShares Autocallable MARA ETF Income $750k $0 $750k 51.1% 2 Jun 30, 2026 \n 29 MSR GraniteShares Autocallable MSTR ETF Income $750k $0 $750k 100.0% 1 Jun 30, 2026 \n 30 PLA GraniteShares Autocallable PLTR ETF Income $750k $0 $750k 33.3% 2 Jun 30, 2026 \n 31 SCA GraniteShares Autocallable SMCI ETF Income $750k $0 $750k 50.1% 2 Jun 30, 2026 \n 32 TLA GraniteShares Autocallable TSLA ETF Income $750k $0 $750k 33.7% 2 Jun 30, 2026 \n \n ETFs where Nomura Securities International was the only active AP\n In 1 ETF, Nomura Securities International, Inc. was the one AP that created or redeemed shares in the period.\n ETFs where Nomura Securities International was the only active AP, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN. # Ticker Fund Created Redeemed APs listed Period ending \n 1 MSR GraniteShares Autocallable MSTR ETF $750k $0 1 Jun 30, 2026 \n \n Nomura Securities International by category\n The ETFs Nomura Securities International, Inc. serves, by the category each is placed in, with what it created and redeemed in each.\n Nomura Securities International by category, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN. # Category Share of its dollars ETFs served Active in Created Redeemed Only active AP in \n 1 U.S. stocks 73.0% 323 11 $2.8bn $3.6bn 0 \n 2 International stocks 0.0% 256 0 $0 $0 0 \n 3 Sector stocks 24.2% 132 12 $1.2bn $944m 0 \n 4 Bonds 0.0% 329 0 $0 $0 0 \n 5 Commodities 0.0% 8 0 $0 $0 0 \n 6 Allocation 0.0% 13 0 $0 $0 0 \n 7 Buffer 0.0% 4 0 $0 $0 0 \n 8 Income 0.1% 33 8 $6.0m $0 1 \n 9 Themes 2.8% 111 1 $117m $128m 0 \n 10 Leverage 0.0% 100 0 $0 $0 0 \n 11 Crypto 0.0% 2 0 $0 $0 0 \n 12 Alternatives 0.0% 10 0 $0 $0 0 \n \n Questions people ask\n Is Nomura Securities International an ETF authorized participant (AP)? Yes. Nomura Securities International, Inc. is listed as an AP for 1,321 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Jun 30, 2026, and created or redeemed shares in 32 of them. Which ETFs does Nomura Securities International create and redeem the most? By dollars created and redeemed: SPY, $2.4bn; IVV, $1.3bn; DFUV, $1.1bn; XRT, $774m; XLP, $734m. How much of an ETF\u2019s AP activity does Nomura Securities International handle? Across the 32 funds it was active in, its share of each fund\u2019s AP dollars ran from 0.0% to 100.0%. It was the only active AP in 1 ETF. Where do these figures come from? From item E.2 of each ETF\u2019s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Nomura Securities International\u2019s CRD, SEC file number and LEI, never by the name as typed. Method\n Nomura Securities International, Inc. is identified by CRD 4297, SEC file number 8-15255, LEI OXTKY6Q8X53C9ILVV871. It is on the SEC\u2019s list of active broker-dealers dated Oct 1, 2026 as NOMURA SECURITIES INTERNATIONAL, INC.. Funds filed its name 5 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF\u2019s latest Form N-CEN, with the dollars of the fund\u2019s shares it purchased from the fund (created) and redeemed in the fund\u2019s reporting period, as filed. A fund\u2019s period is its own fiscal year, or less where the filing says so, so a firm\u2019s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there. A firm\u2019s name is its registration on the SEC\u2019s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.\n Where to next\n Most active APs for U.S. stock ETFs Most active APs for international stock ETFs Most active APs for sector stock ETFs Every ETF authorized participant (AP) The most active APs Most active APs for U.S. stock ETFs Most active APs for international stock ETFs Most active APs for sector stock ETFs Most active APs for bond ETFs ETF lead market makers (LMMs) How the AP list is built The open data file Fund flows Where these figures came from\n SEC Form N-CEN data sets, the source of every AP row Form N-CEN, item E.2: each authorized participant and its dollars SEC list of active broker-dealers, the source of each firm\u2019s registered name ETFIQ links to the documents behind every figure; a link is not an endorsement.\n A list of firms is not a rating or a recommendation. ETFIQ is an independent publisher, not an adviser. Standards and sources \n Cite this page. ETFIQ, Nomura Securities International, Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/nomura-securities-international/ Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data .\n Other forms Plain ETFIQ, Nomura Securities International, Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/nomura-securities-international/ APA ETFIQ. (Sep 23, 2026). Nomura Securities International, Inc. as an ETF authorized participant. Retrieved from https://etfiq.com/trading/authorized-participants/nomura-securities-international/ Markdown [Nomura Securities International, Inc. as an ETF authorized participant (ETFIQ, Sep 23, 2026)](https://etfiq.com/trading/authorized-participants/nomura-securities-international/)","source":"ETFIQ, independent ETF data. Recomputed nightly from public filings and prices.","publisher":{"@id":"https://etfiq.com/#org","name":"ETFIQ","url":"https://etfiq.com"},"license":"https://etfiq.com/license/","license_text":"Figures ETFIQ computes are free to use with attribution: ETFIQ (etfiq.com). Issuer data stays under its owner's terms.","citation":"ETFIQ, Nomura Securities International, Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/nomura-securities-international/"}