{"url":"https://etfiq.com/trading/authorized-participants/goldman-sachs/","section":"trading","title":"Goldman Sachs & Co.: ETF Authorized Participant (AP) | ETFIQ","description":"Goldman Sachs & Co. LLC was an authorized participant (AP) for 3,545 US ETFs in Form N-CEN periods ending Jul 31, 2024 to Jun 30, 2026. Facts only.","as_of":"Sep 23, 2026","structured_data":[{"@type":"Corporation","name":"Goldman Sachs & Co. LLC","url":"https://etfiq.com/trading/authorized-participants/goldman-sachs/","sameAs":["https://www.goldmansachs.com/"],"leiCode":"FOR8UP27PHTHYVLBNG30","identifier":[{"@type":"PropertyValue","propertyID":"FINRA CRD","value":"361"},{"@type":"PropertyValue","propertyID":"SEC file number","value":"8-129"}],"description":"The US broker-dealer of Goldman Sachs, a global investment bank and asset manager headquartered in New York."},{"@type":"ItemList","name":"ETFs Goldman Sachs & Co. 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participant","alternateName":["AP","authorised participant"],"description":"A broker-dealer that has an agreement with an ETF to create new shares by delivering a basket of securities or cash to the fund, and to redeem shares by handing them back.","inDefinedTermSet":"https://etfiq.com/methodology/authorized-participants#glossary"},{"@type":"FAQPage","mainEntity":[{"@type":"Question","name":"Is Goldman Sachs & Co. an ETF authorized participant (AP)?","acceptedAnswer":{"@type":"Answer","text":"Yes. Goldman Sachs & Co. LLC is listed as an AP for 3,545 US ETFs in Form N-CEN periods ending Jul 31, 2024 to Jun 30, 2026, and created or redeemed shares in 2,781 of them."}},{"@type":"Question","name":"Which ETFs does Goldman Sachs & Co. create and redeem the most?","acceptedAnswer":{"@type":"Answer","text":"By dollars created and redeemed: SPY, $245.6bn; IVV, $79.4bn; VOO, $64.8bn; IWM, $43.0bn; TLT, $32.9bn."}},{"@type":"Question","name":"How much of an ETF\u2019s AP activity does Goldman Sachs & Co. handle?","acceptedAnswer":{"@type":"Answer","text":"Across the 2,781 funds it was active in, its share of each fund\u2019s AP dollars ran from 0.0% to 100.0%. It was the only active AP in 39 ETFs."}},{"@type":"Question","name":"Is Goldman Sachs & Co. a lead market maker (LMM)?","acceptedAnswer":{"@type":"Answer","text":"Yes, for 12 ETFs: 9 on NYSE Arca; 3 on Nasdaq. Lead market maker per NYSE Arca and Nasdaq, as of Oct 23, 2026."}},{"@type":"Question","name":"Where do these figures come from?","acceptedAnswer":{"@type":"Answer","text":"From item E.2 of each ETF\u2019s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Goldman Sachs & Co.\u2019s CRD, SEC file number and LEI, never by the name as typed."