# Hilltop Securities: ETF Authorized Participant (AP)

> Hilltop Securities Inc. was listed as an authorized participant (AP) for 111 US ETFs in Form N-CEN periods ending Oct 31, 2025 to Apr 30, 2026.

Data as of Sep 23, 2026. Rebuilt every trading night.

As of Sep 23, 2026 . From each ETF’s latest Form N-CEN.

## Hilltop Securities Inc.

Hilltop Securities Inc. was listed as an authorized participant (AP) for 111 US ETFs in Form N-CEN periods ending Oct 31, 2025 to Apr 30, 2026. It created or redeemed no shares in any of them.

hilltopsecurities.com

### Hilltop Securities by category

The ETFs Hilltop Securities Inc. serves, by the category each is placed in, with what it created and redeemed in each.

| # | Category | Share of its dollars | ETFs served | Active in | Created | Redeemed | Only active AP in |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1 | U.S. stocks | no activity | 41 | 0 | $0 | $0 | 0 |
| 2 | International stocks | no activity | 17 | 0 | $0 | $0 | 0 |
| 3 | Sector stocks | no activity | 21 | 0 | $0 | $0 | 0 |
| 4 | Bonds | no activity | 14 | 0 | $0 | $0 | 0 |
| 5 | Income | no activity | 1 | 0 | $0 | $0 | 0 |
| 6 | Themes | no activity | 16 | 0 | $0 | $0 | 0 |
| 7 | Alternatives | no activity | 1 | 0 | $0 | $0 | 0 |

### Questions people ask

Is Hilltop Securities an ETF authorized participant (AP)? Yes. Hilltop Securities Inc. is listed as an AP for 111 US ETFs in Form N-CEN periods ending Oct 31, 2025 to Apr 30, 2026, and created or redeemed shares in 0 of them. Where do these figures come from? From item E.2 of each ETF’s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Hilltop Securities’s CRD, SEC file number and LEI, never by the name as typed.

### Method

Hilltop Securities Inc. is identified by CRD 6220, SEC file number 8-45123, LEI 549300IXU82PMU6XZT45. It is on the SEC’s list of active broker-dealers dated Oct 1, 2026 as HILLTOP SECURITIES INC.. Funds filed its name 1 way; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF’s latest Form N-CEN, with the dollars of the fund’s shares it purchased from the fund (created) and redeemed in the fund’s reporting period, as filed. A fund’s period is its own fiscal year, or less where the filing says so, so a firm’s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there. A firm’s name is its registration on the SEC’s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.

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### Where these figures came from

ETFIQ links to the documents behind every figure; a link is not an endorsement.

A list of firms is not a rating or a recommendation. ETFIQ is an independent publisher, not an adviser. Standards and sources

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Source: ETFIQ, independent ETF data. Recomputed nightly from public filings and prices.
Cite: ETFIQ, Hilltop Securities Inc. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/hilltop-securities/
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