{"url":"https://etfiq.com/news/filings/","section":"news","title":"New ETF filings, latest first | ETFIQ","description":"New ETF filings, latest first. The latest 100 filings ETFIQ has read, newest first, from Oct 2, 2026 to Oct 9, 2026. Each line links its SEC filing.","as_of":"Oct 9, 2026","structured_data":[{"@type":"ItemList","name":"New ETF filings, latest first","numberOfItems":44,"itemListElement":[{"@type":"ListItem","position":1,"name":"Northern Trust US Equity ETF from Northern Funds was given the ticker NOEQ on Oct 9, 2026 (SEC filing)."},{"@type":"ListItem","position":2,"name":"The registration for 4 funds from Select Sector SPDR Trust took effect on Oct 13, 2026 (SEC filing)."},{"@type":"ListItem","position":3,"name":"A filing on Oct 9, 2026 gives tickers to 4 funds from Select Sector SPDR Trust (SEC filing)."},{"@type":"ListItem","position":4,"name":"UBS Series Funds filed for a new fund, UBS Select 100% US Treasury Onchain Fund, on Oct 9, 2026 (SEC filing)."},{"@type":"ListItem","position":5,"name":"A filing on Oct 9, 2026 gives Amplify S&P 500 Buffered Autocallable Yield Opportunity ETF the ticker YO (SEC filing)."},{"@type":"ListItem","position":6,"name":"Segall Bryant & Hamill Trust filed for ETF share classes of 2 funds on Oct 9, 2026 (SEC filing)."},{"@type":"ListItem","position":7,"name":"The registration for HCM Select 50 ETF from Northern Lights Fund Trust III took effect on Oct 9, 2026 (SEC filing)."},{"@type":"ListItem","position":8,"name":"A filing on Oct 9, 2026 gives HCM Select 50 ETF the ticker FIFT (SEC filing)."},{"@type":"ListItem","position":9,"name":"The registration for Sequoia ETF from Northern Lights Fund Trust II took effect on Oct 9, 2026 (SEC filing)."},{"@type":"ListItem","position":10,"name":"EA Series Trust filed for a new fund, Avos Global ETF, on Oct 9, 2026 (SEC filing)."},{"@type":"ListItem","position":11,"name":"A filing on Oct 9, 2026 gives Hedgeye 130/30 Equity ETF the ticker HELS (SEC filing)."},{"@type":"ListItem","position":12,"name":"The registration for REX Peptide ETF from REX ETF Trust took effect on Oct 10, 2026 (SEC filing)."},{"@type":"ListItem","position":13,"name":"A filing on Oct 9, 2026 gives REX Peptide ETF the ticker PEPT (SEC filing)."},{"@type":"ListItem","position":14,"name":"SP Funds Trust filed for 2 new funds on Oct 9, 2026 (SEC filing)."},{"@type":"ListItem","position":15,"name":"Exchange Listed Funds Trust filed for a new fund, SameSide Tactical Thematic ETF, on Oct 8, 2026 (SEC filing)."},{"@type":"ListItem","position":16,"name":"RBB Fund, Inc. filed for 5 new funds on Oct 8, 2026 (SEC filing)."},{"@type":"ListItem","position":17,"name":"The registration for Global X Asia Semiconductor ETF from Global X Funds took effect on Oct 8, 2026 (SEC filing)."},{"@type":"ListItem","position":18,"name":"Zacks Trust filed on Oct 8, 2026 to merge 2 funds (SEC filing)."},{"@type":"ListItem","position":19,"name":"EA Series Trust filed for a new fund, New Africa Critical Minerals ETF, on Oct 8, 2026 (SEC filing)."},{"@type":"ListItem","position":20,"name":"The registration for YieldMax SKHY Option Income Strategy ETF from Tidal Trust II took effect on Oct 8, 2026 (SEC filing)."},{"@type":"ListItem","position":21,"name":"A filing on Oct 8, 2026 gives YieldMax SKHY Option Income Strategy ETF the ticker YSKH (SEC filing)."