}}]},{"@type":"BreadcrumbList","itemListElement":[{"@type":"ListItem","position":1,"name":"ETFIQ","item":"https://etfiq.com/"},{"@type":"ListItem","position":2,"name":"Authorized participants","item":"https://etfiq.com/trading/authorized-participants/"},{"@type":"ListItem","position":3,"name":"Goldman Sachs & Co.","item":"https://etfiq.com/trading/authorized-participants/goldman-sachs/"}]},{"@type":"WebPage","name":"Goldman Sachs & Co.: ETF Authorized Participant (AP)","description":"Goldman Sachs & Co. LLC was an authorized participant (AP) for 3,545 US ETFs in Form N-CEN periods ending Jul 31, 2024 to Jun 30, 2026. Facts only.","url":"https://etfiq.com/trading/authorized-participants/goldman-sachs/","dateModified":"2026-09-23","isPartOf":{"@type":"WebSite","name":"ETFIQ","url":"https://etfiq.com"},"speakable":{"@type":"SpeakableSpecification","cssSelector":[".lede",".faq"]},"publisher":{"@id":"https://etfiq.com/#org"}}],"characters":18139,"truncated":false,"content":"ETFIQ / Authorized participants / Goldman Sachs & Co. \n \n As of Sep 23, 2026 . From each ETF\u2019s latest Form N-CEN.\n Goldman Sachs & Co. LLC\n Goldman Sachs & Co. LLC was an authorized participant (AP) for 3,545 US ETFs in Form N-CEN periods ending Jul 31, 2024 to Jun 30, 2026. It created $822.4bn and redeemed $638.9bn of their shares. It was active in 2,781 of them.\n goldmansachs.com \n Goldman Sachs & Co. LLC as an ETF authorized participant: the 100 funds it created and redeemed most in, of 2,781, ranked by what it created and redeemed, in Form N-CEN periods ending Jul 31, 2024 to Jun 30, 2026. Source: ETFIQ from Form N-CEN. # Ticker Fund Category Created Redeemed Created and redeemed Share of the fund\u2019s AP dollars Active APs in the fund Period ending \n 1 SPY SPDR S&P 500 ETF Trust U.S. stocks $96.0bn $149.6bn $245.6bn 11.7% 26 Dec 31, 2025 \n 2 IVV iShares Core S&P 500 ETF U.S. stocks $50.3bn $29.1bn $79.4bn 9.8% 25 Mar 31, 2026 \n 3 VOO Vanguard S&P 500 ETF U.S. stocks $42.0bn $22.7bn $64.8bn 10.6% 21 Dec 31, 2025 \n 4 IWM iShares Russell 2000 ETF U.S. stocks $21.2bn $21.8bn $43.0bn 17.0% 15 Mar 31, 2026 \n 5 TLT iShares 20+ Year Treasury Bond ETF Bonds $16.6bn $16.3bn $32.9bn 29.5% 12 Feb 28, 2026 \n 6 SGOV iShares 0-3 Month Treasury Bond ETF Bonds $23.2bn $6.6bn $29.8bn 44.4% 8 Feb 28, 2026 \n 7 BIL SPDR Bloomberg 1-3 Month T-Bill ETF Bonds $12.4bn $11.4bn $23.8bn 52.2% 7 Jun 30, 2026 \n 8 SCHD Schwab U.S. Dividend Equity ETF U.S. stocks $10.6bn $9.1bn $19.7bn 55.4% 12 Aug 31, 2025 \n 9 DIA SPDR Dow Jones Industrial Average ETF Trust U.S. stocks $11.2bn $6.0bn $17.2bn 12.6% 15 Dec 31, 2025 \n 10 IEF iShares 7-10 Year Treasury Bond ETF Bonds $11.2bn $4.9bn $16.1bn 36.9% 9 Feb 28, 2026 \n 11 TQQQ ProShares UltraPro QQQ Leverage $7.9bn $7.2bn $15.1bn 25.3% 10 May 