{"url":"https://etfiq.com/trading/authorized-participants/apex-clearing/","section":"trading","title":"Apex Clearing: ETF Authorized Participant (AP) | ETFIQ","description":"Apex Clearing Corp. was listed as an authorized participant (AP) for 114 US ETFs in Form N-CEN periods ending Oct 31, 2025 to Apr 30, 2026. Facts only.","as_of":"Sep 23, 2026","structured_data":[{"@type":"Corporation","name":"Apex Clearing Corp.","url":"https://etfiq.com/trading/authorized-participants/apex-clearing/","sameAs":["https://apexfintechsolutions.com/"],"leiCode":"5493000418CITRF5BO80","identifier":[{"@type":"PropertyValue","propertyID":"FINRA CRD","value":"13071"},{"@type":"PropertyValue","propertyID":"SEC file number","value":"8-23522"}],"description":"A clearing and custody broker-dealer for fintechs and brokerages, part of Apex Fintech Solutions."},{"@type":"ItemList","name":"ETFs Apex Clearing Corp. serves as an authorized participant","numberOfItems":0,"itemListOrder":"https://schema.org/ItemListOrderDescending","itemListElement":[]},{"@type":"DefinedTerm","name":"authorized participant","alternateName":["AP","authorised participant"],"description":"A broker-dealer that has an agreement with an ETF to create new shares by delivering a basket of securities or cash to the fund, and to redeem shares by handing them back.","inDefinedTermSet":"https://etfiq.com/methodology/authorized-participants#glossary"},{"@type":"FAQPage","mainEntity":[{"@type":"Question","name":"Is Apex Clearing an ETF authorized participant (AP)?","acceptedAnswer":{"@type":"Answer","text":"Yes. Apex Clearing Corp. is listed as an AP for 114 US ETFs in Form N-CEN periods ending Oct 31, 2025 to Apr 30, 2026, and created or redeemed shares in 0 of them."}},{"@type":"Question","name":"Where do these figures come from?","acceptedAnswer":{"@type":"Answer","text":"From item E.2 of each ETF\u2019s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Apex Clearing\u2019s CRD, SEC file number and LEI, never by the name as typed."}}]},{"@type":"BreadcrumbList","itemListElement":[{"@type":"ListItem","position":1,"name":"ETFIQ","item":"https://etfiq.com/"},{"@type":"ListItem","position":2,"name":"Authorized participants","item":"https://etfiq.com/trading/authorized-participants/"},{"@type":"ListItem","position":3,"name":"Apex Clearing","item":"https://etfiq.com/trading/authorized-participants/apex-clearing/"}]},{"@type":"WebPage","name":"Apex Clearing: ETF Authorized Participant (AP)","description":"Apex Clearing Corp. was listed as an authorized participant (AP) for 114 US ETFs in Form N-CEN periods ending Oct 31, 2025 to Apr 30, 2026. Facts only.","url":"https://etfiq.com/trading/authorized-participants/apex-clearing/","dateModified":"2026-09-23","isPartOf":{"@type":"WebSite","name":"ETFIQ","url":"https://etfiq.com"},"speakable":{"@type":"SpeakableSpecification","cssSelector":[".lede",".faq"]},"publisher":{"@id":"https://etfiq.com/#org"}}],"characters":4184,"truncated":false,"content":"ETFIQ / Authorized participants / Apex Clearing \n \n As of Sep 23, 2026 . From each ETF\u2019s latest Form N-CEN.\n Apex Clearing Corp.\n Apex Clearing Corp. was listed as an authorized participant (AP) for 114 US ETFs in Form N-CEN periods ending Oct 31, 2025 to Apr 30, 2026. It created or redeemed no shares in any of them.\n apexfintechsolutions.com \n Apex Clearing by category\n The ETFs Apex Clearing Corp. serves, by the category each is placed in, with what it created and redeemed in each.