# Jefferies: ETF Authorized Participant (AP)

> Jefferies LLC was an authorized participant (AP) for 2,242 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026. Facts only.

Data as of Sep 23, 2026. Rebuilt every trading night.

As of Sep 23, 2026 . From each ETF’s latest Form N-CEN.

## Jefferies LLC

Jefferies LLC was an authorized participant (AP) for 2,242 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026. It created $35.4bn and redeemed $31.0bn of their shares. It was active in 110 of them.

jefferies.com

| # | Ticker | Fund | Category | Created | Redeemed | Created and redeemed | Share of the fund’s AP dollars | Active APs in the fund | Period ending |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1 | HYG | iShares iBoxx $ High Yield Corporate Bond ETF | Bonds | $13.6bn | $7.3bn | $20.9bn | 30.3% | 8 | Feb 28, 2026 |
| 2 | USHY | iShares Broad USD High Yield Corporate Bond ETF | Bonds | $4.9bn | $2.1bn | $7.1bn | 28.0% | 7 | Oct 31, 2025 |
| 3 | JNK | State Street SPDR Bloomberg High Yield Bond ETF | Bonds | $426m | $6.3bn | $6.7bn | 26.8% | 8 | Jun 30, 2026 |
| 4 | VONG | Vanguard Russell 1000 Growth ETF | U.S. stocks | $2.6bn | $2.6bn | $5.3bn | 41.2% | 12 | Aug 31, 2025 |
| 5 | MOAT | VanEck Morningstar Wide Moat ETF | U.S. stocks | $1.3bn | $1.3bn | $2.6bn | 12.5% | 13 | Sep 30, 2025 |
| 6 | LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | Bonds | $305m | $1.9bn | $2.2bn | 1.8% | 11 | Feb 28, 2026 |
| 7 | VXF | Vanguard Extended Market ETF | U.S. stocks | $1.0bn | $1.0bn | $2.0bn | 7.2% | 16 | Dec 31, 2025 |
| 8 | SPHY | State Street SPDR Portfolio High Yield Bond ETF | Bonds | $1.8bn | $18.9m | $1.8bn | 15.2% | 5 | Jun 30, 2026 |
| 9 | VONV | Vanguard Russell 1000 Value ETF | U.S. stocks | $873m | $883m | $1.8bn | 24.7% | 11 | Aug 31, 2025 |
| 10 | PDP | Invesco Dorsey Wright Momentum ETF | U.S. stocks | $767m | $766m | $1.5bn | 65.0% | 10 | Apr 30, 2026 |
| 11 | VTWO | Vanguard Russell 2000 ETF | U.S. stocks | $698m | $710m | $1.4bn | 14.4% | 14 | Aug 31, 2025 |
| 12 | VTI | Vanguard Morningstar Total Stock Market ETF | U.S. stocks | $600m | $598m | $1.2bn | 1.5% | 15 | Dec 31, 2025 |
| 13 | VB | Vanguard Morningstar Small-Cap ETF | U.S. stocks | $470m | $473m | $943m | 3.8% | 14 | Dec 31, 2025 |
| 14 | BKLN | Invesco Senior Loan ETF | Bonds | $156m | $782m | $938m | 7.6% | 16 | Aug 31, 2025 |
| 15 | IWV | iShares Russell 3000 ETF | U.S. stocks | $723m | $135m | $858m | 20.8% | 10 | Mar 31, 2026 |
| 16 | HYGV | Northern Trust High Yield Value-Scored Bond ETF | Bonds | $391m | $268m | $658m | 55.5% | 3 | Oct 31, 2025 |
| 17 | VCIT | Vanguard Intermediate-Term Corporate Bond ETF | Bonds | $446m | $209m | $656m | 1.4% | 11 | Aug 31, 2025 |
| 18 | SHYG | iShares 0-5 Year High Yield Corporate Bond ETF | Bonds | $462m | $58.3m | $520m | 14.5% | 7 | Oct 31, 2025 |
| 19 | CGGR | Capital Group Growth ETF | U.S. stocks | $199m | $199m | $398m | 2.8% | 13 | May 31, 2026 |
| 20 | IVV | iShares Core S&P 500 ETF | U.S. stocks | $359m | $0 | $359m | 0.0% | 25 | Mar 31, 2026 |
| 21 | DFLV | Dimensional US Large Cap Value ETF | U.S. stocks | $178m | $177m | $354m | 14.1% | 9 | Oct 31, 2025 |