31, 2026 \n 12 SPYM State Street SPDR Portfolio S&P 500 ETF U.S. stocks $13.0bn $1.8bn $14.8bn 11.7% 18 Jun 30, 2026 \n 13 RSP Invesco S&P 500 Equal Weight ETF U.S. stocks $5.9bn $8.4bn $14.3bn 19.4% 19 Apr 30, 2026 \n 14 SPYV State Street SPDR Portfolio S&P 500 Value ETF U.S. stocks $7.4bn $6.8bn $14.2bn 64.2% 13 Jun 30, 2026 \n 15 LQD iShares iBoxx $ Investment Grade Corporate Bond ETF Bonds $7.9bn $5.4bn $13.3bn 10.8% 11 Feb 28, 2026 \n 16 SOXX iShares Semiconductor ETF Themes $6.0bn $4.7bn $10.7bn 11.6% 18 Mar 31, 2026 \n 17 SQQQ ProShares UltraPro Short QQQ Leverage $6.5bn $4.0bn $10.5bn 27.9% 9 May 31, 2026 \n 18 HYG iShares iBoxx $ High Yield Corporate Bond ETF Bonds $6.4bn $4.0bn $10.4bn 15.2% 8 Feb 28, 2026 \n 19 SHV iShares 0-1 Year Treasury Bond ETF Bonds $5.5bn $4.9bn $10.3bn 53.4% 7 Feb 28, 2026 \n 20 QQQM Invesco NASDAQ 100 ETF U.S. stocks $7.6bn $2.6bn $10.2bn 29.0% 14 Aug 31, 2025 \n 21 SPHQ Invesco S&P 500 Quality ETF U.S. stocks $4.5bn $4.1bn $8.6bn 68.3% 12 Apr 30, 2026 \n 22 XLF State Street Financial Select Sector SPDR ETF Sector stocks $4.5bn $4.0bn $8.5bn 6.4% 21 Sep 30, 2025 \n 23 IGV iShares Expanded Tech-Software Sector ETF Themes $4.8bn $3.5bn $8.4bn 17.3% 15 Mar 31, 2026 \n 24 VIG Vanguard Div Appreciation ETF U.S. stocks $4.1bn $3.9bn $8.0bn 43.7% 12 Jan 31, 2026 \n 25 XLK State Street Technology Select Sector SPDR ETF Sector stocks $3.6bn $4.3bn $7.9bn 17.2% 18 Sep 30, 2025 \n 26 IWF iShares Russell 1000 Growth ETF U.S. stocks $3.4bn $4.2bn $7.7bn 19.6% 13 Mar 31, 2026 \n 27 KRE State Street SPDR S&P Regional Banking ETF Sector stocks $3.5bn $3.7bn $7.2bn 13.2% 17 Jun 30, 2026 \n 28 CGDV Capital Group Dividend Value ETF U.S. stocks $4.0bn $3.2bn $7.2bn 22.8% 11 May 31, 2026 \n 29 SHY iShares 1-3 Year Treasury Bond ETF Bonds $4.4bn $2.5bn $7.0bn 35.0% 9 Feb 28, 2026 \n 30 DGRW WisdomTree U.S. Quality Dividend Growth Fund U.S. stocks $3.4bn $3.5bn $6.9bn 77.9% 7 Mar 31, 2026 \n 31 VTEB Vanguard Tax-Exempt Bond ETF Bonds $4.7bn $1.9bn $6.7bn 34.9% 10 Oct 31, 2025 \n 32 BND Vanguard Total Bond Market ETF Bonds $6.4bn $126m $6.6bn 21.6% 5 Dec 31, 2025 \n 33 BSV Vanguard Short-Term Bond ETF Bonds $4.6bn $1.8bn $6.5bn 39.5% 4 Dec 31, 2025 \n 34 VGT Vanguard Information Tech ETF Sector stocks $3.4bn $2.9bn $6.3bn 23.4% 15 Aug 31, 2025 \n 35 NVDL GraniteShares 2x Long NVDA Daily ETF Leverage $3.6bn $2.5bn $6.1bn 21.2% 12 Jun 30, 2026 \n 36 SPIB State Street SPDR Portfolio Intermediate Term Corporate Bond ETF Bonds $1.1bn $4.7bn $5.8bn 11.4% 12 Jun 30, 2026 \n 37 SMH VanEck Semiconductor ETF Themes $2.6bn $2.8bn $5.4bn 7.7% 17 Sep 30, 2025 \n 38 XLC State Street Communication Services Select Sector SPDR ETF Sector stocks $2.8bn $2.6bn $5.4bn 15.1% 18 Sep 30, 2025 \n 39 