},{"@type":"ListItem","position":22,"name":"ETF Series Solutions filed for a new fund, The Brinsmere Fund - Balanced ETF, on Oct 7, 2026 (SEC filing)."},{"@type":"ListItem","position":23,"name":"A filing on Oct 7, 2026 gives Defiance AI Powered ETF the ticker AIPW (SEC filing)."},{"@type":"ListItem","position":24,"name":"The registration for 15 funds from Managed Portfolio Series took effect on Oct 7, 2026 (SEC filing)."},{"@type":"ListItem","position":25,"name":"RBC Funds Trust filed for a new fund, RBC BlueBay Strategic Income ETF, on Oct 7, 2026 (SEC filing)."},{"@type":"ListItem","position":26,"name":"The registration for Northern Trust Equity Income ETF from Northern Funds took effect on Oct 7, 2026 (SEC filing)."},{"@type":"ListItem","position":27,"name":"ETF Opportunities Trust filed for a new fund, Golden Eagle Dynamic Innovation ETF, on Oct 7, 2026 (SEC filing)."},{"@type":"ListItem","position":28,"name":"A filing on Oct 7, 2026 gives Corgi MANGOS ETF the ticker MN (SEC filing)."},{"@type":"ListItem","position":29,"name":"American Funds College Target Date Series filed for a new fund, American Funds College 2045 Fund, on Oct 6, 2026 (SEC filing)."},{"@type":"ListItem","position":30,"name":"Prudential Investment Portfolios 2 filed for a new fund, PGIM Active Completion Shares - Core Plus Series, on Oct 6, 2026 (SEC filing)."},{"@type":"ListItem","position":31,"name":"Cavanal Hill Funds filed for a new fund, Industrial Frontier Fund, on Oct 6, 2026 (SEC filing)."},{"@type":"ListItem","position":32,"name":"The registration for WisdomTree Global Alpha Fund from WisdomTree Trust took effect on Oct 6, 2026 (SEC filing)."},{"@type":"ListItem","position":33,"name":"A filing on Oct 5, 2026 gives Tuttle Capital Gavin Baker Tracker ETF the ticker GAVN (SEC filing)."},{"@type":"ListItem","position":34,"name":"15 funds from Managed Portfolio Series were given tickers on Oct 5, 2026 (SEC filing)."},{"@type":"ListItem","position":35,"name":"Yorkville America Investment Trust filed for 2 new funds on Oct 5, 2026 (SEC filing)."},{"@type":"ListItem","position":36,"name":"The registration for 3 funds from Harbor ETF Trust took effect on Oct 5, 2026 (SEC filing)."},{"@type":"ListItem","position":37,"name":"The registration for WisdomTree Efficient Long/Short U.S. SmallCap Equity Fund from WisdomTree Trust took effect on Oct 5, 2026 (SEC filing)."},{"@type":"ListItem","position":38,"name":"GraniteShares ETF Trust filed for 3 new funds on Oct 5, 2026 (SEC filing)."},{"@type":"ListItem","position":39,"name":"The registration for 8 funds from Tema ETF Trust took effect on Oct 5, 2026 (SEC filing)."},{"@type":"ListItem","position":40,"name":"A filing on Oct 5, 2026 gives Defiance Daily Target 2X Long Sivers Semiconductors ETF the ticker SIV (SEC filing)."},{"@type":"ListItem","position":41,"name":"Tidal Trust II filed for a new fund, Quantify Quiver Political Capital ETF, on Oct 5, 2026 (SEC filing)."},{"@type":"ListItem","position":42,"name":"Tidal Trust I filed for a new fund, Subversive Bi-Partisan Congressional Trading ETF, on Oct 5, 2026 (SEC filing)."},{"@type":"ListItem","position":43,"name":"A filing on Oct 2, 2026 gives SEI High Yield Bond & Alternative Credit ETF the ticker LEND (SEC filing)."},{"@type":"ListItem","position":44,"name":"Northern Funds filed on Oct 2, 2026 to convert 4 funds (SEC filing)."