| 22 | VBR | Vanguard Morningstar Small-Cap Value ETF | U.S. stocks | $172m | $171m | $344m | 2.5% | 13 | Dec 31, 2025 |
| 23 | VCSH | Vanguard Short-Term Corporate Bond ETF | Bonds | $172m | $156m | $328m | 1.0% | 10 | Aug 31, 2025 |
| 24 | VGT | Vanguard Information Tech ETF | Sector stocks | $151m | $150m | $301m | 1.1% | 15 | Aug 31, 2025 |
| 25 | BBHY | JPMorgan BetaBuilders USD High Yield Corporate Bond ETF | Bonds | $17.4m | $281m | $299m | 26.1% | 6 | Feb 28, 2026 |
| 26 | VTWG | Vanguard Russell 2000 Growth ETF | U.S. stocks | $141m | $143m | $285m | 59.6% | 8 | Aug 31, 2025 |
| 27 | EMB | iShares J.P. Morgan USD Emerging Markets Bond ETF | Bonds | $63.4m | $216m | $279m | 1.5% | 6 | Oct 31, 2025 |
| 28 | SPIB | State Street SPDR Portfolio Intermediate Term Corporate Bond ETF | Bonds | $188m | $61.1m | $249m | 0.5% | 12 | Jun 30, 2026 |
| 29 | HYLB | Xtrackers USD High Yield Corporate Bond ETF | Bonds | $230m | $7.3m | $237m | 5.8% | 6 | Aug 31, 2025 |
| 30 | VTWV | Vanguard Russell 2000 Value ETF | U.S. stocks | $113m | $115m | $227m | 71.9% | 6 | Aug 31, 2025 |
| 31 | VO | Vanguard Morningstar Mid-Cap ETF | U.S. stocks | $102m | $102m | $204m | 0.4% | 14 | Dec 31, 2025 |
| 32 | KBWB | Invesco KBW Bank ETF | Sector stocks | $199m | $0 | $199m | 2.4% | 14 | Aug 31, 2025 |
| 33 | DFUV | Dimensional US Marketwide Value ETF | U.S. stocks | $99.3m | $98.9m | $198m | 4.4% | 9 | Oct 31, 2025 |
| 34 | VCLT | Vanguard Long-Term Corporate Bond ETF | Bonds | $40.0m | $143m | $183m | 0.6% | 9 | Aug 31, 2025 |
| 35 | VIOO | Vanguard S&P Small-Cap 600 ETF | U.S. stocks | $87.4m | $88.2m | $176m | 14.4% | 13 | Aug 31, 2025 |
| 36 | CGUS | Capital Group Core Equity ETF | U.S. stocks | $84.0m | $83.5m | $168m | 2.2% | 12 | May 31, 2026 |
| 37 | RSP | Invesco S&P 500 Equal Weight ETF | U.S. stocks | $0 | $141m | $141m | 0.2% | 19 | Apr 30, 2026 |
| 38 | JPST | JPMorgan Ultra-Short Income ETF | Bonds | $0 | $126m | $126m | 1.2% | 9 | Feb 28, 2026 |
| 39 | BINC | iShares Flexible Income Active ETF | Bonds | $84.9m | $38.4m | $123m | 1.7% | 10 | Jul 31, 2025 |
| 40 | FLCG | Federated Hermes MDT Large Cap Growth ETF | U.S. stocks | $55.4m | $55.3m | $111m | 15.6% | 5 | Feb 28, 2026 |
| 41 | VNQ | Vanguard Real Estate ETF | Sector stocks | $53.6m | $54.2m | $108m | 1.0% | 15 | Jan 31, 2026 |
| 42 | SOXX | iShares Semiconductor ETF | Themes | $0 | $104m | $104m | 0.1% | 18 | Mar 31, 2026 |
| 43 | SMOT | VanEck Morningstar SMID Moat ETF | U.S. stocks | $49.9m | $50.0m | $99.8m | 12.0% | 11 | Sep 30, 2025 |
| 44 | IVOO | Vanguard S&P Mid-Cap 400 ETF | U.S. stocks | $47.2m | $47.7m | $94.9m | 7.3% | 16 | Aug 31, 2025 |
| 45 | IGV | iShares Expanded Tech-Software Sector ETF | Themes | $0 | $89.7m | $89.7m | 0.2% | 15 | Mar 31, 2026 |
| 46 | SJNK | State Street SPDR Bloomberg Short Term High Yield Bond ETF | Bonds | $82.6m | $0 | $82.6m | 1.3% | 8 | Jun 30, 2026 |
| 47 | FNDB | Schwab Fundamental U.S. Broad Market ETF | U.S. stocks | $40.3m | $40.4m | $80.7m | 25.1% | 9 | Feb 28, 2026 |