GOVT iShares U.S. Treasury Bond ETF Bonds $3.5bn $1.6bn $5.1bn 29.3% 8 Oct 31, 2025 \n 40 SPXL Direxion Daily S&P 500 Bull 3X ETF Leverage $2.2bn $2.9bn $5.1bn 33.6% 8 Oct 31, 2025 \n 41 XBI State Street SPDR S&P Biotech ETF Themes $2.3bn $2.6bn $4.9bn 8.1% 19 Jun 30, 2026 \n 42 JNK State Street SPDR Bloomberg High Yield Bond ETF Bonds $3.2bn $1.4bn $4.7bn 18.7% 8 Jun 30, 2026 \n 43 VCIT Vanguard Intermediate-Term Corporate Bond ETF Bonds $3.4bn $1.2bn $4.6bn 9.6% 11 Aug 31, 2025 \n 44 KLMN Invesco MSCI North America Climate ETF U.S. stocks $3.3bn $1.3bn $4.6bn 68.9% 7 Aug 31, 2025 \n 45 SPTL State Street SPDR Portfolio Long Term Treasury ETF Bonds $1.8bn $2.8bn $4.6bn 49.0% 6 Jun 30, 2026 \n 46 MBB iShares MBS ETF Bonds $4.0bn $557m $4.5bn 46.5% 5 Feb 28, 2026 \n 47 VCLT Vanguard Long-Term Corporate Bond ETF Bonds $442m $4.0bn $4.5bn 14.7% 9 Aug 31, 2025 \n 48 VCSH Vanguard Short-Term Corporate Bond ETF Bonds $2.0bn $2.4bn $4.3bn 13.5% 10 Aug 31, 2025 \n 49 XLE State Street Energy Select Sector SPDR ETF Sector stocks $1.6bn $2.7bn $4.3bn 9.5% 21 Sep 30, 2025 \n 50 TSLL Direxion Daily TSLA Bull 2X ETF Leverage $3.8bn $331m $4.2bn 18.2% 11 Oct 31, 2025 \n 51 VTI Vanguard Morningstar Total Stock Market ETF U.S. stocks $3.7bn $292m $4.0bn 5.1% 15 Dec 31, 2025 \n 52 QQQI NEOS Nasdaq-100 High Income ETF Income $3.8bn $203m $4.0bn 52.2% 5 Dec 31, 2025 \n 53 IUSV iShares Core S&P U.S. Value ETF U.S. stocks $1.9bn $2.1bn $4.0bn 45.6% 10 Mar 31, 2026 \n 54 UPRO ProShares UltraPro S&P500 Leverage $1.5bn $2.4bn $4.0bn 32.8% 7 May 31, 2026 \n 55 EWJ iShares MSCI Japan ETF International stocks $848m $3.1bn $4.0bn 55.7% 9 Aug 31, 2025 \n 56 GDX VanEck Gold Miners ETF Themes $1.1bn $2.9bn $3.9bn 42.2% 6 Dec 31, 2025 \n 57 XLI State Street Industrial Select Sector SPDR ETF Sector stocks $2.0bn $1.8bn $3.9bn 7.3% 23 Sep 30, 2025 \n 58 VUG Vanguard Morningstar Growth ETF U.S. stocks $3.6bn $204m $3.8bn 4.8% 14 Dec 31, 2025 \n 59 VGSH Vanguard Short-Term Treasury ETF Bonds $1.8bn $1.9bn $3.7bn 29.0% 7 Aug 31, 2025 \n 60 XRT State Street SPDR S&P Retail ETF Sector stocks $1.8bn $1.8bn $3.6bn 14.2% 19 Jun 30, 2026 \n 61 QLD ProShares Ultra QQQ Leverage $1.9bn $1.7bn $3.6bn 47.6% 6 May 31, 2026 \n 62 EMB iShares J.P. Morgan USD Emerging Markets Bond ETF Bonds $2.9bn $678m $3.5bn 19.3% 6 Oct 31, 2025 \n 63 IWB iShares Russell 1000 ETF U.S. stocks $2.0bn $1.4bn $3.4bn 9.3% 15 Mar 31, 2026 \n 64 JPST JPMorgan Ultra-Short Income ETF Bonds $2.6bn $762m $3.4bn 31.2% 9 Feb 28, 2026 \n 65 FTLS First Trust Long/Short Equity Alternatives $1.7bn $1.7bn $3.4bn 83.0% 6 Oct 31, 2025 \n 66 IBB iShares Biotechnology ETF Themes $1.6bn $1.8bn $3.3bn 16.0% 15 Mar 31, 2026 \n 67 IWR iShares Russell Mid-Cap ETF U.S. stocks $1.8bn $1.5bn $3.3bn 27.7% 14 Mar 31, 2026 \n 68 IWD iShares Russell 1000 Value ETF U.S. stocks $1.6bn $1.7bn $3.3bn 10.2% 12 Mar 31, 2026 \n 69 SH ProShares Short S&P500 Leverage $1.9bn $1.4bn $3.3bn 37.0% 6 May 31, 2026 \n 70 SSO ProShares Ultra S&P500 Leverage $1.5bn $1.7bn $3.2bn 30.5% 8 May 31, 2026 \n 71 PULS PGIM Ultra Short Bond ETF Bonds $2.3bn $898m $3.2bn 33.9% 7 Aug 31, 2025 \n 72 VGIT Vanguard Intermediate-Term Treasury ETF Bonds $1.6bn $1.6bn $3.2bn 22.4% 7 Aug 31, 2025 \n 73 SPXU ProShares UltraPro Short S&P500 Leverage $1.9bn $1.3bn $3.2bn 43.9% 7 May 31, 2026 \n 74 MUB iShares National Muni Bond ETF Bonds $2.1bn $1.1bn $3.2bn 28.9% 7 Feb 28, 2026 \n 75 XLV State Street Health Care Select Sector SPDR ETF Sector stocks $1.7bn $1.4bn $3.2bn 5.4% 23 Sep 30, 2025 \n 76 XLP State Street Consumer Staples Select Sector SPDR ETF Sector stocks $1.6bn $1.5bn $3.1bn 7.1% 23 Sep 30, 2025 \n 77 VXUS Vanguard Total International Stock ETF International stocks $3.1bn $0 $3.1bn 22.8% 8 Oct 31, 2025 \n 78 IGSB iShares 1-5 Year Investment Grade Corporate Bond ETF Bonds $798m $2.2bn $3.0bn 17.7% 8 Feb 28, 2026 \n 79 HDV iShares Core High Dividend ETF U.S. stocks $1.5bn $1.5bn $3.0bn 49.6% 9 Apr 30, 2026 \n 80 IJH iShares Core S&P Mid-Cap ETF U.S. stocks $1.4bn $1.5bn $3.0bn 10.8% 17 Mar 31, 2026 \n 81 AVUV Avantis U.S. Small Cap Value ETF U.S. stocks $1.7bn $1.3bn $3.0bn 37.0% 7 Aug 31, 2024 \n 82 SPYI NEOS S&P 500 High Income ETF Income $2.7bn $228m $2.9bn 62.6% 5 Dec 31, 2025 \n 83 MSTY YieldMax MSTR Option Income Strategy ETF Income $2.3bn $619m $2.9bn 31.7% 7 Oct 31, 2025 \n 84 ARKK ARK Innovation ETF Themes $1.3bn $1.6bn $2.9bn 13.3% 15 Jul 31, 2025 \n 85 SCHA Schwab U.S. Small-Cap ETF U.S. stocks $1.1bn $1.7bn $2.9bn 61.6% 9 Aug 31, 2025 \n 86 BKLN Invesco Senior Loan ETF Bonds $846m $2.0bn $2.8bn 23.1% 16 Aug 31, 2025 \n 87 BOXX Alpha Architect 1-3 Month Box ETF Bonds $2.7bn $125m $2.8bn 69.8% 5 Sep 30, 2024 \n 88 FBND Fidelity Total Bond ETF Bonds $2.8bn $6.8m $2.8bn 29.5% 4 Aug 31, 2025 \n 89 SDS ProShares UltraShort S&P500 Leverage $1.6bn $1.1bn $2.7bn 45.5% 6 May 31, 2026 \n 90 USFR WisdomTree Floating Rate Treasury Fund Bonds $1.4bn $1.3bn $2.7bn 24.6% 5 Aug 31, 2025 \n 91 BIV Vanguard Intermediate-Term Bond ETF Bonds $2.5bn $129m $2.6bn 34.5% 4 Dec 31, 2025 \n 92 CGGR Capital Group Growth ETF U.S. stocks $2.1bn $477m $2.6bn 18.4% 13 May 31, 2026 \n 93 CGGO Capital Group Global Growth Equity ETF International stocks $1.4bn $1.2bn $2.6bn 39.1% 9 May 31, 2026 \n 94 SPLV Invesco S&P 500 Low Volatility ETF U.S. stocks $1.4bn $1.2bn $2.6bn 28.0% 13 Aug 31, 2025 \n 95 TIP iShares TIPS Bond ETF Bonds $1.8bn $797m $2.5bn 13.8% 8 Oct 31, 2025 \n 96 XAR State Street SPDR S&P Aerospace & Defense ETF