# MGMT (BALLAST SMALL/MID CAP ETF) Ballast · Stock ETFs · U.S. small-cap blend · data as of Nov 4, 2026 MGMT returned +19.6% over the year to Nov 4, 2026, charges 1.10% a year and holds $179m in net assets on Jun 30, 2026. Promise check: Not measured. It names no index it tracks. https://etfiq.com/promise-index/stocks/ MGMT is actively managed and returned +19.6% over the past year. ## Key facts - MGMT, total return, 1 year: +19.6%, as of Nov 4, 2026. - MGMT, expense ratio: 1.10%, as of Jan 27, 2026. - MGMT, holdings: 54, as of Jun 30, 2026. - MGMT, below its high: −2.6%, as of Nov 4, 2026. - MGMT, 12-month yield, capital gains included, on its starting price: 0.4%, as of Nov 4, 2026. - MGMT, last payment (paid annually), ex-date Dec 30, 2025: $0.1507, as of Dec 30, 2025. - MGMT, net assets: $179m (SEC filing, whole fund, as filed for Jun 30, 2026). ## MGMT over each window to Nov 4, 2026 | Window | Total return | S&P 500 (SPY) | | --- | --- | --- | | 1 month | +2.1% | −1.0% | | 3 months | −1.6% | −0.1% | | 6 months | +4.0% | +5.0% | | Year to date | +14.8% | +13.3% | | 1 year | +19.6% | +14.8% | | 3 years | +55.0% | +82.9% | | 5 years | +38.6% | +75.0% | | Since launch | +107.3% | +126.8% | | Since launch, annualised | +13.1% | – | ## MGMT key stats - 52-week high, daily closes to Nov 4, 2026: $52.25 on Aug 14, 2026 (computed by ETFIQ from Tiingo daily prices) - 52-week low, daily closes to Nov 4, 2026: $40.77 on Nov 20, 2025 (computed by ETFIQ from Tiingo daily prices) - Close on Nov 4, 2026, within that range: $50.91, 88% of the way from the low to the high (computed by ETFIQ from Tiingo daily prices) - Holdings: 54 - Top ten weight: 30.1% ## MGMT trading - Not scored. - The full trading page: https://etfiq.com/funds/mgmt/trading/ ## MGMT for holders outside the US - US tax withheld on dividends, no treaty: 30% () - Treaty rates on dividends (IRS table, read Oct 30, 2026): 65 countries, 10% to 30% () - MGMT interest-related and short-term gain dividends: not read by ETFIQ - US estate tax filing threshold, non-resident holders: $60,000 () - Share class: Distributing () Facts from the IRS, not tax advice. ## Every published field | Field | Value | Source | | --- | --- | --- | | What it tracks | No index, actively managed | ETFIQ | | Fund type | Equity fund | ETFIQ | | Category | Stocks · U.S. small-cap blend | ETFIQ | | Expense ratio | 1.10% | 485BPOS XBRL, Jan 27, 2026 | | Price | $50.91 | ETFIQ | | First traded | Dec 3, 2020 | ETFIQ | | Net assets | $179m | SEC filing, whole fund, as filed for Jun 30, 2026 | | Benchmark | Its own holdings, as of Jun 30, 2026; its prospectus names no index it tracks | ETFIQ, from its filings | | MGMT, Jun 30, 2026 to Oct 30, 2026 | −1.96% | ETFIQ | | Its book of Jun 30, 2026, the same days | −0.50% | ETFIQ, measured on 93% of the book by weight | | Against its own holdings | −1.46 pts | ETFIQ | | Below its high | −2.6% | ETFIQ | | Holdings | 54 | ETFIQ | | Top ten weight | 30.1% | ETFIQ | | Cash, not in the top ten | 1.5% | ETFIQ | | Holdings as of | Jun 30, 2026 | SEC N-PORT | | Already in the S&P 500, by weight | 0.0% | ETFIQ | | Active share vs the S&P 500 | 100.0% | ETFIQ | | Already in the Nasdaq-100, by weight | 0.0% | ETFIQ | ## Questions ### How has MGMT performed? Over the year to Nov 4, 2026, MGMT returned +19.6% with distributions reinvested. Over three years the number is +55.0%. ### What does MGMT cost? The prospectus expense ratio is 1.10% a year. ### What does MGMT hold? 54 positions as filed for Jun 30, 2026, with the top ten at 30.1% of the fund. 0% of its weight is in stocks the S&P 500 also holds. ### How far is MGMT below its high? 2.6% below its high of Aug 14, 2026, measured on the reinvested series to Nov 4, 2026. ## Cite this page ETFIQ, MGMT, stock fund, data as of Nov 4, 2026. https://etfiq.com/funds/mgmt Free to use with attribution for data ETFIQ computes; issuer data stays under its owner's terms. The underlying files are at . HTML: https://etfiq.com/funds/mgmt · JSON: https://etfiq.com/funds/mgmt.json