}]},{"@type":"BreadcrumbList","itemListElement":[{"@type":"ListItem","position":1,"name":"ETFIQ","item":"https://etfiq.com/"},{"@type":"ListItem","position":2,"name":"ETF News","item":"https://etfiq.com/news/"},{"@type":"ListItem","position":3,"name":"Filings","item":"https://etfiq.com/news/filings/"}]},{"@type":"WebPage","name":"New ETF filings, latest first","description":"New ETF filings, latest first. The latest 100 filings ETFIQ has read, newest first, from Oct 2, 2026 to Oct 9, 2026. Each line links its SEC filing.","url":"https://etfiq.com/news/filings/","dateModified":"2026-10-09","isPartOf":{"@type":"WebSite","name":"ETFIQ","url":"https://etfiq.com"},"speakable":{"@type":"SpeakableSpecification","cssSelector":[".lede"]},"publisher":{"@id":"https://etfiq.com/#org"}}],"characters":8442,"truncated":false,"content":"ETFIQ / ETF News / Filings \n \n Read from every fund filing on SEC EDGAR, the exchanges and Tiingo daily prices. As of Oct 9, 2026 .\n New ETF filings, latest first\n The latest 100 filings ETFIQ has read, newest first, from Oct 2, 2026 to Oct 9, 2026.\n SEC filings\n Northern Trust US Equity ETF from Northern Funds was given the ticker NOEQ on Oct 9, 2026 ( SEC filing ). \n The registration for 4 funds from Select Sector SPDR Trust took effect on Oct 13, 2026 ( SEC filing ). State Street S&P 500 Energy Market Sector SPDR ETF \u00b7 State Street S&P 500 Technology Market Sector SPDR ETF \u00b7 State Street S&P 500 Consumer Staples Market Sector SPDR ETF \u00b7 State Street S&P 500 Consumer Discretionary Market Sector SPDR ETF \n\n A filing on Oct 9, 2026 gives tickers to 4 funds from Select Sector SPDR Trust ( SEC filing ). State Street S&P 500 Energy Market Sector SPDR ETF, XLEM \u00b7 State Street S&P 500 Technology Market Sector SPDR ETF, XLKM \u00b7 State Street S&P 500 Consumer Staples Market Sector SPDR ETF, XLPM \u00b7 State Street S&P 500 Consumer Discretionary Market Sector SPDR ETF, XLYM \n\n UBS Series Funds filed for a new fund, UBS Select 100% US Treasury Onchain Fund, on Oct 9, 2026 ( SEC filing ). \n A filing on Oct 9, 2026 gives Amplify S&P 500 Buffered Autocallable Yield Opportunity ETF the ticker YO ( SEC filing ). \n Segall Bryant & Hamill Trust filed for ETF share classes of 2 funds on Oct 9, 2026 ( SEC filing ). \u00b7 \n\n The registration for HCM Select 50 ETF from Northern Lights Fund Trust III took effect on Oct 9, 2026 ( SEC filing ). \n A filing on Oct 9, 2026 gives HCM Select 50 ETF the ticker FIFT ( SEC filing ). \n The registration for Sequoia ETF from Northern Lights Fund Trust II took effect on Oct 9, 2026 ( SEC filing ). \n EA Series Trust filed for a new fund, Avos Global ETF, on Oct 9, 2026 ( SEC filing ). \n A filing on Oct 9, 2026 gives Hedgeye 130/30 Equity ETF the ticker HELS ( SEC filing ). \n The registration for REX Peptide ETF from REX ETF Trust took effect on Oct 10, 2026 ( SEC filing ). \n A filing on Oct 9, 2026 gives REX Peptide ETF the ticker PEPT ( SEC filing ). \n SP Funds Trust filed for 2 new funds on Oct 9, 2026 ( SEC filing ). SP Funds Equity Income ETF \u00b7 SP Funds U.S. Small Cap ETF \n\n Exchange Listed Funds Trust filed for a new fund, SameSide Tactical Thematic ETF, on Oct 8, 2026 ( SEC filing ). \n RBB Fund, Inc. filed for 5 new funds on Oct 8, 2026 ( SEC filing ). Motley Fool 100 Hedged ETF \u00b7 Motley Fool 