| 48 | VAW | Vanguard Materials ETF | Sector stocks | $38.9m | $38.4m | $77.3m | 9.1% | 9 | Aug 31, 2025 |
| 49 | PRN | Invesco Dorsey Wright Industrials Momentum ETF | U.S. stocks | $37.4m | $36.7m | $74.1m | 8.8% | 10 | Apr 30, 2026 |
| 50 | SCYB | Schwab High Yield Bond ETF | Bonds | $47.7m | $10.6m | $58.3m | 5.6% | 5 | Aug 31, 2025 |
| 51 | ESGV | Vanguard ESG U.S. Stock ETF | U.S. stocks | $26.3m | $26.5m | $52.7m | 3.5% | 10 | Aug 31, 2025 |
| 52 | RSMC | Rockefeller U.S. Small-Mid Cap ETF | U.S. stocks | $26.1m | $26.5m | $52.6m | 4.5% | 4 | Jul 31, 2025 |
| 53 | VIOV | Vanguard S&P Small-Cap 600 Value ETF | U.S. stocks | $28.4m | $21.7m | $50.1m | 4.6% | 10 | Aug 31, 2025 |
| 54 | IWLG | NYLIM Winslow Large Cap Growth ETF | U.S. stocks | $24.9m | $25.0m | $49.9m | 4.1% | 7 | Apr 30, 2026 |
| 55 | ANGL | VanEck Fallen Angel High Yield Bond ETF | Bonds | $45.8m | $2.9m | $48.7m | 4.1% | 6 | Apr 30, 2026 |
| 56 | BUZZ | VanEck Social Sentiment ETF | U.S. stocks | $23.5m | $23.4m | $47.0m | 14.1% | 9 | Sep 30, 2025 |
| 57 | SPBO | State Street SPDR Portfolio Corporate Bond ETF | Bonds | $8.8m | $38.1m | $46.9m | 2.0% | 9 | Jun 30, 2026 |
| 58 | BHYB | Xtrackers USD High Yield BB-B ex Financials ETF | Bonds | $46.0m | $0 | $46.0m | 9.4% | 2 | Aug 31, 2025 |
| 59 | CPTL | Global X Morningstar Capital Allocation Leaders ETF | U.S. stocks | $22.2m | $22.1m | $44.3m | 5.9% | 9 | Nov 30, 2025 |
| 60 | VIOG | Vanguard S&P Small-Cap 600 Growth ETF | U.S. stocks | $21.3m | $21.4m | $42.7m | 9.1% | 9 | Aug 31, 2025 |
| 61 | BGDV | Bahl & Gaynor Dividend ETF | U.S. stocks | $20.3m | $20.3m | $40.6m | 3.2% | 7 | Dec 31, 2025 |
| 62 | SCHI | Schwab 5-10 Year Corporate Bond ETF | Bonds | $38.3m | $0 | $38.3m | 0.6% | 8 | Dec 31, 2025 |
| 63 | IYR | iShares U.S. Real Estate ETF | Sector stocks | $18.8m | $18.7m | $37.5m | 0.1% | 18 | Mar 31, 2026 |
| 64 | FTSL | First Trust Senior Loan Fund | Bonds | $18.1m | $18.1m | $36.2m | 7.2% | 9 | Oct 31, 2025 |
| 65 | VONE | Vanguard Russell 1000 ETF | U.S. stocks | $19.7m | $15.5m | $35.2m | 1.7% | 11 | Aug 31, 2025 |
| 66 | XLB | State Street Materials Select Sector SPDR ETF | Sector stocks | $34.9m | $0 | $34.9m | 0.2% | 20 | Sep 30, 2025 |
| 67 | RWR | State Street SPDR Dow Jones REIT ETF | Sector stocks | $17.3m | $17.2m | $34.5m | 1.3% | 14 | Jun 30, 2026 |
| 68 | IVOG | Vanguard S&P Mid-Cap 400 Growth ETF | U.S. stocks | $17.1m | $17.3m | $34.4m | 8.1% | 12 | Aug 31, 2025 |
| 69 | SCDV | Bahl & Gaynor Small Cap Dividend ETF | U.S. stocks | $14.9m | $15.0m | $29.9m | 19.7% | 7 | Dec 31, 2025 |
| 70 | IHF | iShares U.S. Healthcare Providers ETF | Sector stocks | $27.5m | $0 | $27.5m | 3.9% | 13 | Mar 31, 2026 |
| 71 | CGBL | Capital Group Core Balanced ETF | Allocation | $12.4m | $12.5m | $24.9m | 0.7% | 12 | Dec 31, 2025 |
| 72 | GURU | Global X Guru Index ETF | U.S. stocks | $11.9m | $11.9m | $23.8m | 31.9% | 4 | Oct 31, 2025 |
| 73 | PFI | Invesco Dorsey Wright Financial Momentum ETF | U.S. stocks | $11.7m | $11.9m | $23.6m | 25.9% | 6 | Apr 30, 2026 |
| 74 | FDV | Federated Hermes U.S. Strategic Dividend ETF | U.S. stocks | $11.7m | $11.8m | $23.5m | 4.6% | 4 | Oct 31, 2025 |