\n Apex Clearing by category, as of Sep 23, 2026. Source: ETFIQ from Form N-CEN. # Category Share of its dollars ETFs served Active in Created Redeemed Only active AP in \n 1 U.S. stocks no activity 41 0 $0 $0 0 \n 2 International stocks no activity 17 0 $0 $0 0 \n 3 Sector stocks no activity 21 0 $0 $0 0 \n 4 Bonds no activity 14 0 $0 $0 0 \n 5 Commodities no activity 1 0 $0 $0 0 \n 6 Income no activity 1 0 $0 $0 0 \n 7 Themes no activity 18 0 $0 $0 0 \n 8 Alternatives no activity 1 0 $0 $0 0 \n \n Questions people ask\n Is Apex Clearing an ETF authorized participant (AP)? Yes. Apex Clearing Corp. is listed as an AP for 114 US ETFs in Form N-CEN periods ending Oct 31, 2025 to Apr 30, 2026, and created or redeemed shares in 0 of them. Where do these figures come from? From item E.2 of each ETF\u2019s latest Form N-CEN, which names its APs and the dollars each created and redeemed. ETFIQ groups the rows by Apex Clearing\u2019s CRD, SEC file number and LEI, never by the name as typed. Method\n Apex Clearing Corp. is identified by CRD 13071, SEC file number 8-23522, LEI 5493000418CITRF5BO80. It is on the SEC\u2019s list of active broker-dealers dated Oct 1, 2026 as APEX CLEARING CORPORATION. Funds filed its name 1 way; every spelling is in dealers.json. Every row is one authorized participant (AP) listed in item E.2 of an ETF\u2019s latest Form N-CEN, with the dollars of the fund\u2019s shares it purchased from the fund (created) and redeemed in the fund\u2019s reporting period, as filed. A fund\u2019s period is its own fiscal year, or less where the filing says so, so a firm\u2019s total adds periods that end on different days. Rows are grouped into firms by the identifiers each row carries: the CRD number first, the SEC file number and LEI where the CRD is missing or typed wrong, never by name. 71 of 75,056 rows carry a CRD their file number and LEI place on another firm, and are counted there. A firm\u2019s name is its registration on the SEC\u2019s list of active broker-dealers where it is on it. Spot crypto and commodity trusts and ETNs file no N-CEN and are not here.\n Where to next\n Most active APs for U.S. stock ETFs Most active APs for international stock ETFs Most active APs for sector stock ETFs Every ETF authorized participant (AP) The most active APs Most active APs for U.S. stock ETFs Most active APs for international stock ETFs Most active APs for sector stock ETFs Most active APs for bond ETFs ETF lead market makers (LMMs) How the AP list is built The open data file Fund flows Where these figures came from\n SEC Form N-CEN data sets, the source of every AP row Form N-CEN, item E.2: each authorized participant and its dollars SEC list of active broker-dealers, the source of each firm\u2019s registered name ETFIQ links to the documents behind every figure; a link is not an endorsement.\n A list of firms is not a rating or a recommendation. ETFIQ is an independent publisher, not an adviser. Standards and sources \n Cite this page. ETFIQ, Apex Clearing Corp. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/apex-clearing/ Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data .\n Other forms Plain ETFIQ, Apex Clearing Corp. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/apex-clearing/ APA ETFIQ. (Sep 23, 2026). Apex Clearing Corp. as an ETF authorized participant. Retrieved from https://etfiq.com/trading/authorized-participants/apex-clearing/ Markdown [Apex Clearing Corp. as an ETF authorized participant (ETFIQ, Sep 23, 2026)](https://etfiq.com/trading/authorized-participants/apex-clearing/)","source":"ETFIQ, independent ETF data. Recomputed nightly from public filings and prices.","publisher":{"@id":"https://etfiq.com/#org","name":"ETFIQ","url":"https://etfiq.com"},"license":"https://etfiq.com/license/","license_text":"Figures ETFIQ computes are free to use with attribution: ETFIQ (etfiq.com). Issuer data stays under its owner's terms.","citation":"ETFIQ, Apex Clearing Corp. as an ETF authorized participant, data as of Sep 23, 2026. https://etfiq.com/trading/authorized-participants/apex-clearing/"}