100 Premium Income Buffer ETF \u00b7 Motley Fool 100 Premium Income ETF \u00b7 Motley Fool 100 Tax Efficient Premium Income ETF \u00b7 Motley Fool 100 Yield Plus ETF \n\n The registration for Global X Asia Semiconductor ETF from Global X Funds took effect on Oct 8, 2026 ( SEC filing ). \n Zacks Trust filed on Oct 8, 2026 to merge 2 funds ( SEC filing ). Zacks All-Cap Core Fund into Zacks All-Cap Core ETF \u00b7 Zacks Small-Cap Core Fund into Zacks Small-Cap Core ETF \n\n EA Series Trust filed for a new fund, New Africa Critical Minerals ETF, on Oct 8, 2026 ( SEC filing ). \n The registration for YieldMax SKHY Option Income Strategy ETF from Tidal Trust II took effect on Oct 8, 2026 ( SEC filing ). \n A filing on Oct 8, 2026 gives YieldMax SKHY Option Income Strategy ETF the ticker YSKH ( SEC filing ). \n ETF Series Solutions filed for a new fund, The Brinsmere Fund - Balanced ETF, on Oct 7, 2026 ( SEC filing ). \n A filing on Oct 7, 2026 gives Defiance AI Powered ETF the ticker AIPW ( SEC filing ). \n The registration for 15 funds from Managed Portfolio Series took effect on Oct 7, 2026 ( SEC filing ). Tuttle Capital AI Drug Discovery ETF \u00b7 Tuttle Capital AI Test Equipment ETF \u00b7 Tuttle Capital AI Capacitor ETF \u00b7 Tuttle Capital On-Device AI ETF \u00b7 Tuttle Capital Thematic ETF \u00b7 Tuttle Capital AI Inference ETF \u00b7 Tuttle Capital AI DC Power Architecture ETF \u00b7 Tuttle Capital AI Memory Wall ETF \u00b7 Tuttle Capital Owned Intelligence ETF \u00b7 Tuttle Capital AI Network Fabric ETF \u00b7 Tuttle Capital Robotic Perception ETF \u00b7 Tuttle Capital Space Data Centers ETF \u00b7 Tuttle Capital AI Substrate ETF \u00b7 Tuttle Capital AI Thermal Management ETF \u00b7 Tuttle Capital AI TokenMax ETF \n\n RBC Funds Trust filed for a new fund, RBC BlueBay Strategic Income ETF, on Oct 7, 2026 ( SEC filing ). \n The registration for Northern Trust Equity Income ETF from Northern Funds took effect on Oct 7, 2026 ( SEC filing ). \n ETF Opportunities Trust filed for a new fund, Golden Eagle Dynamic Innovation ETF, on Oct 7, 2026 ( SEC filing ). \n A filing on Oct 7, 2026 gives Corgi MANGOS ETF the ticker MN ( SEC filing ). \n American Funds College Target Date Series filed for a new fund, American Funds College 2045 Fund, on Oct 6, 2026 ( SEC filing ). \n Prudential Investment Portfolios 2 filed for a new fund, PGIM Active Completion Shares - Core Plus Series, on Oct 6, 2026 ( SEC filing ). \n Cavanal Hill Funds filed for a new fund, Industrial Frontier Fund, on Oct 6, 2026 ( SEC filing ). \n The registration for WisdomTree Global Alpha Fund from WisdomTree Trust took effect on Oct 6, 2026 ( SEC filing ). \n A filing on Oct 5, 2026 gives Tuttle Capital Gavin Baker Tracker ETF the ticker GAVN ( SEC filing ). \n 15 funds from Managed Portfolio Series were given tickers on Oct 5, 2026 ( SEC filing ). Tuttle Capital AI Drug Discovery ETF, AIHC \u00b7 Tuttle Capital AI Test Equipment ETF, ATEQ \u00b7 Tuttle Capital AI Capacitor ETF, CAPQ \u00b7 Tuttle Capital On-Device AI ETF, DVAI \u00b7 Tuttle Capital Thematic ETF, GANZ \u00b7 Tuttle Capital AI Inference ETF, INFE \u00b7 Tuttle Capital AI DC Power Architecture ETF, JUCE \u00b7 Tuttle Capital AI Memory Wall ETF, MWAL \u00b7 Tuttle Capital Owned Intelligence ETF, MYNE \u00b7 Tuttle Capital AI Network Fabric ETF, NWRK \u00b7 Tuttle