| 75 | FLCV | Federated Hermes MDT Large Cap Value ETF | U.S. stocks | $11.6m | $11.6m | $23.2m | 21.5% | 5 | Feb 28, 2026 |
| 76 | SCHM | Schwab U.S. Mid-Cap ETF | U.S. stocks | $11.0m | $11.1m | $22.2m | 0.6% | 12 | Aug 31, 2025 |
| 77 | CGCV | Capital Group Conservative Equity ETF | U.S. stocks | $10.6m | $10.5m | $21.1m | 1.3% | 12 | May 31, 2026 |
| 78 | FSCC | Federated Hermes MDT Small Cap Core ETF | U.S. stocks | $10.4m | $10.4m | $20.8m | 10.9% | 4 | Feb 28, 2026 |
| 79 | CGMM | Capital Group U.S. Small and Mid Cap ETF | U.S. stocks | $8.9m | $11.5m | $20.4m | 0.6% | 14 | May 31, 2026 |
| 80 | FLCC | Federated Hermes MDT Large Cap Core ETF | U.S. stocks | $10.0m | $10.0m | $20.0m | 16.0% | 4 | Feb 28, 2026 |
| 81 | BSCS | Invesco BulletShares 2028 Corporate Bond ETF | Bonds | $18.1m | $0 | $18.1m | 2.0% | 8 | Aug 31, 2025 |
| 82 | IVOV | Vanguard S&P Mid-Cap 400 Value ETF | U.S. stocks | $8.3m | $8.4m | $16.7m | 2.4% | 10 | Aug 31, 2025 |
| 83 | IJR | iShares Core S&P Small-Cap ETF | U.S. stocks | $0 | $16.4m | $16.4m | 0.1% | 15 | Mar 31, 2026 |
| 84 | IEO | iShares U.S. Oil & Gas Exploration & Production ETF | Sector stocks | $14.6m | $0 | $14.6m | 6.0% | 9 | Mar 31, 2026 |
| 85 | VDC | Vanguard Consumer Staples ETF | Sector stocks | $6.4m | $6.4m | $12.8m | 0.5% | 13 | Aug 31, 2025 |
| 86 | SPSB | State Street SPDR Portfolio Short Term Corporate Bond ETF | Bonds | $12.1m | $0 | $12.1m | 0.1% | 11 | Jun 30, 2026 |
| 87 | VDE | Vanguard Energy ETF | Sector stocks | $5.9m | $6.0m | $11.8m | 0.4% | 13 | Aug 31, 2025 |
| 88 | BSCT | Invesco BulletShares 2029 Corporate Bond ETF | Bonds | $11.0m | $0 | $11.0m | 1.0% | 7 | Aug 31, 2025 |
| 89 | MGC | Vanguard Morningstar Mega Cap ETF | U.S. stocks | $5.4m | $5.5m | $10.9m | 0.7% | 11 | Aug 31, 2025 |
| 90 | IBHF | iShares iBonds 2026 Term High Yield and Income ETF | Bonds | $10.4m | $0 | $10.4m | 1.9% | 4 | Oct 31, 2025 |
| 91 | USIG | iShares Broad USD Investment Grade Corporate Bond ETF | Bonds | $10.1m | $0 | $10.1m | 0.1% | 8 | Feb 28, 2026 |
| 92 | SPLB | State Street SPDR Portfolio Long Term Corporate Bond ETF | Bonds | $9.2m | $0 | $9.2m | 0.2% | 7 | Jun 30, 2026 |
| 93 | VPU | Vanguard Utilities ETF | Sector stocks | $4.2m | $4.2m | $8.5m | 0.5% | 12 | Aug 31, 2025 |
| 94 | ONOF | Global X Adaptive U.S. Risk Management ETF | U.S. stocks | $4.0m | $4.0m | $8.0m | 23.2% | 5 | Nov 30, 2025 |
| 95 | BSCV | Invesco BulletShares 2031 Corporate Bond ETF | Bonds | $7.2m | $0 | $7.2m | 1.0% | 7 | Aug 31, 2025 |
| 96 | IWFG | NYLIM Winslow Focused Large Cap Growth ETF | U.S. stocks | $3.5m | $3.6m | $7.1m | 12.4% | 3 | Apr 30, 2026 |
| 97 | EVX | VanEck Environmental Services ETF | Themes | $3.4m | $3.5m | $6.9m | 13.5% | 7 | Sep 30, 2025 |
| 98 | IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | Bonds | $5.2m | $0 | $5.2m | 0.0% | 8 | Feb 28, 2026 |
| 99 | EINC | VanEck Energy Income ETF | International stocks | $2.5m | $2.5m | $5.0m | 7.1% | 8 | Sep 30, 2025 |
| 100 | BSCU | Invesco BulletShares 2030 Corporate Bond ETF | Bonds | $4.9m | $0 | $4.9m | 0.5% | 7 | Aug 31, 2025 |