Themes $1.3bn $1.2bn $2.5bn 34.8% 11 Jun 30, 2026 \n 97 ETHU 2x Ether ETF Leverage $1.7bn $818m $2.5bn 44.4% 6 Feb 28, 2026 \n 98 JEPQ JPMorgan Nasdaq Equity Premium Income ETF Income $1.4bn $1.1bn $2.5bn 13.2% 6 Jun 30, 2026 \n 99 XOVR ERShares Private-Public Crossover ETF U.S. stocks $1.8bn $683m $2.5bn 33.6% 4 Jun 30, 2026 \n 100 JAAA Janus Henderson AAA CLO ETF Bonds $1.6bn $859m $2.4bn 6.7% 10 Oct 31, 2025 \n \n ETFs where Goldman Sachs & Co. was the only active AP\n In 39 ETFs, Goldman Sachs & Co. LLC was the one AP that created or redeemed shares in the period.\n ETFs where Goldman Sachs & Co. was the only active AP, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN. # Ticker Fund Created Redeemed APs listed Period ending \n 1 NOVZ TrueShares Structured Outcome (November) ETF $20.1m $23.1m 1 Dec 31, 2025 \n 2 FMUN Fidelity Systematic Municipal Bond Index ETF $14.5m $1.5m 25 Jun 30, 2026 \n 3 SUPP TCW Transform Supply Chain ETF $2.0m $13.1m 10 Oct 31, 2025 \n 4 PRAE PlanRock Equity Plus Alternatives ETF $6.4m $5.1m 5 Sep 30, 2025 \n 5 WRND NYLIM Global Equity R&D Leaders ETF $5.2m $4.2m 23 Apr 30, 2026 \n 6 JANJ Innovator Premium Income 30 Barrier ETF - January $1.2m $7.4m 1 Oct 31, 2025 \n 7 JHID John Hancock International High Dividend ETF $4.4m $4.1m 16 Mar 31, 2026 \n 8 ALRG Allspring LT Large Core ETF $7.8m $0 7 Jul 31, 2025 \n 9 IVSS Applied Finance IVS US SMID ETF $5.7m $0 9 Dec 31, 2025 \n 10 JUNZ TrueShares Structured Outcome (June) ETF $2.0m $3.5m 1 Dec 31, 2025 \n 11 BFJL FT Vest Bitcoin Strategy Floor15 ETF - July $4.1m $906k 26 Dec 31, 2025 \n 12 MAYZ TrueShares Structured Outcome (May) ETF $4.7m $0 1 Dec 31, 2025 \n 13 AAPY Kurv Yield Premium Strategy Apple (AAPL) ETF $2.6m $1.4m 1 May 31, 2026 \n 14 FLDZ TrueShares Patriot Defense ETF $1.2m $1.8m 1 Dec 31, 2025 \n 15 FCFY First Trust S&P 500 Diversified Free Cash Flow ETF $1.3m $1.3m 26 Dec 31, 2025 \n 16 KIQQ KraneShares InspereX Nasdaq Dynamic Buffered High Income Index ETF $2.5m $0 18 Mar 31, 2026 \n 17 APRZ TrueShares Structured Outcome (April) ETF $2.3m $0 1 Dec 31, 2025 \n 18 SPAM Themes Cybersecurity ETF $1.9m $259k 1 Sep 30, 2024 \n 19 TJUN FT Vest Emerging Markets Buffer ETF - June $2.0m $0 23 May 31, 2026 \n 20 PMSE PGIM S&P 500 Max Buffer ETF - September $2.0m $0 2 Oct 31, 2025 \n 21 CLOD Themes Cloud Computing ETF $1.6m $249k 1 Sep 30, 2024 \n 22 HCOW Amplify COWS Covered Call ETF $0 $1.5m 1 Sep 30, 2024 \n 23 KDVD Keeley Dividend ETF $1.3m $0 4 Dec 31, 2025 \n 24 AGMI Themes Silver Miners ETF $772k $284k 1 Sep 30, 2024 \n 25 MUSQ MUSQ Global Music Industry Index ETF $0 $1.0m 15 Apr 30, 2026 \n 26 AMA Defiance Daily Target 2X Long AMAT ETF $1.0m $0 1 Apr 30, 2026 \n 27 POEL Defiance Daily Target 2X Long