Capital Robotic Perception ETF, SEEU \u00b7 Tuttle Capital Space Data Centers ETF, SEX \u00b7 Tuttle Capital AI Substrate ETF, SUBA \u00b7 Tuttle Capital AI Thermal Management ETF, TEMP \u00b7 Tuttle Capital AI TokenMax ETF, TOKM \n\n Yorkville America Investment Trust filed for 2 new funds on Oct 5, 2026 ( SEC filing ). Yorkville America 2X Inverse NRAM Daily Target ETF \u00b7 Yorkville America 2X Long NRAM Daily Target ETF \n\n The registration for 3 funds from Harbor ETF Trust took effect on Oct 5, 2026 ( SEC filing ). Harbor Structured High Income ETF \u00b7 Harbor Structured Premium Income ETF \u00b7 Harbor Arena Structured Income ETF \n\n The registration for WisdomTree Efficient Long/Short U.S. SmallCap Equity Fund from WisdomTree Trust took effect on Oct 5, 2026 ( SEC filing ). \n GraniteShares ETF Trust filed for 3 new funds on Oct 5, 2026 ( SEC filing ). GraniteShares Autocallable MU ETF \u00b7 GraniteShares Autocallable SKHY ETF \u00b7 GraniteShares Autocallable SNDK ETF \n\n The registration for 8 funds from Tema ETF Trust took effect on Oct 5, 2026 ( SEC filing ). Tema Actuator ETF \u00b7 Tema Analog Semiconductor ETF \u00b7 Tema CPU ETF \u00b7 Tema MLCC ETF \u00b7 Tema Physical AI ETF \u00b7 Tema Semicap ETF \u00b7 Tema Semiconductor Manufacturing ETF \u00b7 Tema Semiconductor Substrates ETF \n\n A filing on Oct 5, 2026 gives Defiance Daily Target 2X Long Sivers Semiconductors ETF the ticker SIV ( SEC filing ). \n Tidal Trust II filed for a new fund, Quantify Quiver Political Capital ETF, on Oct 5, 2026 ( SEC filing ). \n Tidal Trust I filed for a new fund, Subversive Bi-Partisan Congressional Trading ETF, on Oct 5, 2026 ( SEC filing ). \n A filing on Oct 2, 2026 gives SEI High Yield Bond & Alternative Credit ETF the ticker LEND ( SEC filing ). \n Northern Funds filed on Oct 2, 2026 to convert 4 funds ( SEC filing ). International Equity Index Fund into Northern Trust MSCI EAFE ETF \u00b7 Mid Cap Index Fund into Northern Trust MSCI US 400 ETF \u00b7 Stock Index Fund into Northern Trust MSCI US 500 ETF \u00b7 Small Cap Index Fund into Northern Trust MSCI US 2000 ETF \n\n Where to next\n New ETF launches 264 ETF closures and closing notices 209 New ETF filings 5,087 ETF name and ticker changes 998 ETF fee changes 6 ETF share splits 164 ETF News The ETF News feed (RSS) Every issuer What changed on ETFIQ \n Cite this page. ETFIQ, New ETF filings, latest first, data as of Oct 9, 2026. https://etfiq.com/news/filings/ Free to use with attribution for figures ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at Open data .\n Other forms Plain ETFIQ, New ETF filings, latest first, data as of Oct 9, 2026. https://etfiq.com/news/filings/ APA ETFIQ. (Oct 9, 2026). New ETF filings, latest first. Retrieved from https://etfiq.com/news/filings/ Markdown [New ETF filings, latest first (ETFIQ, Oct 9, 2026)](https://etfiq.com/news/filings/)","source":"ETFIQ, independent ETF data. Recomputed nightly from public filings and prices.","publisher":{"@id":"https://etfiq.com/#org","name":"ETFIQ","url":"https://etfiq.com"},"license":"https://etfiq.com/license/","license_text":"Figures ETFIQ computes are free to use with attribution: ETFIQ (etfiq.com). Issuer data stays under its owner's terms.","citation":"ETFIQ, New ETF filings, latest first, data as of Oct 9, 2026. https://etfiq.com/news/filings/"}