### Jefferies by category

The ETFs Jefferies LLC serves, by the category each is placed in, with what it created and redeemed in each.

| # | Category | Share of its dollars | ETFs served | Active in | Created | Redeemed | Only active AP in |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1 | U.S. stocks | 32.6% | 553 | 55 | $11.2bn | $10.5bn | 0 |
| 2 | International stocks | 0.0% | 393 | 1 | $2.5m | $2.5m | 0 |
| 3 | Sector stocks | 1.3% | 163 | 12 | $572m | $295m | 0 |
| 4 | Bonds | 65.8% | 580 | 35 | $23.6bn | $20.0bn | 0 |
| 5 | Commodities | 0.0% | 13 | 0 | $0 | $0 | 0 |
| 6 | Allocation | 0.0% | 21 | 1 | $12.4m | $12.5m | 0 |
| 7 | Buffer | 0.0% | 103 | 0 | $0 | $0 | 0 |
| 8 | Income | 0.0% | 68 | 0 | $0 | $0 | 0 |
| 9 | Themes | 0.3% | 211 | 6 | $7.4m | $201m | 0 |
| 10 | Leverage | 0.0% | 105 | 0 | $0 | $0 | 0 |
| 11 | Crypto | 0.0% | 2 | 0 | $0 | $0 | 0 |
| 12 | Alternatives | 0.0% | 30 | 0 | $0 | $0 | 0 |

### Questions people ask

Is Jefferies an ETF authorized participant (AP)? Yes. Jefferies LLC is listed as an AP for 2,242 US ETFs in Form N-CEN periods ending Sep 30, 2024 to Jun 30, 2026, and created or redeemed shares in 110 of them. Which ETFs does Jefferies create and redeem the most? By dollars created and redeemed: HYG, $20.9bn; USHY, $7.1bn; JNK, $6.7bn; VONG, $5.3bn; MOAT, $2.6bn. How much of an ETF’s AP activity does Jefferies handle? Across the 110 funds it was active in, its share of each fund’s AP dollars ran from 0.0% to 71.9%. It was the only active AP in 0 ETFs. Where do these figures come from? From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Jefferies’s CRD, SEC file number and LEI, never by the name as typed.

### Method

Jefferies LLC is identified by CRD 2347, SEC file number 8-15074, LEI 58PU97L1C0WSRCWADL48. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as JEFFERIES LLC. Funds filed its name 5 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there. A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.

### Where to next

### Where these figures came from

ETFIQ links to the documents behind every figure; a link is not an endorsement.

A list of firms is not a rating or a recommendation. ETFIQ is an independent publisher, not an adviser. Standards and sources

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Source: ETFIQ, independent ETF data. Recomputed nightly from public filings and prices.
Cite: ETFIQ, Jefferies LLC as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/jefferies/
Licence: https://etfiq.com/license/ Figures ETFIQ computes are free to use with attribution: ETFIQ (etfiq.com). Issuer data stays under its owner's terms.
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