POET ETF $1.0m $0 1 Apr 30, 2026 \n 28 FTKI First Trust Small Cap BuyWrite Income ETF $999k $0 24 Dec 31, 2025 \n 29 PWRZ TrueShares Eagle Global Next Gen Power Infrastructure ETF $499k $496k 1 Dec 31, 2025 \n 30 DDFN Innovator Equity Dual Directional 15 Buffer ETF - Nov $948k $0 1 Oct 31, 2025 \n 31 FFF Founders 100 ETF $503k $253k 1 Dec 31, 2025 \n 32 LYLD Cambria LargeCap Shareholder Yield ETF $656k $0 1 Apr 30, 2026 \n 33 URAN Themes Uranium & Nuclear ETF $528k $0 1 Sep 30, 2024 \n 34 PMMR PGIM S&P 500 Max Buffer ETF - March $502k $0 2 Oct 31, 2025 \n 35 PMAP PGIM S&P 500 Max Buffer ETF - April $501k $0 2 Oct 31, 2025 \n 36 PMMY PGIM S&P 500 Max Buffer ETF - May $501k $0 2 Oct 31, 2025 \n 37 COPA Themes Copper Miners ETF $500k $0 1 Sep 30, 2024 \n 38 BOTT Themes Humanoid Robotics ETF $500k $0 1 Sep 30, 2024 \n 39 PMJL PGIM S&P 500 Max Buffer ETF - July $250k $0 2 Oct 31, 2025 \n \n Goldman Sachs & Co. by category\n The ETFs Goldman Sachs & Co. LLC serves, by the category each is placed in, with what it created and redeemed in each.\n Goldman Sachs & Co. by category, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN. # Category Share of its dollars ETFs served Active in Created Redeemed Only active AP in \n 1 U.S. stocks 49.1% 794 643 $374.8bn $342.4bn 7 \n 2 International stocks 2.9% 494 279 $23.2bn $19.9bn 2 \n 3 Sector stocks 5.8% 192 160 $42.1bn $42.6bn 0 \n 4 Bonds 23.8% 713 531 $225.3bn $121.8bn 1 \n 5 Commodities 0.1% 22 15 $696m $439m 0 \n 6 Allocation 0.2% 33 22 $2.0bn $991m 0 \n 7 Buffer 3.2% 338 336 $24.9bn $22.1bn 12 \n 8 Income 2.8% 237 227 $30.1bn $10.1bn 5 \n 9 Themes 4.5% 291 204 $34.7bn $31.3bn 9 \n 10 Leverage 7.1% 362 315 $59.6bn $44.2bn 2 \n 11 Crypto 0.1% 10 9 $1.2bn $533m 0 \n 12 Alternatives 0.4% 59 40 $3.9bn $2.6bn 1 \n \n Questions people ask\n Is Goldman Sachs & Co. an ETF authorized participant (AP)? Yes. Goldman Sachs & Co. LLC is listed as an AP for 3,545 US ETFs in Form N-CEN periods ending Jul 31, 2024 to Jun 30, 2026, and created or redeemed shares in 2,781 of them. Which ETFs does Goldman Sachs & Co. create and redeem the most? By dollars created and redeemed: SPY, $245.6bn; IVV, $79.4bn; VOO, $64.8bn; IWM, $43.0bn; TLT, $32.9bn. How much of an ETF\u2019s AP activity does Goldman Sachs & Co. handle? Across the 2,781 funds it was active in, its share of each fund\u2019s AP dollars ran from 0.0% to 100.0%. It was the only active AP in 39 ETFs. Is Goldman Sachs & Co. a lead market maker (LMM)? Yes, for 12 ETFs: 9 on NYSE Arca; 3 on Nasdaq. Lead market maker per NYSE Arca and Nasdaq, as of Oct 23, 2026. Where do these figures come from? From item E.2 of each ETF\u2019s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Goldman Sachs & Co.