# Natwest Markets Securities: ETF AP

> Natwest Markets Securities Inc. was listed as an authorized participant (AP) for 190 US ETFs in Form N-CEN periods ending Aug 31, 2025 to Apr 30, 2026.

Data as of Sep 23, 2026. Rebuilt every trading night.

As of Sep 23, 2026 . From each ETF’s latest Form N-CEN.

## Natwest Markets Securities Inc.

Natwest Markets Securities Inc. was listed as an authorized participant (AP) for 190 US ETFs in Form N-CEN periods ending Aug 31, 2025 to Apr 30, 2026. It created or redeemed no shares in any of them.

natwestmarkets.com

### Natwest Markets Securities by category

The ETFs Natwest Markets Securities Inc. serves, by the category each is placed in, with what it created and redeemed in each.

| # | Category | Share of its dollars | ETFs served | Active in | Created | Redeemed | Only active AP in |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1 | U.S. stocks | no activity | 72 | 0 | $0 | $0 | 0 |
| 2 | International stocks | no activity | 17 | 0 | $0 | $0 | 0 |
| 3 | Sector stocks | no activity | 42 | 0 | $0 | $0 | 0 |
| 4 | Bonds | no activity | 26 | 0 | $0 | $0 | 0 |
| 5 | Income | no activity | 12 | 0 | $0 | $0 | 0 |
| 6 | Themes | no activity | 20 | 0 | $0 | $0 | 0 |
| 7 | Alternatives | no activity | 1 | 0 | $0 | $0 | 0 |

### Questions people ask

Is Natwest Markets Securities an ETF authorized participant (AP)? Yes. Natwest Markets Securities Inc. is listed as an AP for 190 US ETFs in Form N-CEN periods ending Aug 31, 2025 to Apr 30, 2026, and created or redeemed shares in 0 of them. Where do these figures come from? From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Natwest Markets Securities’s CRD, SEC file number and LEI, never by the name as typed.

### Method

Natwest Markets Securities Inc. is identified by CRD 11707, SEC file number 8-37135, LEI ZE2ZWJ5BTIQJ8M0C6K34. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as NATWEST MARKETS SECURITIES INC.. Funds filed its name 3 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there. A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.

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### Where these figures came from

ETFIQ links to the documents behind every figure; a link is not an endorsement.

A list of firms is not a rating or a recommendation. ETFIQ is an independent publisher, not an adviser. Standards and sources

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Source: ETFIQ, independent ETF data. Recomputed nightly from public filings and prices.
Cite: ETFIQ, Natwest Markets Securities Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/natwest-markets-securities/
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