{"url":"https://etfiq.com/trading/authorized-participants/goldman-sachs-execution-and-clearing/","section":"trading","title":"Goldman Sachs Execution & Clearing: ETF AP | ETFIQ","description":"Goldman Sachs Execution & Clearing, L.P. was listed as an authorized participant (AP) for 2 US ETFs in the Form N-CEN period ending Jan 31, 2026.","as_of":"Sep 23, 2026","structured_data":[{"@type":"Corporation","name":"Goldman Sachs Execution & Clearing, L.P.","url":"https://etfiq.com/trading/authorized-participants/goldman-sachs-execution-and-clearing/","sameAs":["https://www.goldmansachs.com/"],"leiCode":"8B2J4H67N3JPLYJIDE37","identifier":[{"@type":"PropertyValue","propertyID":"FINRA CRD","value":"3466"},{"@type":"PropertyValue","propertyID":"SEC file number","value":"8-526"}],"description":"A former Goldman Sachs clearing and execution broker-dealer, merged into Goldman Sachs & Co. LLC in June 2017."},{"@type":"ItemList","name":"ETFs Goldman Sachs Execution & Clearing, L.P. serves as an authorized participant","numberOfItems":0,"itemListOrder":"https://schema.org/ItemListOrderDescending","itemListElement":[]},{"@type":"DefinedTerm","name":"authorized participant","alternateName":["AP","authorised participant"],"description":"A broker-dealer that has an agreement with an ETF to create new shares by delivering a basket of securities or cash to the fund, and to redeem shares by handing them back.","inDefinedTermSet":"https://etfiq.com/methodology/authorized-participants#glossary"},{"@type":"FAQPage","mainEntity":[{"@type":"Question","name":"Is Goldman Sachs Execution & Clearing an ETF authorized participant (AP)?","acceptedAnswer":{"@type":"Answer","text":"Yes. Goldman Sachs Execution & Clearing, L.P. is listed as an AP for 2 US ETFs in the Form N-CEN period ending Jan 31, 2026, and created or redeemed shares in 0 of them."}},{"@type":"Question","name":"Where do these figures come from?","acceptedAnswer":{"@type":"Answer","text":"From item E.2 of each ETF\u2019s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Goldman Sachs Execution & Clearing\u2019s CRD, SEC file number and LEI, never by the name as typed."}}]},{"@type":"BreadcrumbList","itemListElement":[{"@type":"ListItem","position":1,"name":"ETFIQ","item":"https://etfiq.com/"},{"@type":"ListItem","position":2,"name":"Authorized participants","item":"https://etfiq.com/trading/authorized-participants/"},{"@type":"ListItem","position":3,"name":"Goldman Sachs Execution & Clearing","item":"https://etfiq.com/trading/authorized-participants/goldman-sachs-execution-and-clearing/"}]},{"@type":"WebPage","name":"Goldman Sachs Execution & Clearing: ETF AP","description":"Goldman Sachs Execution & Clearing, L.P. was listed as an authorized participant (AP) for 2 US ETFs in the Form N-CEN period ending Jan 31, 2026.","url":"https://etfiq.com/trading/authorized-participants/goldman-sachs-execution-and-clearing/","dateModified":"2026-09-23","isPartOf":{"@type":"WebSite","name":"ETFIQ","url":"https://etfiq.com"},"speakable":{"@type":"SpeakableSpecification","cssSelector":[".lede",".faq"]},"publisher":{"@id":"https://etfiq.com/#org"}}],"characters":4220,"truncated":false,"content":"ETFIQ / Authorized participants / Goldman Sachs Execution & Clearing \n \n As of Sep 23, 2026 . From each ETF\u2019s latest Form N-CEN.\n Goldman Sachs Execution & Clearing, L.P.\n Goldman Sachs Execution & Clearing, L.P. was listed as an authorized participant (AP) for 2 US ETFs in the Form N-CEN period ending Jan 31, 2026. It created or redeemed no shares in any of them.\n goldmansachs.com \n Goldman Sachs Execution & Clearing by category\n The ETFs Goldman Sachs Execution & Clearing, L.P. serves, by the category each is placed in, with what it created and redeemed in each.\n Goldman Sachs Execution & Clearing by category, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN. # Category Share of its dollars ETFs served Active in Created Redeemed Only active AP in \n 1 Bonds no activity 1 0 $0 $0 0 \n 2 Allocation no activity 1 0 $0 $0 0 \n \n Questions people ask\n Is Goldman Sachs Execution & Clearing an ETF authorized participant (AP)? Yes. Goldman Sachs Execution & Clearing, L.P. is listed as an AP for 2 US ETFs in the Form N-CEN period ending Jan 31, 2026, and created or redeemed shares in 0 of them. Where do these figures come from? From item E.2 of each ETF\u2019s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Goldman Sachs Execution & Clearing\u2019s CRD, SEC file number and LEI, never by the name as typed. Method\n Goldman Sachs Execution & Clearing, L.P. is identified by CRD 3466, SEC file number 8-526, LEI 8B2J4H67N3JPLYJIDE37. Its SEC file number is not on the SEC\u2019s list of active broker-dealers dated Oct 1, 2026. Funds filed its name 1 way; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF\u2019s latest Form N-CEN, with the dollars of the fund\u2019s shares it purchased from the fund (created) and redeemed in the fund\u2019s reporting period, as filed. A fund\u2019s period is its own fiscal year, or less where the filing says so, so a firm\u2019s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there. A firm\u2019s name is its registration on the SEC\u2019s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.\n Where to next\n Most active APs for bond ETFs Most active APs for allocation ETFs Every ETF authorized participant (AP) The most active APs Most active APs for U.S. stock ETFs Most active APs for international stock ETFs Most active APs for sector stock ETFs Most active APs for bond ETFs ETF lead market makers (LMMs) How the AP list is built The open data file Fund flows Where these figures came from\n SEC Form N-CEN data sets, the source of every AP row Form N-CEN, item E.2: each authorized participant and its dollars SEC list of active broker-dealers, the source of each firm\u2019s registered name ETFIQ links to the documents behind every figure; a link is not an endorsement.\n A list of firms is not a rating or a recommendation. ETFIQ is an independent publisher, not an adviser. Standards and sources \n Cite this page. ETFIQ, Goldman Sachs Execution & Clearing, L.P. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/goldman-sachs-execution-and-clearing/ Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data .\n Other forms Plain ETFIQ, Goldman Sachs Execution & Clearing, L.P. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/goldman-sachs-execution-and-clearing/ APA ETFIQ. (Sep 23, 2026). Goldman Sachs Execution & Clearing, L.P. as an ETF authorized participant. Retrieved from https://etfiq.com/trading/authorized-participants/goldman-sachs-execution-and-clearing/ Markdown [Goldman Sachs Execution & Clearing, L.P. as an ETF authorized participant (ETFIQ, Sep 23, 2026)](https://etfiq.com/trading/authorized-participants/goldman-sachs-execution-and-clearing/)","source":"ETFIQ, independent ETF data. Recomputed nightly from public filings and prices.","publisher":{"@id":"https://etfiq.com/#org","name":"ETFIQ","url":"https://etfiq.com"},"license":"https://etfiq.com/license/","license_text":"Figures ETFIQ computes are free to use with attribution: ETFIQ (etfiq.com). Issuer data stays under its owner's terms.","citation":"ETFIQ, Goldman Sachs Execution & Clearing, L.P. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/goldman-sachs-execution-and-clearing/"}