\u2019s CRD, SEC file number and LEI, never by the name as typed. Method\n Goldman Sachs & Co. LLC is identified by CRD 361, SEC file number 8-129, LEI FOR8UP27PHTHYVLBNG30. It is on the SEC\u2019s list of active broker-dealers dated Oct 1, 2026 as GOLDMAN SACHS & CO. LLC. Funds filed its name 21 ways; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF\u2019s latest Form N-CEN, with the dollars of the fund\u2019s shares it purchased from the fund (created) and redeemed in the fund\u2019s reporting period, as filed. A fund\u2019s period is its own fiscal year, or less where the filing says so, so a firm\u2019s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there. A firm\u2019s name is its registration on the SEC\u2019s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.\n Where to next\n Most active APs for U.S. stock ETFs Most active APs for international stock ETFs Most active APs for sector stock ETFs Every ETF authorized participant (AP) The most active APs Most active APs for U.S. stock ETFs Most active APs for international stock ETFs Most active APs for sector stock ETFs Most active APs for bond ETFs ETF lead market makers (LMMs) How the AP list is built The open data file Fund flows Where these figures came from\n SEC Form N-CEN data sets, the source of every AP row Form N-CEN, item E.2: each authorized participant and its dollars SEC list of active broker-dealers, the source of each firm\u2019s registered name ETFIQ links to the documents behind every figure; a link is not an endorsement.\n A list of firms is not a rating or a recommendation. ETFIQ is an independent publisher, not an adviser. Standards and sources \n Cite this page. ETFIQ, Goldman Sachs & Co. LLC as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/goldman-sachs/ Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data .\n Other forms Plain ETFIQ, Goldman Sachs & Co. LLC as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/goldman-sachs/ APA ETFIQ. (Sep 23, 2026). Goldman Sachs & Co. LLC as an ETF authorized participant. Retrieved from https://etfiq.com/trading/authorized-participants/goldman-sachs/ Markdown [Goldman Sachs & Co. LLC as an ETF authorized participant (ETFIQ, Sep 23, 2026)](https://etfiq.com/trading/authorized-participants/goldman-sachs/)","source":"ETFIQ, independent ETF data. Recomputed nightly from public filings and prices.","publisher":{"@id":"https://etfiq.com/#org","name":"ETFIQ","url":"https://etfiq.com"},"license":"https://etfiq.com/license/","license_text":"Figures ETFIQ computes are free to use with attribution: ETFIQ (etfiq.com). Issuer data stays under its owner's terms.","citation":"ETFIQ, Goldman Sachs & Co. LLC as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/goldman-sachs/"}