{"url":"https://etfiq.com/trading/authorized-participants/itau-bba-usa-securities/","section":"trading","title":"ITAU BBA USA Securities: ETF AP | ETFIQ","description":"ITAU BBA USA Securities, Inc. was listed as an authorized participant (AP) for 195 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Apr 30, 2026.","as_of":"Sep 23, 2026","structured_data":[{"@type":"Corporation","name":"ITAU BBA USA Securities, Inc.","url":"https://etfiq.com/trading/authorized-participants/itau-bba-usa-securities/","sameAs":["https://www.itau.com.br/itaubba-pt"],"leiCode":"5493008E85XK12EKYI22","identifier":[{"@type":"PropertyValue","propertyID":"FINRA CRD","value":"118817"},{"@type":"PropertyValue","propertyID":"SEC file number","value":"8-53702"}],"description":"The US broker-dealer of Itau BBA, the corporate and investment bank of Brazil's Itau Unibanco."},{"@type":"ItemList","name":"ETFs ITAU BBA USA Securities, Inc. serves as an authorized participant","numberOfItems":0,"itemListOrder":"https://schema.org/ItemListOrderDescending","itemListElement":[]},{"@type":"DefinedTerm","name":"authorized participant","alternateName":["AP","authorised participant"],"description":"A broker-dealer that has an agreement with an ETF to create new shares by delivering a basket of securities or cash to the fund, and to redeem shares by handing them back.","inDefinedTermSet":"https://etfiq.com/methodology/authorized-participants#glossary"},{"@type":"FAQPage","mainEntity":[{"@type":"Question","name":"Is ITAU BBA USA Securities an ETF authorized participant (AP)?","acceptedAnswer":{"@type":"Answer","text":"Yes. ITAU BBA USA Securities, Inc. is listed as an AP for 195 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Apr 30, 2026, and created or redeemed shares in 0 of them."}},{"@type":"Question","name":"Where do these figures come from?","acceptedAnswer":{"@type":"Answer","text":"From item E.2 of each ETF\u2019s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by ITAU BBA USA Securities\u2019s CRD, SEC file number and LEI, never by the name as typed."}}]},{"@type":"BreadcrumbList","itemListElement":[{"@type":"ListItem","position":1,"name":"ETFIQ","item":"https://etfiq.com/"},{"@type":"ListItem","position":2,"name":"Authorized participants","item":"https://etfiq.com/trading/authorized-participants/"},{"@type":"ListItem","position":3,"name":"ITAU BBA USA Securities","item":"https://etfiq.com/trading/authorized-participants/itau-bba-usa-securities/"}]},{"@type":"WebPage","name":"ITAU BBA USA Securities: ETF AP","description":"ITAU BBA USA Securities, Inc. was listed as an authorized participant (AP) for 195 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Apr 30, 2026.","url":"https://etfiq.com/trading/authorized-participants/itau-bba-usa-securities/","dateModified":"2026-09-23","isPartOf":{"@type":"WebSite","name":"ETFIQ","url":"https://etfiq.com"},"speakable":{"@type":"SpeakableSpecification","cssSelector":[".lede",".faq"]},"publisher":{"@id":"https://etfiq.com/#org"}}],"characters":4354,"truncated":false,"content":"ETFIQ / Authorized participants / ITAU BBA USA Securities \n \n As of Sep 23, 2026 . From each ETF\u2019s latest Form N-CEN.\n ITAU BBA USA Securities, Inc.\n ITAU BBA USA Securities, Inc. was listed as an authorized participant (AP) for 195 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Apr 30, 2026. It created or redeemed no shares in any of them.\n itau.com.br \n ITAU BBA USA Securities by category\n The ETFs ITAU BBA USA Securities, Inc. serves, by the category each is placed in, with what it created and redeemed in each.\n ITAU BBA USA Securities by category, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN. # Category Share of its dollars ETFs served Active in Created Redeemed Only active AP in \n 1 U.S. stocks no activity 8 0 $0 $0 0 \n 2 International stocks no activity 92 0 $0 $0 0 \n 3 Sector stocks no activity 1 0 $0 $0 0 \n 4 Bonds no activity 69 0 $0 $0 0 \n 5 Commodities no activity 2 0 $0 $0 0 \n 6 Income no activity 5 0 $0 $0 0 \n 7 Themes no activity 16 0 $0 $0 0 \n 8 Alternatives no activity 2 0 $0 $0 0 \n \n Questions people ask\n Is ITAU BBA USA Securities an ETF authorized participant (AP)? Yes. ITAU BBA USA Securities, Inc. is listed as an AP for 195 US ETFs in Form N-CEN periods ending Jul 31, 2025 to Apr 30, 2026, and created or redeemed shares in 0 of them. Where do these figures come from? From item E.2 of each ETF\u2019s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by ITAU BBA USA Securities\u2019s CRD, SEC file number and LEI, never by the name as typed. Method\n ITAU BBA USA Securities, Inc. is identified by CRD 118817, SEC file number 8-53702, LEI 5493008E85XK12EKYI22. It is on the SEC\u2019s list of active broker-dealers dated Oct 1, 2026 as ITAU BBA USA SECURITIES, INC.. Funds filed its name 1 way; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF\u2019s latest Form N-CEN, with the dollars of the fund\u2019s shares it purchased from the fund (created) and redeemed in the fund\u2019s reporting period, as filed. A fund\u2019s period is its own fiscal year, or less where the filing says so, so a firm\u2019s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there. A firm\u2019s name is its registration on the SEC\u2019s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.\n Where to next\n Most active APs for U.S. stock ETFs Most active APs for international stock ETFs Most active APs for sector stock ETFs Every ETF authorized participant (AP) The most active APs Most active APs for U.S. stock ETFs Most active APs for international stock ETFs Most active APs for sector stock ETFs Most active APs for bond ETFs ETF lead market makers (LMMs) How the AP list is built The open data file Fund flows Where these figures came from\n SEC Form N-CEN data sets, the source of every AP row Form N-CEN, item E.2: each authorized participant and its dollars SEC list of active broker-dealers, the source of each firm\u2019s registered name ETFIQ links to the documents behind every figure; a link is not an endorsement.\n A list of firms is not a rating or a recommendation. ETFIQ is an independent publisher, not an adviser. Standards and sources \n Cite this page. ETFIQ, ITAU BBA USA Securities, Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/itau-bba-usa-securities/ Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data .\n Other forms Plain ETFIQ, ITAU BBA USA Securities, Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/itau-bba-usa-securities/ APA ETFIQ. (Sep 23, 2026). ITAU BBA USA Securities, Inc. as an ETF authorized participant. Retrieved from https://etfiq.com/trading/authorized-participants/itau-bba-usa-securities/ Markdown [ITAU BBA USA Securities, Inc. as an ETF authorized participant (ETFIQ, Sep 23, 2026)](https://etfiq.com/trading/authorized-participants/itau-bba-usa-securities/)","source":"ETFIQ, independent ETF data. Recomputed nightly from public filings and prices.","publisher":{"@id":"https://etfiq.com/#org","name":"ETFIQ","url":"https://etfiq.com"},"license":"https://etfiq.com/license/","license_text":"Figures ETFIQ computes are free to use with attribution: ETFIQ (etfiq.com). Issuer data stays under its owner's terms.","citation":"ETFIQ, ITAU BBA USA Securities, Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/itau-bba-usa-securities/"}