# FNY (First Trust Mid Cap Growth AlphaDEX Fund)

First Trust · Stock ETFs · U.S. small-cap growth · data as of Oct 2, 2026

FNY tracks an index and returned +8.5% over the past year.

## Key facts

- FNY, total return, 1 year: +8.5%, as of Oct 2, 2026.
- FNY, expense ratio: 0.73%, as of Oct 2, 2026.
- FNY, holdings: 226, as of Oct 2, 2026.
- FNY, below its high: −9.3%, as of Oct 2, 2026.
- FNY, net assets: $573m (issuer page, as of Oct 2, 2026).

## FNY over each window to Oct 2, 2026

| Window | Total return | S&P 500 | Gap to S&P 500 | Gap to Nasdaq-100 |
| --- | --- | --- | --- | --- |
| 3 months | −6.0% | +3.6% | −9.6 pts | −11.3 pts |
| 6 months | +9.4% | +17.9% | −8.6 pts | −19.0 pts |
| 1 year | +8.5% | +16.2% | −7.7 pts | −15.8 pts |
| 3 years | +71.5% | +89.3% | −17.8 pts | −43.3 pts |
| Since listing | +409.2% | +659.1% | −249.9 pts | −971.3 pts |

## Every published field

| Field | Value | Source |
| --- | --- | --- |
| What it tracks | not read by ETFIQ | ETFIQ |
| Fund type | Equity fund | ETFIQ |
| Category | Stocks · U.S. small-cap growth | ETFIQ |
| Expense ratio | 0.73% | 485BPOS XBRL, Nov 28, 2025 |
| Price | $100.53 | ETFIQ |
| Listed since | Apr 20, 2011 | ETFIQ |
| Net assets | $573m | issuer page, as of Oct 2, 2026 |
| Below its high | −9.3% | ETFIQ |
| Holdings | 226 | ETFIQ |
| Top ten weight | 9.3% | ETFIQ |
| Holdings published for | Oct 2, 2026 | the issuer’s daily file |
| Already in the S&P 500, by weight | 4.2% | ETFIQ |
| Active share vs the S&P 500 | 99.8% | ETFIQ |
| Already in the Nasdaq-100, by weight | 0.0% | ETFIQ |

## Questions

### How has FNY performed?

Over the year to Oct 2, 2026, FNY returned +8.5% with distributions reinvested, against +16.2% for the S&P 500. Over three years the figure is +71.5%.

### What does FNY cost?

The prospectus expense ratio is 0.73% a year.

### What does FNY hold?

226 positions as published by its issuer for Oct 2, 2026, with the top ten at 9.3% of the fund. 4% of its weight is in stocks the S&P 500 also holds.

### How far is FNY below its high?

9.3% below its high of Jun 30, 2026, measured on the reinvested series to Oct 2, 2026.


## Cite this page

ETFIQ, FNY, data as of Oct 2, 2026. https://etfiq.com/funds/fny
Free to use with attribution; the underlying files are at https://etfiq.com/data/.

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